30th Dec 2020 07:00
FORM 8.3 Amendment to Sales
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. |
| (b) | Owner or controller of interest and short | |
| positions disclosed, if different from 1(a): | ||
| (c) | Name of offeror/offeree in relation to whose | TAKE-TWO INTERACTIVE SOFTWARE INC |
| relevant securities this form relates: | ||
| (d) | If an exempt fund manager connected with an | |
| offeror/offeree, state this and specify identity of | ||
| offeror/offeree: | ||
| (e) | Date position held/dealing undertaken: | 21 December 2020 |
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: |
| disclosures in respect of any other party to the offer? | CODEMASTERS GROUP HOLDINGS PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | Common stock | ||||
| Interests | Short Positions | ||||
| Number | (%) | Number | (%) | ||
(1) | Relevant securities owned | ||||
| and/or controlled: | 348,069 | 0.30% | 211,832 | 0.18% | |
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(2) | Cash-settled derivatives: |
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211,463 | 0.18% | 82,445 | 0.07% | ||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 38,600 | 0.03% | 68,800 | 0.06% | |
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| TOTAL: | 598,132 | 0.52% | 363,077 | 0.32% | |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit |
| security | securities | ||
| Common stock | Purchase | 1 | 202.6400 USD |
| Common stock | Purchase | 3 | 201.0716 USD |
| Common stock | Purchase | 8 | 201.3800 USD |
| Common stock | Purchase | 9 | 201.5316 USD |
| Common stock | Purchase | 11 | 201.5063 USD |
| Common stock | Purchase | 12 | 201.6933 USD |
| Common stock | Purchase | 16 | 202.7437 USD |
| Common stock | Purchase | 200 | 200.1000 USD |
| Common stock | Purchase | 200 | 200.8150 USD |
| Common stock | Purchase | 353 | 201.4417 USD |
| Common stock | Purchase | 400 | 199.7800 USD |
| Common stock | Purchase | 453 | 203.9542 USD |
| Common stock | Purchase | 490 | 199.5812 USD |
| Common stock | Purchase | 1,013 | 201.7700 USD |
| Common stock | Purchase | 1,568 | 202.0088 USD |
| Common stock | Purchase | 1,879 | 201.5095 USD |
| Common stock | Purchase | 1,920 | 201.2582 USD |
| Common stock | Purchase | 2,585 | 200.3625 USD |
| Common stock | Purchase | 3,954 | 200.2890 USD |
| Common stock | Purchase | 6,669 | 201.7792 USD |
| Common stock | Purchase | 7,187 | 201.4118 USD |
| Common stock | Purchase | 7,400 | 201.7893 USD |
| Common stock | Purchase | 11,943 | 201.7538 USD |
| Common stock | Purchase | 29,671 | 203.3900 USD |
| Common stock | Purchase | 29,765 | 200.6080 USD |
| Common stock | Sale | 1 | 202.2000 USD |
| Common stock | Sale | 1 | 201.0700 USD |
| Common stock | Sale | 3 | 199.9333 USD |
| Common stock | Sale | 3 | 200.6050 USD |
| Common stock | Sale | 4 | 201.3750 USD |
| Common stock | Sale | 4 | 202.5350 USD |
| Common stock | Sale | 4 | 200.3562 USD |
| Common stock | Sale | 5 | 201.1890 USD |
| Common stock | Sale | 5 | 201.2520 USD |
| Common stock | Sale | 8 | 201.3800 USD |
| Common stock | Sale | 10 | 201.5500 USD |
| Common stock | Sale | 14 | 200.5539 USD |
| Common stock | Sale | 16 | 202.7713 USD |
| Common stock | Sale | 16 | 200.6556 USD |
| Common stock | Sale | 17 | 199.9205 USD |
| Common stock | Sale | 22 | 200.4153 USD |
| Common stock | Sale | 50 | 201.7800 USD |
| Common stock | Sale | 51 | 202.3000 USD |
| Common stock | Sale | 66 | 201.2100 USD |
| Common stock | Sale | 90 | 200.2100 USD |
| Common stock | Sale | 100 | 202.6550 USD |
| Common stock | Sale | 100 | 199.5750 USD |
| Common stock | Sale | 105 | 201.9100 USD |
| Common stock | Sale | 109 | 201.2766 USD |
| Common stock | Sale | 210 | 200.6338 USD |
| Common stock | Sale | 293 | 202.1232 USD |
| Common stock | Sale | 317 | 199.6758 USD |
| Common stock | Sale | 354 | 203.0287 USD |
| Common stock | Sale | 437 | 203.3900 USD |
| Common stock | Sale | 474 | 203.8509 USD |
| Common stock | Sale | 518 | 202.0708 USD |
| Common stock | Sale | 763 | 200.6641 USD |
| Common stock | Sale | 825 | 200.8273 USD |
| Common stock | Sale | 1,570 | 201.5787 USD |
| Common stock | Sale | 1,776 | 201.7700 USD |
| Common stock | Sale | 2,151 | 201.0506 USD |
| Common stock | Sale | 3,603 | 200.6959 USD |
| Common stock | Sale | 6,614 | 201.7747 USD |
| Common stock | Sale | 6,794 | 201.7617 USD |
| Common stock | Sale | 18,285 | 201.7562 USD |
| Common stock | Sale | 33,991 | 200.5165 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
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(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 28 Dec 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
| 1. KEY INFORMATION | |
| Identity of the person whose positions/dealings | Barclays PLC. |
| are being disclosed: | |
| Name of offeror/offeree in relation to whose | TAKE-TWO INTERACTIVE SOFTWARE INC |
| relevant securities this from relates: | |
| 2. OPTIONS AND DERIVATIVES | ||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry |
| of | description | purchasing, | of | price | date | |
| relevant | selling, | securities | per unit | |||
| security | varying etc | to which | ||||
| option | ||||||
| relates | ||||||
| Common stock | Call Options | Purchased | 7,700 | 140.0000 | American | 15 Jan 2021 |
| Common stock | Call Options | Purchased | 8,000 | 160.0000 | American | 21 Jan 2022 |
| Common stock | Call Options | Written | -21,600 | 160.0000 | American | 21 Jan 2022 |
| Common stock | Call Options | Written | -13,600 | 170.0000 | American | 21 Jan 2022 |
| Common stock | Call Options | Written | -4,900 | 160.0000 | American | 15 Jan 2021 |
| Common stock | Call Options | Written | -3,500 | 110.0000 | American | 15 Jan 2021 |
| Common stock | Call Options | Written | -2,800 | 185.0000 | American | 21 Jan 2022 |
| Common stock | Call Options | Written | -2,500 | 120.0000 | American | 15 Jan 2021 |
| Common stock | Put Options | Purchased | -11,700 | 160.0000 | American | 21 Jan 2022 |
| Common stock | Put Options | Purchased | -4,800 | 115.0000 | American | 21 Jan 2022 |
| Common stock | Put Options | Purchased | -2,400 | 45.0000 | American | 15 Jan 2021 |
| Common stock | Put Options | Purchased | -1,000 | 130.0000 | American | 21 Jan 2022 |
| Common stock | Put Options | Written | 400 | 185.0000 | American | 21 Jan 2022 |
| Common stock | Put Options | Written | 1,000 | 130.0000 | American | 21 Jan 2022 |
| Common stock | Put Options | Written | 1,200 | 165.0000 | American | 21 Jan 2022 |
| Common stock | Put Options | Written | 1,600 | 170.0000 | American | 21 Jan 2022 |
| Common stock | Put Options | Written | 1,600 | 180.0000 | American | 21 Jan 2022 |
| Common stock | Put Options | Written | 17,100 | 160.0000 | American | 21 Jan 2022 |
| 3. AGREEMENTS TO PURCHASE OR SELL ETC. | |
| Full details should be given so that the nature of the interest or position can be fully | |
| understood: | |
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