3rd May 2019 13:21
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Full name of discloser: | Barclays PLC. | |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. | ||
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SIBANYE GOLD LTD | |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
| (e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure | 02 May 2019 | |
| (f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A” | YES LONMIN PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | Ordinary NPV | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 1,332,688 | 0.06% | 4,051,351 | 0.17% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 12,274,439 | 0.52% | 2,055,600 | 0.09% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 13,607,127 | 0.57% | 6,106,951 | 0.26% | |||||||
| Class of relevant security: | Convertible Bond XS1689727920 | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 5,000,000 | 1.30% | 0 | 0.00% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 5,000,000 | 1.30% | 0 | 0.00% | |||||||
| 0 | |||||||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||
| security | securities | ||||||||
| ADR | Purchase | 200 | 3.5400 USD | ||||||
| ADR | Purchase | 259 | 3.5000 USD | ||||||
| ADR | Purchase | 300 | 3.5433 USD | ||||||
| ADR | Purchase | 3,500 | 3.5382 USD | ||||||
| ADR | Purchase | 5,000 | 3.4800 USD | ||||||
| ADR | Purchase | 10,895 | 3.5100 USD | ||||||
| ADR | Purchase | 11,500 | 3.5224 USD | ||||||
| ADR | Purchase | 11,550 | 3.4802 USD | ||||||
| ADR | Purchase | 12,000 | 3.4864 USD | ||||||
| ADR | Purchase | 12,870 | 3.5166 USD | ||||||
| ADR | Purchase | 15,000 | 3.5261 USD | ||||||
| ADR | Purchase | 58,674 | 3.5519 USD | ||||||
| ADR | Purchase | 210,388 | 3.4956 USD | ||||||
| ADR | Sale | 200 | 3.4600 USD | ||||||
| ADR | Sale | 200 | 3.5400 USD | ||||||
| ADR | Sale | 259 | 3.5000 USD | ||||||
| ADR | Sale | 300 | 3.5433 USD | ||||||
| ADR | Sale | 1,300 | 3.4707 USD | ||||||
| ADR | Sale | 1,396 | 3.4813 USD | ||||||
| ADR | Sale | 1,700 | 3.4641 USD | ||||||
| ADR | Sale | 1,800 | 3.4766 USD | ||||||
| ADR | Sale | 2,109 | 3.4678 USD | ||||||
| ADR | Sale | 2,565 | 3.4732 USD | ||||||
| ADR | Sale | 2,600 | 3.4882 USD | ||||||
| ADR | Sale | 2,970 | 3.5100 USD | ||||||
| ADR | Sale | 3,407 | 3.4793 USD | ||||||
| ADR | Sale | 4,700 | 3.5337 USD | ||||||
| ADR | Sale | 4,790 | 3.4877 USD | ||||||
| ADR | Sale | 4,900 | 3.5171 USD | ||||||
| ADR | Sale | 5,000 | 3.4800 USD | ||||||
| ADR | Sale | 9,102 | 3.4907 USD | ||||||
| ADR | Sale | 10,100 | 3.5305 USD | ||||||
| ADR | Sale | 10,300 | 3.5227 USD | ||||||
| ADR | Sale | 11,550 | 3.4802 USD | ||||||
| ADR | Sale | 12,000 | 3.4864 USD | ||||||
| ADR | Sale | 14,921 | 3.4779 USD | ||||||
| ADR | Sale | 18,295 | 3.4781 USD | ||||||
| ADR | Sale | 21,900 | 3.5029 USD | ||||||
| ADR | Sale | 47,417 | 3.4858 USD | ||||||
| ADR | Sale | 69,569 | 3.5454 USD | ||||||
| ADR | Sale | 189,286 | 3.4962 USD | ||||||
| Ordinary NPV | Purchase | 32,635 | 12.5100 ZAR | ||||||
| Ordinary NPV | Sale | 32,635 | 12.5100 ZAR | ||||||
| (b) | Cash-settled derivative transactions | ||||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| Ordinary NPV | CFD | Long | 2,000 | 12.8364 ZAR | |||||
| Ordinary NPV | CFD | Long | 8,809 | 13.1171 ZAR | |||||
| Ordinary NPV | CFD | Long | 10,941 | 12.4888 ZAR | |||||
| Ordinary NPV | CFD | Long | 81,655 | 12.6030 ZAR | |||||
| Ordinary NPV | SWAP Expires 03/11/2020 | Long | 87,000 | 12.6847 ZAR | |||||
| Ordinary NPV | CFD | Long | 105,154 | 12.6157 ZAR | |||||
| Ordinary NPV | CFD | Short | 15,321 | 12.9236 ZAR | |||||
| Ordinary NPV | SWAP Expires 02/08/2019 | Short | 87,000 | 12.6847 ZAR | |||||
| Ordinary NPV | CFD | Short | 102,105 | 12.9635 ZAR | |||||
| Ordinary NPV | CFD | Short | 229,689 | 12.8588 ZAR | |||||
| Ordinary NPV | CFD | Short | 283,551 | 12.7322 ZAR | |||||
| Ordinary NPV | CFD | Short | 726,967 | 12.6752 ZAR | |||||
| Ordinary NPV | CFD | Short | 1,294,114 | 12.5989 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO |
| Date of disclosure: | 3 May 2019 | |
| Contact name: | Large Holdings Regulatory Operations | |
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20190503005235/en/
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