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FORM 8.3 - SIBANYE GOLD LIMITED

10th Apr 2019 11:52

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose SIBANYE GOLD LTD
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 09 April 2019
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? LONMIN PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: Ordinary NPV
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 950,988 0.04% 3,512,045 0.15%
(2) Cash-settled derivatives:
22,184,119 0.98% 1,070,600 0.05%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
(4)
TOTAL: 23,135,107 1.02% 4,582,645 0.20%
Class of relevant security: Convertible Bond XS1689727920
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 5,400,000 1.41% 0 0.00%
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
(4)
TOTAL: 5,400,000 1.41% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant Purchase/sale Number of Price per unit
security securities
ADR Purchase 300 4.5800 USD
ADR Purchase 400 4.7425 USD
ADR Purchase 400 4.6100 USD
ADR Purchase 676 4.5600 USD
ADR Purchase 900 4.6661 USD
ADR Purchase 2,100 4.5709 USD
ADR Purchase 2,600 4.5803 USD
ADR Purchase 2,666 4.6293 USD
ADR Purchase 3,534 4.6721 USD
ADR Purchase 7,406 4.7763 USD
ADR Purchase 8,900 4.6199 USD
ADR Purchase 36,100 4.6339 USD
ADR Purchase 40,602 4.6842 USD
ADR Purchase 42,536 4.6066 USD
ADR Purchase 48,000 4.6355 USD
ADR Purchase 65,678 4.7621 USD
ADR Purchase 121,593 4.6928 USD
ADR Purchase 163,001 4.7936 USD
ADR Sale 83 4.8100 USD
ADR Sale 100 4.7950 USD
ADR Sale 100 4.8000 USD
ADR Sale 200 4.7350 USD
ADR Sale 300 4.8033 USD
ADR Sale 300 4.6500 USD
ADR Sale 300 4.7933 USD
ADR Sale 400 4.7400 USD
ADR Sale 400 4.7375 USD
ADR Sale 500 4.6800 USD
ADR Sale 500 4.7300 USD
ADR Sale 500 4.6960 USD
ADR Sale 700 4.6914 USD
ADR Sale 800 4.7306 USD
ADR Sale 1,000 4.7875 USD
ADR Sale 1,100 4.7877 USD
ADR Sale 1,200 4.7333 USD
ADR Sale 1,500 4.6953 USD
ADR Sale 2,110 4.6528 USD
ADR Sale 3,300 4.5839 USD
ADR Sale 4,000 4.6902 USD
ADR Sale 4,023 4.7799 USD
ADR Sale 4,600 4.7052 USD
ADR Sale 6,600 4.7584 USD
ADR Sale 7,500 4.7242 USD
ADR Sale 10,068 4.5600 USD
ADR Sale 13,032 4.6900 USD
ADR Sale 15,400 4.6974 USD
ADR Sale 16,700 4.6926 USD
ADR Sale 18,600 4.6152 USD
ADR Sale 19,800 4.7290 USD
ADR Sale 22,111 4.6909 USD
ADR Sale 29,400 4.6484 USD
ADR Sale 29,600 4.5967 USD
ADR Sale 43,136 4.6060 USD
ADR Sale 58,950 4.6934 USD
ADR Sale 102,078 4.7424 USD
ADR Sale 126,401 4.8110 USD
Convertible Bond Sale 1,800,000 98.3750 USD
Ordinary NPV Purchase 1,396,000 17.0400 ZAR

(b) Cash-settled derivative transactions

Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
Ordinary NPV CFD Long 14,457 17.0068 ZAR
Ordinary NPV CFD Long 14,795 17.0219 ZAR
Ordinary NPV CFD Long 481,199 17.0009 ZAR
Ordinary NPV CFD Short 42,923 17.0489 ZAR
Ordinary NPV CFD Short 68,096 17.0819 ZAR
Ordinary NPV CFD Short 96,847 17.0108 ZAR
Ordinary NPV CFD Short 107,736 17.0361 ZAR
Ordinary NPV CFD Short 801,609 17.0589 ZAR
Ordinary NPV CFD Short 1,396,000 17.0417 ZAR

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type

e.g. American, European etc.

Expiry date Option money paid/ received per unit

(ii) Exercise

Class of relevant security Product description

e.g. call option

Exercising/ exercised against Number of securities Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security Nature of dealing

e.g. subscription, conversion

Details Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 10 Apr 2019
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20190410005438/en/

Copyright Business Wire 2019


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