3rd Sep 2024 17:31
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short positions disclosed, if different from 1(a): |
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(c) | Name of offeror/offeree in relation to whose relevant securities this form relates: | DS SMITH PLC | |||||
(d) | If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: |
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(e) | Date position held/dealing undertaken: | 02 Sep 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? | YES: INTERNATIONAL PAPER COMPANY | |||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing(if any) | ||||||
Class of relevant security: | 10p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 32,976,586 | 2.39% | 28,373,282 | 2.06% | |||
(2) Cash-settled derivatives: | 11,139,764 | 0.81% | 32,725,474 | 2.37% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 44,116,350 | 3.20% | 61,098,756 | 4.43% | |||
(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to which subscription right exists | |||||||
Details, including nature of the rights concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchase and sales | ||||||
Class of relevant security | Purchase/sale | Number of securities | Price per unit | ||||
10p ordinary | Purchase | 149,892 | 4.7240 GBP | ||||
10p ordinary | Purchase | 51,192 | 4.7234 GBP | ||||
10p ordinary | Purchase | 48,235 | 4.7120 GBP | ||||
10p ordinary | Purchase | 33,424 | 4.7160 GBP | ||||
10p ordinary | Purchase | 25,646 | 4.7139 GBP | ||||
10p ordinary | Purchase | 22,972 | 4.7135 GBP | ||||
10p ordinary | Purchase | 11,371 | 4.7014 GBP | ||||
10p ordinary | Purchase | 10,394 | 4.7247 GBP | ||||
10p ordinary | Purchase | 8,850 | 4.7063 GBP | ||||
10p ordinary | Purchase | 5,514 | 4.7017 GBP | ||||
10p ordinary | Purchase | 4,214 | 4.7010 GBP | ||||
10p ordinary | Purchase | 3,874 | 4.6882 GBP | ||||
10p ordinary | Purchase | 2,431 | 4.7060 GBP | ||||
10p ordinary | Purchase | 1,767 | 4.7045 GBP | ||||
10p ordinary | Purchase | 1,744 | 4.7112 GBP | ||||
10p ordinary | Purchase | 1,569 | 4.7049 GBP | ||||
10p ordinary | Purchase | 1,046 | 4.7150 GBP | ||||
10p ordinary | Purchase | 847 | 4.6921 GBP | ||||
10p ordinary | Purchase | 792 | 4.6801 GBP | ||||
10p ordinary | Purchase | 701 | 4.6973 GBP | ||||
10p ordinary | Purchase | 668 | 4.6820 GBP | ||||
10p ordinary | Purchase | 620 | 4.7140 GBP | ||||
10p ordinary | Purchase | 409 | 4.7058 GBP | ||||
10p ordinary | Purchase | 406 | 4.7020 GBP | ||||
10p ordinary | Purchase | 307 | 4.7023 GBP | ||||
10p ordinary | Purchase | 301 | 4.6920 GBP | ||||
10p ordinary | Purchase | 256 | 4.6991 GBP | ||||
10p ordinary | Purchase | 28 | 4.7019 GBP | ||||
10p ordinary | Purchase | 8 | 4.6807 GBP | ||||
10p ordinary | Purchase | 1 | 4.6995 GBP | ||||
10p ordinary | Sale | 86,631 | 4.7229 GBP | ||||
10p ordinary | Sale | 76,033 | 4.7238 GBP | ||||
10p ordinary | Sale | 61,654 | 4.7240 GBP | ||||
10p ordinary | Sale | 31,482 | 4.7242 GBP | ||||
10p ordinary | Sale | 13,466 | 4.7097 GBP | ||||
10p ordinary | Sale | 9,078 | 4.7151 GBP | ||||
10p ordinary | Sale | 5,914 | 4.7160 GBP | ||||
10p ordinary | Sale | 5,512 | 4.6972 GBP | ||||
10p ordinary | Sale | 5,216 | 4.6911 GBP | ||||
10p ordinary | Sale | 2,778 | 4.7019 GBP | ||||
10p ordinary | Sale | 2,500 | 4.6780 GBP | ||||
10p ordinary | Sale | 1,932 | 4.7139 GBP | ||||
10p ordinary | Sale | 1,665 | 4.6884 GBP | ||||
10p ordinary | Sale | 1,479 | 4.7060 GBP | ||||
10p ordinary | Sale | 1,455 | 4.7115 GBP | ||||
10p ordinary | Sale | 1,408 | 4.6980 GBP | ||||
10p ordinary | Sale | 1,337 | 4.7043 GBP | ||||
10p ordinary | Sale | 1,166 | 4.7080 GBP | ||||
10p ordinary | Sale | 911 | 4.6994 GBP | ||||
10p ordinary | Sale | 900 | 4.6953 GBP | ||||
10p ordinary | Sale | 873 | 4.7100 GBP | ||||
10p ordinary | Sale | 491 | 4.7016 GBP | ||||
10p ordinary | Sale | 430 | 4.7072 GBP | ||||
10p ordinary | Sale | 389 | 4.7021 GBP | ||||
10p ordinary | Sale | 352 | 4.7140 GBP | ||||
10p ordinary | Sale | 265 | 4.6880 GBP | ||||
10p ordinary | Sale | 216 | 4.7020 GBP | ||||
10p ordinary | Sale | 190 | 4.7025 GBP | ||||
10p ordinary | Sale | 116 | 4.7132 GBP | ||||
10p ordinary | Sale | 102 | 4.6960 GBP | ||||
10p ordinary | Sale | 76 | 4.7120 GBP | ||||
10p ordinary | Sale | 13 | 4.7104 GBP | ||||
10p ordinary | Sale | 7 | 4.6996 GBP | ||||
10p ordinary | Sale | 1 | 4.7000 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of relevant security | Product description | Nature of dealing | Number of reference securities | Price per unit | |||
10p ordinary | SWAP | Opening Long | 327 | 4.6788 GBP | |||
10p ordinary | SWAP | Increasing Long | 5,216 | 4.6911 GBP | |||
10p ordinary | SWAP | Increasing Long | 102 | 4.6960 GBP | |||
10p ordinary | SWAP | Increasing Long | 5,512 | 4.6973 GBP | |||
10p ordinary | SWAP | Increasing Long | 4,284 | 4.7037 GBP | |||
10p ordinary | SWAP | Increasing Long | 13,466 | 4.7097 GBP | |||
10p ordinary | SWAP | Increasing Long | 20,315 | 4.7220 GBP | |||
10p ordinary | SWAP | Increasing Long | 2,239 | 4.7240 GBP | |||
10p ordinary | SWAP | Opening Short | 127,000 | 4.6709 USD | |||
10p ordinary | SWAP | Increasing Short | 668 | 4.6820 GBP | |||
10p ordinary | SWAP | Increasing Short | 4,872 | 4.7012 GBP | |||
10p ordinary | SWAP | Increasing Short | 11,126 | 4.7016 GBP | |||
10p ordinary | SWAP | Increasing Short | 5,514 | 4.7017 GBP | |||
10p ordinary | SWAP | Increasing Short | 71 | 4.7020 GBP | |||
10p ordinary | SWAP | Increasing Short | 8,905 | 4.7035 GBP | |||
10p ordinary | SWAP | Increasing Short | 53,500 | 4.7048 USD | |||
10p ordinary | SWAP | Increasing Short | 22,972 | 4.7135 GBP | |||
10p ordinary | SWAP | Increasing Short | 25,646 | 4.7139 GBP | |||
10p ordinary | SWAP | Increasing Short | 25,686 | 4.7161 GBP | |||
10p ordinary | SWAP | Increasing Short | 20,969 | 4.7240 GBP | |||
10p ordinary | SWAP | Increasing Short | 10,394 | 4.7247 GBP | |||
10p ordinary | CFD | Decreasing Short | 5,000 | 4.7156 GBP | |||
10p ordinary | CFD | Decreasing Short | 247 | 4.7240 GBP | |||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | Option money paid/ received per unit |
(ii) | Exercising |
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Class of relevant security | Product description | Exercising/ exercised against | Number of securities | Exercise price per unit | |||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant security | Nature of Dealings | Details | Price per unit (if applicable) | ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 03 Sep 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
Related Shares:
BarclaysSmith (DS)