27th Mar 2024 16:55
FORM 8.3 - Amendment to section 3b |
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Replaces form released on 14:24 21/02/2024 |
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RNS Number : 9798D |
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FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1 | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short | ||||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | DS SMITH PLC | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an | ||||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 20-Feb-24 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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disclosures in respect of any other party to the offer? | MONDI PLC | ||||||
2 | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | 10p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
-1 | Relevant securities owned | ||||||
and/or controlled: | 8,914,675 | 0.64% | 6,692,718 | 0.48% | |||
-2 | Cash-settled derivatives: | ||||||
and/or controlled: | 6,190,326 | 0.44% | 8,503,981 | 0.61% | |||
-3 | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 15,105,001 | 1.09% | 15,196,699 | 1.10% | |||
(b) | Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights |
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concerned and relevant percentages: | |||||||
3 | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
10p ordinary | Purchase | 610,042 | 3.2413 GBP | ||||
10p ordinary | Purchase | 556,009 | 3.2420 GBP | ||||
10p ordinary | Purchase | 427,872 | 3.2419 GBP | ||||
10p ordinary | Purchase | 305,234 | 3.2526 GBP | ||||
10p ordinary | Purchase | 164,049 | 3.2400 GBP | ||||
10p ordinary | Purchase | 89,237 | 3.2469 GBP | ||||
10p ordinary | Purchase | 68,219 | 3.2484 GBP | ||||
10p ordinary | Purchase | 66,822 | 3.2686 GBP | ||||
10p ordinary | Purchase | 65,898 | 3.2499 GBP | ||||
10p ordinary | Purchase | 57,893 | 3.2689 GBP | ||||
10p ordinary | Purchase | 35,039 | 3.2411 GBP | ||||
10p ordinary | Purchase | 33,745 | 3.2430 GBP | ||||
10p ordinary | Purchase | 26,418 | 3.2416 GBP | ||||
10p ordinary | Purchase | 19,469 | 3.2705 GBP | ||||
10p ordinary | Purchase | 18,554 | 3.2624 GBP | ||||
10p ordinary | Purchase | 18,127 | 3.2504 GBP | ||||
10p ordinary | Purchase | 15,479 | 3.2410 GBP | ||||
10p ordinary | Purchase | 15,056 | 3.2699 GBP | ||||
10p ordinary | Purchase | 10,555 | 3.2548 GBP | ||||
10p ordinary | Purchase | 9,562 | 3.2586 GBP | ||||
10p ordinary | Purchase | 8,740 | 3.2505 GBP | ||||
10p ordinary | Purchase | 8,317 | 3.2521 GBP | ||||
10p ordinary | Purchase | 6,725 | 3.2687 GBP | ||||
10p ordinary | Purchase | 5,544 | 3.2497 GBP | ||||
10p ordinary | Purchase | 4,419 | 3.2421 GBP | ||||
10p ordinary | Purchase | 3,734 | 3.2600 GBP | ||||
10p ordinary | Purchase | 3,299 | 3.2642 GBP | ||||
10p ordinary | Purchase | 3,231 | 3.2708 GBP | ||||
10p ordinary | Purchase | 2,815 | 3.2424 GBP | ||||
10p ordinary | Purchase | 2,746 | 3.2719 GBP | ||||
10p ordinary | Purchase | 2,054 | 3.2418 GBP | ||||
10p ordinary | Purchase | 1,921 | 3.2557 GBP | ||||
10p ordinary | Purchase | 1,757 | 3.2490 GBP | ||||
10p ordinary | Purchase | 1,709 | 3.2774 GBP | ||||
10p ordinary | Purchase | 1,410 | 3.2590 GBP | ||||
10p ordinary | Purchase | 1,380 | 3.2531 GBP | ||||
10p ordinary | Purchase | 1,319 | 3.2423 GBP | ||||
10p ordinary | Purchase | 1,314 | 3.2630 GBP | ||||
10p ordinary | Purchase | 1,294 | 3.2523 GBP | ||||
10p ordinary | Purchase | 1,279 | 3.2434 GBP | ||||
10p ordinary | Purchase | 1,092 | 3.2435 GBP | ||||
10p ordinary | Purchase | 1,008 | 3.2660 GBP | ||||
10p ordinary | Purchase | 863 | 3.2470 GBP | ||||
10p ordinary | Purchase | 837 | 3.2488 GBP | ||||
10p ordinary | Purchase | 710 | 3.2650 GBP | ||||
10p ordinary | Purchase | 389 | 3.2720 GBP | ||||
10p ordinary | Purchase | 145 | 3.2730 GBP | ||||
10p ordinary | Purchase | 142 | 3.2750 GBP | ||||
10p ordinary | Purchase | 34 | 3.2575 GBP | ||||
10p ordinary | Purchase | 15 | 3.2480 GBP | ||||
10p ordinary | Purchase | 2 | 3.2450 GBP | ||||
10p ordinary | Purchase | 1 | 3.2440 GBP | ||||
10p ordinary | Sale | 576,901 | 3.2414 GBP | ||||
10p ordinary | Sale | 382,522 | 3.2420 GBP | ||||
10p ordinary | Sale | 373,551 | 3.2419 GBP | ||||
10p ordinary | Sale | 250,000 | 3.2637 GBP | ||||
10p ordinary | Sale | 182,569 | 3.2437 GBP | ||||
10p ordinary | Sale | 146,036 | 3.2400 GBP | ||||
10p ordinary | Sale | 91,570 | 3.2655 GBP | ||||
10p ordinary | Sale | 43,034 | 3.2421 GBP | ||||
10p ordinary | Sale | 38,969 | 3.2561 GBP | ||||
10p ordinary | Sale | 37,577 | 3.2406 GBP | ||||
10p ordinary | Sale | 34,661 | 3.2430 GBP | ||||
10p ordinary | Sale | 31,235 | 3.2425 GBP | ||||
10p ordinary | Sale | 30,412 | 3.2697 GBP | ||||
10p ordinary | Sale | 18,642 | 3.2411 GBP | ||||
10p ordinary | Sale | 18,566 | 3.2428 GBP | ||||
10p ordinary | Sale | 16,964 | 3.2418 GBP | ||||
10p ordinary | Sale | 16,294 | 3.2616 GBP | ||||
10p ordinary | Sale | 12,264 | 3.2579 GBP | ||||
10p ordinary | Sale | 10,910 | 3.2423 GBP | ||||
10p ordinary | Sale | 9,513 | 3.2407 GBP | ||||
10p ordinary | Sale | 9,140 | 3.2397 GBP | ||||
10p ordinary | Sale | 8,985 | 3.2489 GBP | ||||
10p ordinary | Sale | 8,740 | 3.2505 GBP | ||||
10p ordinary | Sale | 8,332 | 3.2452 GBP | ||||
10p ordinary | Sale | 7,943 | 3.2413 GBP | ||||
10p ordinary | Sale | 7,566 | 3.2526 GBP | ||||
10p ordinary | Sale | 6,876 | 3.2487 GBP | ||||
10p ordinary | Sale | 5,794 | 3.2612 GBP | ||||
10p ordinary | Sale | 3,231 | 3.2708 GBP | ||||
10p ordinary | Sale | 3,100 | 3.2424 GBP | ||||
10p ordinary | Sale | 2,969 | 3.2721 GBP | ||||
10p ordinary | Sale | 2,746 | 3.2719 GBP | ||||
10p ordinary | Sale | 2,605 | 3.2410 GBP | ||||
10p ordinary | Sale | 2,380 | 3.2660 GBP | ||||
10p ordinary | Sale | 2,160 | 3.2412 GBP | ||||
10p ordinary | Sale | 1,961 | 3.2433 GBP | ||||
10p ordinary | Sale | 1,757 | 3.2490 GBP | ||||
10p ordinary | Sale | 1,715 | 3.2770 GBP | ||||
10p ordinary | Sale | 1,474 | 3.2720 GBP | ||||
10p ordinary | Sale | 1,410 | 3.2590 GBP | ||||
10p ordinary | Sale | 1,271 | 3.2395 GBP | ||||
10p ordinary | Sale | 1,150 | 3.2624 GBP | ||||
10p ordinary | Sale | 993 | 3.2478 GBP | ||||
10p ordinary | Sale | 991 | 3.2448 GBP | ||||
10p ordinary | Sale | 968 | 3.2710 GBP | ||||
10p ordinary | Sale | 863 | 3.2470 GBP | ||||
10p ordinary | Sale | 423 | 3.2610 GBP | ||||
10p ordinary | Sale | 247 | 3.2510 GBP | ||||
10p ordinary | Sale | 245 | 3.2477 GBP | ||||
10p ordinary | Sale | 153 | 3.2479 GBP | ||||
10p ordinary | Sale | 145 | 3.2730 GBP | ||||
10p ordinary | Sale | 142 | 3.2750 GBP | ||||
10p ordinary | Sale | 136 | 3.2564 GBP | ||||
10p ordinary | Sale | 132 | 3.2766 GBP | ||||
10p ordinary | Sale | 85 | 3.2587 GBP | ||||
10p ordinary | Sale | 82 | 3.2565 GBP | ||||
10p ordinary | Sale | 34 | 3.2575 GBP | ||||
10p ordinary | Sale | 15 | 3.2480 GBP | ||||
10p ordinary | Sale | 2 | 3.2450 GBP | ||||
10p ordinary | Sale | 1 | 3.2440 GBP | ||||
(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
10p ordinary | SWAP | Closing Long | 1,319 | 3.2423 GBP | |||
10p ordinary | SWAP | Decreasing Long | 634 | 3.2640 GBP | |||
10p ordinary | SWAP | Decreasing Long | 710 | 3.2650 GBP | |||
10p ordinary | SWAP | Decreasing Long | 1,008 | 3.2660 GBP | |||
10p ordinary | SWAP | Decreasing Long | 1,532 | 3.2428 GBP | |||
10p ordinary | SWAP | Decreasing Long | 1,929 | 3.2538 GBP | |||
10p ordinary | SWAP | Decreasing Long | 4,419 | 3.2421 GBP | |||
10p ordinary | SWAP | Decreasing Long | 34,990 | 3.2456 GBP | |||
10p ordinary | SWAP | Decreasing Long | 68,219 | 3.2484 GBP | |||
10p ordinary | SWAP | Decreasing Long | 126,333 | 3.2420 GBP | |||
10p ordinary | SWAP | Decreasing Short | 68 | 3.2411 GBP | |||
10p ordinary | SWAP | Decreasing Short | 111 | 3.2409 GBP | |||
10p ordinary | SWAP | Decreasing Short | 218 | 3.2564 GBP | |||
10p ordinary | SWAP | Decreasing Short | 245 | 3.2477 GBP | |||
10p ordinary | SWAP | Decreasing Short | 546 | 3.2410 GBP | |||
10p ordinary | CFD | Decreasing Short | 663 | 3.2639 GBP | |||
10p ordinary | CFD | Decreasing Short | 734 | 3.2640 GBP | |||
10p ordinary | SWAP | Decreasing Short | 1,004 | 3.2581 GBP | |||
10p ordinary | SWAP | Decreasing Short | 1,146 | 3.2478 GBP | |||
10p ordinary | SWAP | Decreasing Short | 1,553 | 3.2494 GBP | |||
10p ordinary | CFD | Decreasing Short | 2,054 | 3.2418 GBP | |||
10p ordinary | SWAP | Decreasing Short | 2,969 | 3.2721 GBP | |||
10p ordinary | SWAP | Decreasing Short | 3,504 | 3.2702 GBP | |||
10p ordinary | CFD | Decreasing Short | 3,561 | 3.2419 GBP | |||
10p ordinary | SWAP | Decreasing Short | 6,779 | 3.2442 GBP | |||
10p ordinary | SWAP | Decreasing Short | 8,399 | 3.2419 GBP | |||
10p ordinary | CFD | Decreasing Short | 80,138 | 3.2420 GBP | |||
10p ordinary | SWAP | Increasing Long | 44 | 3.2488 GBP | |||
10p ordinary | SWAP | Increasing Long | 57 | 3.2624 GBP | |||
10p ordinary | SWAP | Increasing Long | 85 | 3.2587 GBP | |||
10p ordinary | SWAP | Increasing Long | 132 | 3.2766 GBP | |||
10p ordinary | SWAP | Increasing Long | 196 | 3.2487 GBP | |||
10p ordinary | SWAP | Increasing Long | 1,411 | 3.2660 GBP | |||
10p ordinary | SWAP | Increasing Long | 2,764 | 3.2443 GBP | |||
10p ordinary | SWAP | Increasing Long | 30,412 | 3.2697 GBP | |||
10p ordinary | SWAP | Increasing Long | 32,551 | 3.2431 GBP | |||
10p ordinary | SWAP | Increasing Long | 118,057 | 3.2420 GBP | |||
10p ordinary | CFD | Increasing Short | 663 | 3.2639 GBP | |||
10p ordinary | CFD | Increasing Short | 734 | 3.2640 GBP | |||
10p ordinary | SWAP | Increasing Short | 1,719 | 3.2419 GBP | |||
10p ordinary | SWAP | Increasing Short | 2,815 | 3.2424 GBP | |||
10p ordinary | CFD | Increasing Short | 3,561 | 3.2419 GBP | |||
10p ordinary | SWAP | Increasing Short | 5,620 | 3.2427 GBP | |||
10p ordinary | SWAP | Increasing Short | 12,968 | 3.2420 GBP | |||
10p ordinary | CFD | Increasing Short | 70,200 | 3.2507 GBP | |||
10p ordinary | CFD | Increasing Short | 106,744 | 3.2420 GBP | |||
10p ordinary | SWAP | Increasing Short | 156,240 | 3.2420 GBP | |||
10p ordinary | SWAP | Increasing Long | 82,315 | 3.2411 GBP | |||
(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4 | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 27-Mar-24 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
Related Shares:
BarclaysSmith (DS)