12th Jan 2021 13:58
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. |
| (b) | Owner or controller of interest and short | |
| positions disclosed, if different from 1(a): | ||
| (c) | Name of offeror/offeree in relation to whose | SIGNATURE AVIATION PLC |
| relevant securities this form relates: | ||
| (d) | If an exempt fund manager connected with an | |
| offeror/offeree, state this and specify identity of | ||
| offeror/offeree: | ||
| (e) | Date position held/dealing undertaken: | 11 January 2021 |
| (f) | In addition to the company in 1(c) above, is the discloser making | NO |
| disclosures in respect of any other party to the offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 37p ordinary | ||||
Interests | Short Positions | ||||
Number | (%) | Number | (%) | ||
(1) | Relevant securities owned |
|
|
|
|
| and/or controlled: | 8,394,292 | 1.01% | 3,564,407 | 0.43% | |
|
|
|
| ||
(2) | Cash-settled derivatives: |
|
|
|
|
1,339,698 | 0.16% | 6,659,345 | 0.80% | ||
|
|
|
| ||
(3) | Stock-settled derivatives (including options) |
|
|
|
|
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |
|
|
|
| ||
(4) |
|
|
|
| |
| TOTAL: | 9,733,990 | 1.17% | 10,223,752 | 1.23% | |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
|
Details, including nature of the rights concerned and relevant percentages: |
|
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit |
| security |
| securities | |
| 37p ordinary | Purchase | 26 | 4.3955 GBP |
| 37p ordinary | Purchase | 119 | 4.3400 GBP |
| 37p ordinary | Purchase | 124 | 4.4117 GBP |
| 37p ordinary | Purchase | 238 | 4.2870 GBP |
| 37p ordinary | Purchase | 400 | 4.3970 GBP |
| 37p ordinary | Purchase | 448 | 4.2849 GBP |
| 37p ordinary | Purchase | 485 | 4.3370 GBP |
| 37p ordinary | Purchase | 545 | 4.3925 GBP |
| 37p ordinary | Purchase | 563 | 4.3850 GBP |
| 37p ordinary | Purchase | 607 | 4.3990 GBP |
| 37p ordinary | Purchase | 622 | 4.4017 GBP |
| 37p ordinary | Purchase | 1,138 | 4.3396 GBP |
| 37p ordinary | Purchase | 1,421 | 4.3385 GBP |
| 37p ordinary | Purchase | 1,512 | 4.4165 GBP |
| 37p ordinary | Purchase | 1,525 | 4.3630 GBP |
| 37p ordinary | Purchase | 2,416 | 4.3760 GBP |
| 37p ordinary | Purchase | 3,176 | 4.3879 GBP |
| 37p ordinary | Purchase | 3,385 | 4.4000 GBP |
| 37p ordinary | Purchase | 3,680 | 4.3994 GBP |
| 37p ordinary | Purchase | 4,047 | 4.3969 GBP |
| 37p ordinary | Purchase | 5,073 | 4.3813 GBP |
| 37p ordinary | Purchase | 5,256 | 4.4050 GBP |
| 37p ordinary | Purchase | 5,375 | 4.3486 GBP |
| 37p ordinary | Purchase | 8,662 | 4.3495 GBP |
| 37p ordinary | Purchase | 8,682 | 4.3737 GBP |
| 37p ordinary | Purchase | 9,512 | 4.3953 GBP |
| 37p ordinary | Purchase | 11,108 | 4.3729 GBP |
| 37p ordinary | Purchase | 11,116 | 4.3912 GBP |
| 37p ordinary | Purchase | 11,494 | 4.3665 GBP |
| 37p ordinary | Purchase | 18,687 | 4.4103 GBP |
| 37p ordinary | Purchase | 20,501 | 4.3477 GBP |
| 37p ordinary | Purchase | 50,358 | 4.4041 GBP |
| 37p ordinary | Purchase | 53,048 | 4.3996 GBP |
| 37p ordinary | Purchase | 69,877 | 4.3662 GBP |
| 37p ordinary | Purchase | 75,280 | 4.3919 GBP |
| 37p ordinary | Purchase | 283,942 | 4.3550 GBP |
| 37p ordinary | Purchase | 450,195 | 4.3914 GBP |
| 37p ordinary | Sale | 73 | 4.3960 GBP |
| 37p ordinary | Sale | 275 | 4.4059 GBP |
| 37p ordinary | Sale | 485 | 4.3370 GBP |
| 37p ordinary | Sale | 541 | 4.3980 GBP |
| 37p ordinary | Sale | 660 | 4.3857 GBP |
| 37p ordinary | Sale | 805 | 4.2937 GBP |
| 37p ordinary | Sale | 1,052 | 4.4040 GBP |
| 37p ordinary | Sale | 1,402 | 4.3723 GBP |
| 37p ordinary | Sale | 1,422 | 4.3500 GBP |
| 37p ordinary | Sale | 3,188 | 4.3649 GBP |
| 37p ordinary | Sale | 4,358 | 4.4073 GBP |
| 37p ordinary | Sale | 4,515 | 4.3769 GBP |
| 37p ordinary | Sale | 10,045 | 4.4030 GBP |
| 37p ordinary | Sale | 12,507 | 4.3785 GBP |
| 37p ordinary | Sale | 15,103 | 4.3849 GBP |
| 37p ordinary | Sale | 31,609 | 4.3603 GBP |
| 37p ordinary | Sale | 32,730 | 4.3863 GBP |
| 37p ordinary | Sale | 36,180 | 4.3348 GBP |
| 37p ordinary | Sale | 49,430 | 4.4066 GBP |
| 37p ordinary | Sale | 51,161 | 4.3550 GBP |
| 37p ordinary | Sale | 76,985 | 4.3677 GBP |
| 37p ordinary | Sale | 80,461 | 4.3864 GBP |
| 37p ordinary | Sale | 85,096 | 4.3666 GBP |
| 37p ordinary | Sale | 150,000 | 4.3622 GBP |
| 37p ordinary | Sale | 153,265 | 4.3578 GBP |
| 37p ordinary | Sale | 167,367 | 4.3908 GBP |
| 37p ordinary | Sale | 431,499 | 4.3546 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per |
| relevant | description | reference | unit | |
| security | securities | |||
| 37p ordinary | SWAP | Long | 275 | 4.4058 GBP |
| 37p ordinary | SWAP | Long | 338 | 4.3740 GBP |
| 37p ordinary | SWAP | Long | 338 | 4.4029 GBP |
| 37p ordinary | CFD | Long | 1,381 | 4.3834 GBP |
| 37p ordinary | SWAP | Long | 3,722 | 4.3822 GBP |
| 37p ordinary | SWAP | Long | 5,064 | 4.3547 GBP |
| 37p ordinary | SWAP | Long | 6,053 | 4.3834 GBP |
| 37p ordinary | SWAP | Long | 7,004 | 4.4039 GBP |
| 37p ordinary | SWAP | Long | 7,568 | 4.3550 GBP |
| 37p ordinary | SWAP | Long | 28,231 | 4.3237 GBP |
| 37p ordinary | SWAP | Long | 60,768 | 4.4001 GBP |
| 37p ordinary | SWAP | Long | 113,945 | 4.3828 GBP |
| 37p ordinary | CFD | Short | 124 | 4.4116 GBP |
| 37p ordinary | SWAP | Short | 622 | 4.4017 GBP |
| 37p ordinary | SWAP | Short | 1,614 | 4.3882 GBP |
| 37p ordinary | SWAP | Short | 2,416 | 4.3760 GBP |
| 37p ordinary | CFD | Short | 10,262 | 4.3552 GBP |
| 37p ordinary | CFD | Short | 11,017 | 4.3665 GBP |
| 37p ordinary | SWAP | Short | 14,424 | 4.3873 GBP |
| 37p ordinary | CFD | Short | 16,016 | 4.3553 GBP |
| 37p ordinary | SWAP | Short | 29,964 | 4.3649 GBP |
| 37p ordinary | CFD | Short | 31,658 | 4.4030 GBP |
| 37p ordinary | SWAP | Short | 85,345 | 4.4132 GBP |
| 37p ordinary | SWAP | Short | 89,992 | 4.3989 GBP |
| 37p ordinary | SWAP | Short | 90,749 | 4.3801 GBP |
| 37p ordinary | CFD | Short | 136,206 | 4.3967 GBP |
| 37p ordinary | SWAP | Short | 283,942 | 4.3550 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
|
|
|
|
|
|
|
|
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
|
|
|
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
|
|
|
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
|
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO |
| Date of disclosure: | 12 Jan 2021 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20210112005675/en/
Copyright Business Wire 2021
Related Shares:
BarclaysSIG.L