26th Mar 2024 14:42
FORM 8.3 - Amendment to section 3b |
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Replaces form released on 14:20 15/02/2024 |
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RNS Number : 3237D |
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FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1 | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short | ||||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | DS SMITH PLC | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an | ||||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 14-Feb-24 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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disclosures in respect of any other party to the offer? | MONDI PLC | ||||||
2 | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | 10p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
-1 | Relevant securities owned |
7,904,322 |
0.57% |
6,522,217 |
0.47% | ||
and/or controlled: | |||||||
-2 | Cash-settled derivatives: |
6,067,389 |
0.44% |
7,566,137 |
0.54% | ||
and/or controlled: | |||||||
-3 | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
13,971,711 |
1.01% |
1.02% | |||||
TOTAL: | 14,088,354 | ||||||
(b) | Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights |
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concerned and relevant percentages: | |||||||
3 | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
10p ordinary | Purchase | 894,064 | 3.1910 GBP | ||||
10p ordinary | Purchase | 541,539 | 3.1912 GBP | ||||
10p ordinary | Purchase | 161,053 | 3.1880 GBP | ||||
10p ordinary | Purchase | 160,993 | 3.2070 GBP | ||||
10p ordinary | Purchase | 113,643 | 3.1835 GBP | ||||
10p ordinary | Purchase | 90,286 | 3.1757 GBP | ||||
10p ordinary | Purchase | 51,193 | 3.1882 GBP | ||||
10p ordinary | Purchase | 34,243 | 3.1914 GBP | ||||
10p ordinary | Purchase | 27,837 | 3.1730 GBP | ||||
10p ordinary | Purchase | 26,177 | 3.1785 GBP | ||||
10p ordinary | Purchase | 23,800 | 3.1859 GBP | ||||
10p ordinary | Purchase | 19,788 | 3.1794 GBP | ||||
10p ordinary | Purchase | 16,292 | 3.1839 GBP | ||||
10p ordinary | Purchase | 14,331 | 3.1888 GBP | ||||
10p ordinary | Purchase | 14,304 | 3.1711 GBP | ||||
10p ordinary | Purchase | 11,599 | 3.1776 GBP | ||||
10p ordinary | Purchase | 9,355 | 3.1870 GBP | ||||
10p ordinary | Purchase | 8,775 | 3.2090 GBP | ||||
10p ordinary | Purchase | 7,124 | 3.1755 GBP | ||||
10p ordinary | Purchase | 5,722 | 3.1893 GBP | ||||
10p ordinary | Purchase | 5,386 | 3.1700 GBP | ||||
10p ordinary | Purchase | 3,762 | 3.1876 GBP | ||||
10p ordinary | Purchase | 3,042 | 3.1848 GBP | ||||
10p ordinary | Purchase | 3,005 | 3.2029 GBP | ||||
10p ordinary | Purchase | 2,053 | 3.1841 GBP | ||||
10p ordinary | Purchase | 1,967 | 3.1810 GBP | ||||
10p ordinary | Purchase | 1,410 | 3.1830 GBP | ||||
10p ordinary | Purchase | 1,262 | 3.1780 GBP | ||||
10p ordinary | Purchase | 1,132 | 3.1680 GBP | ||||
10p ordinary | Purchase | 926 | 3.1824 GBP | ||||
10p ordinary | Purchase | 915 | 3.1829 GBP | ||||
10p ordinary | Purchase | 711 | 3.1871 GBP | ||||
10p ordinary | Purchase | 571 | 3.1845 GBP | ||||
10p ordinary | Purchase | 534 | 3.1720 GBP | ||||
10p ordinary | Purchase | 358 | 3.1886 GBP | ||||
10p ordinary | Purchase | 267 | 3.1670 GBP | ||||
10p ordinary | Purchase | 135 | 3.1890 GBP | ||||
10p ordinary | Purchase | 108 | 3.1805 GBP | ||||
10p ordinary | Purchase | 94 | 3.1987 GBP | ||||
10p ordinary | Purchase | 88 | 3.1791 GBP | ||||
10p ordinary | Purchase | 86 | 3.1765 GBP | ||||
10p ordinary | Purchase | 75 | 3.1770 GBP | ||||
10p ordinary | Purchase | 60 | 3.1782 GBP | ||||
10p ordinary | Purchase | 15 | 3.1913 GBP | ||||
10p ordinary | Purchase | 7 | 3.2040 GBP | ||||
10p ordinary | Purchase | 3 | 3.2020 GBP | ||||
10p ordinary | Purchase | 3 | 3.1796 GBP | ||||
10p ordinary | Purchase | 2 | 3.2160 GBP | ||||
10p ordinary | Sale | 805,371 | 3.1940 GBP | ||||
10p ordinary | Sale | 573,340 | 3.1910 GBP | ||||
10p ordinary | Sale | 160,993 | 3.2070 GBP | ||||
10p ordinary | Sale | 113,366 | 3.1926 GBP | ||||
10p ordinary | Sale | 98,900 | 3.1816 GBP | ||||
10p ordinary | Sale | 79,279 | 3.1758 GBP | ||||
10p ordinary | Sale | 71,834 | 3.1871 GBP | ||||
10p ordinary | Sale | 51,891 | 3.1889 GBP | ||||
10p ordinary | Sale | 26,457 | 3.1731 GBP | ||||
10p ordinary | Sale | 17,388 | 3.1794 GBP | ||||
10p ordinary | Sale | 14,091 | 3.1707 GBP | ||||
10p ordinary | Sale | 12,843 | 3.1824 GBP | ||||
10p ordinary | Sale | 10,958 | 3.1749 GBP | ||||
10p ordinary | Sale | 7,590 | 3.1798 GBP | ||||
10p ordinary | Sale | 3,898 | 3.1801 GBP | ||||
10p ordinary | Sale | 3,124 | 3.1820 GBP | ||||
10p ordinary | Sale | 2,985 | 3.1723 GBP | ||||
10p ordinary | Sale | 2,533 | 3.1997 GBP | ||||
10p ordinary | Sale | 2,415 | 3.1980 GBP | ||||
10p ordinary | Sale | 2,313 | 3.1772 GBP | ||||
10p ordinary | Sale | 2,030 | 3.1660 GBP | ||||
10p ordinary | Sale | 2,003 | 3.2090 GBP | ||||
10p ordinary | Sale | 1,889 | 3.2030 GBP | ||||
10p ordinary | Sale | 1,807 | 3.1751 GBP | ||||
10p ordinary | Sale | 1,410 | 3.1830 GBP | ||||
10p ordinary | Sale | 1,380 | 3.1704 GBP | ||||
10p ordinary | Sale | 1,328 | 3.1896 GBP | ||||
10p ordinary | Sale | 1,262 | 3.1780 GBP | ||||
10p ordinary | Sale | 1,132 | 3.1680 GBP | ||||
10p ordinary | Sale | 1,024 | 3.1775 GBP | ||||
10p ordinary | Sale | 1,002 | 3.1770 GBP | ||||
10p ordinary | Sale | 914 | 3.1786 GBP | ||||
10p ordinary | Sale | 892 | 3.1700 GBP | ||||
10p ordinary | Sale | 717 | 3.1765 GBP | ||||
10p ordinary | Sale | 668 | 3.1895 GBP | ||||
10p ordinary | Sale | 534 | 3.1720 GBP | ||||
10p ordinary | Sale | 380 | 3.1921 GBP | ||||
10p ordinary | Sale | 284 | 3.1898 GBP | ||||
10p ordinary | Sale | 267 | 3.1670 GBP | ||||
10p ordinary | Sale | 213 | 3.2010 GBP | ||||
10p ordinary | Sale | 94 | 3.1990 GBP | ||||
10p ordinary | Sale | 7 | 3.2040 GBP | ||||
10p ordinary | Sale | 3 | 3.2020 GBP | ||||
10p ordinary | Sale | 3 | 3.1799 GBP | ||||
10p ordinary | Sale | 2 | 3.2160 GBP | ||||
(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
10p ordinary | SWAP | Closing Long | 358 | 3.1887 GBP | |||
10p ordinary | SWAP | Closing Long | 424 | 3.1871 GBP | |||
10p ordinary | SWAP | Closing Long | 926 | 3.1824 GBP | |||
10p ordinary | SWAP | Closing Long | 3,435 | 3.2070 GBP | |||
10p ordinary | SWAP | Closing Long | 4,748 | 3.1910 GBP | |||
10p ordinary | SWAP | Closing Long | 9,355 | 3.1870 GBP | |||
10p ordinary | SWAP | Opening Short | 4,494 | 3.1700 GBP | |||
10p ordinary | SWAP | Decreasing Long | 287 | 3.1871 GBP | |||
10p ordinary | SWAP | Decreasing Long | 1,312 | 3.1751 GBP | |||
10p ordinary | SWAP | Decreasing Long | 1,780 | 3.1892 GBP | |||
10p ordinary | SWAP | Decreasing Long | 2,713 | 3.2070 GBP | |||
10p ordinary | SWAP | Decreasing Long | 5,722 | 3.1893 GBP | |||
10p ordinary | SWAP | Decreasing Long | 6,772 | 3.2090 GBP | |||
10p ordinary | SWAP | Decreasing Long | 9,497 | 3.2070 GBP | |||
10p ordinary | SWAP | Decreasing Long | 12,056 | 3.1735 GBP | |||
10p ordinary | SWAP | Decreasing Long | 17,839 | 3.1823 GBP | |||
10p ordinary | SWAP | Decreasing Long | 34,243 | 3.1914 GBP | |||
10p ordinary | SWAP | Decreasing Long | 109,815 | 3.1897 GBP | |||
10p ordinary | SWAP | Decreasing Long | 113,643 | 3.1835 GBP | |||
10p ordinary | SWAP | Decreasing Long | 133,722 | 3.1910 GBP | |||
10p ordinary | SWAP | Decreasing Long | 161,053 | 3.1880 GBP | |||
10p ordinary | SWAP | Decreasing Short | 2,533 | 3.1997 GBP | |||
10p ordinary | CFD | Decreasing Short | 5,684 | 3.1907 GBP | |||
10p ordinary | CFD | Decreasing Short | 8,001 | 3.1927 GBP | |||
10p ordinary | CFD | Decreasing Short | 15,815 | 3.2067 GBP | |||
10p ordinary | CFD | Decreasing Short | 29,815 | 3.1788 GBP | |||
10p ordinary | CFD | Decreasing Short | 67,885 | 3.1909 GBP | |||
10p ordinary | CFD | Decreasing Short | 160,993 | 3.2069 GBP | |||
10p ordinary | SWAP | Increasing Long | 711 | 3.2015 GBP | |||
10p ordinary | SWAP | Increasing Long | 1,328 | 3.1896 GBP | |||
10p ordinary | SWAP | Increasing Long | 2,415 | 3.1980 GBP | |||
10p ordinary | SWAP | Increasing Long | 3,447 | 3.1748 GBP | |||
10p ordinary | SWAP | Increasing Long | 6,148 | 3.2070 GBP | |||
10p ordinary | SWAP | Increasing Long | 24,154 | 3.1926 GBP | |||
10p ordinary | SWAP | Increasing Long | 32,610 | 3.1910 GBP | |||
10p ordinary | SWAP | Increasing Long | 71,123 | 3.1870 GBP | |||
10p ordinary | SWAP | Increasing Long | 98,900 | 3.1816 GBP | |||
10p ordinary | SWAP | Increasing Long | 288,803 | 3.1909 GBP | |||
10p ordinary | SWAP | Increasing Short | 237 | 3.1917 GBP | |||
10p ordinary | SWAP | Increasing Short | 237 | 3.1920 GBP | |||
10p ordinary | SWAP | Increasing Short | 3,372 | 3.1821 GBP | |||
10p ordinary | CFD | Increasing Short | 3,448 | 3.1838 GBP | |||
10p ordinary | SWAP | Increasing Short | 10,485 | 3.1908 GBP | |||
10p ordinary | CFD | Increasing Short | 15,815 | 3.1912 GBP | |||
10p ordinary | CFD | Increasing Short | 104,137 | 3.1910 GBP | |||
10p ordinary | SWAP | Increasing Short | 138,673 | 3.1910 GBP | |||
10p ordinary | CFD | Increasing Short | 404,434 | 3.1909 GBP | |||
10p ordinary | SWAP | Opening Long | 89,212 | 3.1926 GBP | |||
10p ordinary | SWAP | Opening Long | 266,131 | 3.1907 GBP | |||
10p ordinary | SWAP | Opening Short | 26,019 | 3.1905 GBP | |||
(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4 | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 26-Mar-24 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
Related Shares:
BarclaysSmith (DS)