20th Mar 2024 13:49
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | DS SMITH PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 19 Mar 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | MONDI PLC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | 10p ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 14,266,119 | 1.04% | 7,609,719 | 0.55% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 7,432,083 | 0.54% | 14,508,655 | 1.05% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 0 | 0.00% | 0 | 0.00% |
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| TOTAL: |
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| 21,698,202 | 1.58% | 22,118,374 | 1.61% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
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10p ordinary | Purchase | 196,795 | 3.4196 GBP | ||||
10p ordinary | Purchase | 180,572 | 3.3931 GBP | ||||
10p ordinary | Purchase | 101,302 | 3.3828 GBP | ||||
10p ordinary | Purchase | 90,043 | 3.3622 GBP | ||||
10p ordinary | Purchase | 84,900 | 3.3918 GBP | ||||
10p ordinary | Purchase | 76,754 | 3.4039 GBP | ||||
10p ordinary | Purchase | 71,068 | 3.4215 GBP | ||||
10p ordinary | Purchase | 64,412 | 3.4200 GBP | ||||
10p ordinary | Purchase | 32,206 | 3.3968 GBP | ||||
10p ordinary | Purchase | 30,657 | 3.4114 GBP | ||||
10p ordinary | Purchase | 20,746 | 3.3633 GBP | ||||
10p ordinary | Purchase | 20,005 | 3.4205 GBP | ||||
10p ordinary | Purchase | 14,773 | 3.4119 GBP | ||||
10p ordinary | Purchase | 14,250 | 3.3845 GBP | ||||
10p ordinary | Purchase | 9,571 | 3.4042 GBP | ||||
10p ordinary | Purchase | 8,129 | 3.3637 GBP | ||||
10p ordinary | Purchase | 4,663 | 3.4040 GBP | ||||
10p ordinary | Purchase | 3,498 | 3.3750 GBP | ||||
10p ordinary | Purchase | 2,962 | 3.3981 GBP | ||||
10p ordinary | Purchase | 2,733 | 3.4075 GBP | ||||
10p ordinary | Purchase | 2,559 | 3.3600 GBP | ||||
10p ordinary | Purchase | 2,220 | 3.3760 GBP | ||||
10p ordinary | Purchase | 1,697 | 3.3645 GBP | ||||
10p ordinary | Purchase | 1,436 | 3.3811 GBP | ||||
10p ordinary | Purchase | 1,174 | 3.4070 GBP | ||||
10p ordinary | Purchase | 1,112 | 3.4110 GBP | ||||
10p ordinary | Purchase | 1,091 | 3.4055 GBP | ||||
10p ordinary | Purchase | 1,057 | 3.4030 GBP | ||||
10p ordinary | Purchase | 1,005 | 3.4080 GBP | ||||
10p ordinary | Purchase | 967 | 3.4210 GBP | ||||
10p ordinary | Purchase | 929 | 3.4180 GBP | ||||
10p ordinary | Purchase | 818 | 3.4190 GBP | ||||
10p ordinary | Purchase | 610 | 3.4245 GBP | ||||
10p ordinary | Purchase | 461 | 3.4029 GBP | ||||
10p ordinary | Purchase | 446 | 3.4220 GBP | ||||
10p ordinary | Purchase | 299 | 3.3668 GBP | ||||
10p ordinary | Purchase | 291 | 3.3890 GBP | ||||
10p ordinary | Purchase | 212 | 3.4090 GBP | ||||
10p ordinary | Purchase | 101 | 3.3584 GBP | ||||
10p ordinary | Purchase | 50 | 3.4280 GBP | ||||
10p ordinary | Purchase | 1 | 3.3650 GBP | ||||
10p ordinary | Sale | 215,542 | 3.4143 GBP | ||||
10p ordinary | Sale | 171,941 | 3.4155 GBP | ||||
10p ordinary | Sale | 115,629 | 3.3854 GBP | ||||
10p ordinary | Sale | 96,828 | 3.4201 GBP | ||||
10p ordinary | Sale | 67,800 | 3.3887 GBP | ||||
10p ordinary | Sale | 60,503 | 3.3736 GBP | ||||
10p ordinary | Sale | 51,280 | 3.4125 GBP | ||||
10p ordinary | Sale | 35,139 | 3.3998 GBP | ||||
10p ordinary | Sale | 26,142 | 3.3841 GBP | ||||
10p ordinary | Sale | 19,757 | 3.4084 GBP | ||||
10p ordinary | Sale | 19,703 | 3.4111 GBP | ||||
10p ordinary | Sale | 17,781 | 3.4124 GBP | ||||
10p ordinary | Sale | 15,624 | 3.3754 GBP | ||||
10p ordinary | Sale | 13,025 | 3.4170 GBP | ||||
10p ordinary | Sale | 11,946 | 3.3875 GBP | ||||
10p ordinary | Sale | 10,621 | 3.3840 GBP | ||||
10p ordinary | Sale | 10,437 | 3.4200 GBP | ||||
10p ordinary | Sale | 10,000 | 3.3990 GBP | ||||
10p ordinary | Sale | 9,049 | 3.3926 GBP | ||||
10p ordinary | Sale | 8,882 | 3.3778 GBP | ||||
10p ordinary | Sale | 6,493 | 3.3615 GBP | ||||
10p ordinary | Sale | 6,064 | 3.3696 GBP | ||||
10p ordinary | Sale | 5,273 | 3.4050 GBP | ||||
10p ordinary | Sale | 5,227 | 3.3865 GBP | ||||
10p ordinary | Sale | 4,482 | 3.3658 GBP | ||||
10p ordinary | Sale | 4,479 | 3.3733 GBP | ||||
10p ordinary | Sale | 3,623 | 3.3760 GBP | ||||
10p ordinary | Sale | 3,186 | 3.3979 GBP | ||||
10p ordinary | Sale | 2,761 | 3.3607 GBP | ||||
10p ordinary | Sale | 2,686 | 3.3750 GBP | ||||
10p ordinary | Sale | 2,478 | 3.3836 GBP | ||||
10p ordinary | Sale | 2,467 | 3.3715 GBP | ||||
10p ordinary | Sale | 2,112 | 3.3620 GBP | ||||
10p ordinary | Sale | 1,901 | 3.3606 GBP | ||||
10p ordinary | Sale | 1,863 | 3.3758 GBP | ||||
10p ordinary | Sale | 1,863 | 3.4180 GBP | ||||
10p ordinary | Sale | 1,831 | 3.3581 GBP | ||||
10p ordinary | Sale | 1,748 | 3.4083 GBP | ||||
10p ordinary | Sale | 1,174 | 3.4070 GBP | ||||
10p ordinary | Sale | 1,159 | 3.3450 GBP | ||||
10p ordinary | Sale | 1,057 | 3.4030 GBP | ||||
10p ordinary | Sale | 1,034 | 3.3610 GBP | ||||
10p ordinary | Sale | 1,025 | 3.3810 GBP | ||||
10p ordinary | Sale | 967 | 3.4210 GBP | ||||
10p ordinary | Sale | 963 | 3.3730 GBP | ||||
10p ordinary | Sale | 927 | 3.4020 GBP | ||||
10p ordinary | Sale | 911 | 3.4080 GBP | ||||
10p ordinary | Sale | 784 | 3.4105 GBP | ||||
10p ordinary | Sale | 660 | 3.3570 GBP | ||||
10p ordinary | Sale | 610 | 3.4245 GBP | ||||
10p ordinary | Sale | 291 | 3.3890 GBP | ||||
10p ordinary | Sale | 212 | 3.4090 GBP | ||||
10p ordinary | Sale | 101 | 3.3587 GBP | ||||
10p ordinary | Sale | 66 | 3.4203 GBP | ||||
10p ordinary | Sale | 50 | 3.4283 GBP | ||||
10p ordinary | Sale | 5 | 3.3640 GBP | ||||
10p ordinary | Sale | 1 | 3.3650 GBP | ||||
10p ordinary | Sale | 68 | 3.4190 GBP | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
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10p ordinary | SWAP | Decreasing Long | 36 | 3.3980 GBP | |||
10p ordinary | SWAP | Decreasing Long | 97 | 3.3650 GBP | |||
10p ordinary | SWAP | Decreasing Long | 772 | 3.3882 GBP | |||
10p ordinary | SWAP | Decreasing Long | 1,436 | 3.3811 GBP | |||
10p ordinary | SWAP | Decreasing Long | 1,697 | 3.3645 GBP | |||
10p ordinary | SWAP | Decreasing Long | 3,459 | 3.4031 GBP | |||
10p ordinary | SWAP | Decreasing Long | 3,950 | 3.4113 GBP | |||
10p ordinary | SWAP | Decreasing Long | 8,765 | 3.4200 GBP | |||
10p ordinary | SWAP | Decreasing Long | 16,773 | 3.3628 GBP | |||
10p ordinary | SWAP | Decreasing Long | 20,005 | 3.4205 GBP | |||
10p ordinary | SWAP | Decreasing Long | 20,746 | 3.3633 GBP | |||
10p ordinary | SWAP | Decreasing Long | 72,487 | 3.4041 GBP | |||
10p ordinary | CFD | Decreasing Short | 1,418 | 3.4197 GBP | |||
10p ordinary | CFD | Decreasing Short | 5,800 | 3.4200 GBP | |||
10p ordinary | SWAP | Decreasing Short | 10,000 | 3.3986 GBP | |||
10p ordinary | CFD | Decreasing Short | 12,860 | 3.4255 GBP | |||
10p ordinary | SWAP | Decreasing Short | 14,619 | 3.4120 GBP | |||
10p ordinary | SWAP | Decreasing Short | 17,781 | 3.4124 GBP | |||
10p ordinary | CFD | Decreasing Short | 18,070 | 3.3591 GBP | |||
10p ordinary | CFD | Decreasing Short | 35,100 | 3.4010 GBP | |||
10p ordinary | SWAP | Decreasing Short | 102,338 | 3.4200 GBP | |||
10p ordinary | SWAP | Increasing Long | 881 | 3.3789 GBP | |||
10p ordinary | SWAP | Increasing Long | 982 | 3.3729 GBP | |||
10p ordinary | SWAP | Increasing Long | 1,025 | 3.3810 GBP | |||
10p ordinary | SWAP | Increasing Long | 1,901 | 3.3606 GBP | |||
10p ordinary | SWAP | Increasing Long | 4,479 | 3.3733 GBP | |||
10p ordinary | SWAP | Increasing Long | 14,036 | 3.3981 GBP | |||
10p ordinary | SWAP | Increasing Long | 30,003 | 3.4015 GBP | |||
10p ordinary | SWAP | Increasing Long | 62,720 | 3.4200 GBP | |||
10p ordinary | SWAP | Increasing Long | 67,800 | 3.3887 GBP | |||
10p ordinary | SWAP | Increasing Long | 107,900 | 3.3959 GBP | |||
10p ordinary | CFD | Increasing Short | 1 | 3.3700 GBP | |||
10p ordinary | CFD | Increasing Short | 32 | 3.3581 GBP | |||
10p ordinary | CFD | Increasing Short | 623 | 3.3996 GBP | |||
10p ordinary | SWAP | Increasing Short | 1,002 | 3.3800 GBP | |||
10p ordinary | CFD | Increasing Short | 1,418 | 3.3652 GBP | |||
10p ordinary | CFD | Increasing Short | 2,220 | 3.3760 GBP | |||
10p ordinary | SWAP | Increasing Short | 2,493 | 3.3783 GBP | |||
10p ordinary | SWAP | Increasing Short | 4,780 | 3.3683 GBP | |||
10p ordinary | SWAP | Increasing Short | 6,271 | 3.3764 GBP | |||
10p ordinary | CFD | Increasing Short | 6,860 | 3.4200 GBP | |||
10p ordinary | SWAP | Increasing Short | 33,802 | 3.3770 GBP | |||
10p ordinary | SWAP | Increasing Short | 71,068 | 3.4215 GBP | |||
10p ordinary | SWAP | Increasing Short | 225,983 | 3.3937 GBP | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 20 Mar 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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Related Shares:
BarclaysSmith (DS)