18th Mar 2019 12:23
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SIBANYE GOLD LTD | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 15 March 2019 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | LONMIN PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | Ordinary NPV | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 1,983,052 | 0.09% | 379,400 | 0.02% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 29,932,419 | 1.32% | 787,200 | 0.03% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 31,915,471 | 1.41% | 1,166,600 | 0.05% | |||||||
| Class of relevant security: | Convertible Bond XS1689727920 | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 0 | 0.00% | 1,200,000 | 0.31% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 0 | 0.00% | 1,200,000 | 0.31% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 100 | 4.1250 USD | ||||
| ADR | Purchase | 500 | 4.1500 USD | ||||
| ADR | Purchase | 500 | 4.1300 USD | ||||
| ADR | Purchase | 500 | 4.1220 USD | ||||
| ADR | Purchase | 600 | 4.1100 USD | ||||
| ADR | Purchase | 700 | 4.1214 USD | ||||
| ADR | Purchase | 700 | 4.1407 USD | ||||
| ADR | Purchase | 800 | 4.1150 USD | ||||
| ADR | Purchase | 1,475 | 4.1460 USD | ||||
| ADR | Purchase | 1,600 | 4.1356 USD | ||||
| ADR | Purchase | 2,700 | 4.1229 USD | ||||
| ADR | Purchase | 2,801 | 4.1475 USD | ||||
| ADR | Purchase | 2,879 | 4.1103 USD | ||||
| ADR | Purchase | 4,400 | 4.1415 USD | ||||
| ADR | Purchase | 4,775 | 4.1443 USD | ||||
| ADR | Purchase | 5,149 | 4.1432 USD | ||||
| ADR | Purchase | 6,400 | 4.1393 USD | ||||
| ADR | Purchase | 7,050 | 4.0939 USD | ||||
| ADR | Purchase | 7,800 | 4.1321 USD | ||||
| ADR | Purchase | 24,700 | 4.1268 USD | ||||
| ADR | Purchase | 25,000 | 4.1428 USD | ||||
| ADR | Purchase | 26,894 | 4.1691 USD | ||||
| ADR | Purchase | 27,390 | 4.1256 USD | ||||
| ADR | Purchase | 28,300 | 4.1259 USD | ||||
| ADR | Purchase | 29,500 | 4.1347 USD | ||||
| ADR | Purchase | 38,995 | 4.1248 USD | ||||
| ADR | Purchase | 157,679 | 4.1200 USD | ||||
| ADR | Purchase | 221,193 | 4.1317 USD | ||||
| ADR | Sale | 101 | 4.1599 USD | ||||
| ADR | Sale | 400 | 4.1350 USD | ||||
| ADR | Sale | 500 | 4.1330 USD | ||||
| ADR | Sale | 508 | 4.1150 USD | ||||
| ADR | Sale | 700 | 4.1100 USD | ||||
| ADR | Sale | 800 | 4.1231 USD | ||||
| ADR | Sale | 1,399 | 4.1364 USD | ||||
| ADR | Sale | 1,500 | 4.1240 USD | ||||
| ADR | Sale | 1,800 | 4.1463 USD | ||||
| ADR | Sale | 2,100 | 4.1354 USD | ||||
| ADR | Sale | 2,600 | 4.1382 USD | ||||
| ADR | Sale | 2,600 | 4.1221 USD | ||||
| ADR | Sale | 4,400 | 4.1053 USD | ||||
| ADR | Sale | 4,822 | 4.1253 USD | ||||
| ADR | Sale | 11,100 | 4.1308 USD | ||||
| ADR | Sale | 12,100 | 4.1259 USD | ||||
| ADR | Sale | 13,000 | 4.1248 USD | ||||
| ADR | Sale | 15,600 | 4.1264 USD | ||||
| ADR | Sale | 16,000 | 4.1260 USD | ||||
| ADR | Sale | 25,000 | 4.1428 USD | ||||
| ADR | Sale | 26,894 | 4.1691 USD | ||||
| ADR | Sale | 104,402 | 4.1200 USD | ||||
| ADR | Sale | 119,326 | 4.1239 USD | ||||
| ADR | Sale | 272,409 | 4.1295 USD | ||||
| Ordinary NPV | Purchase | 2,376,000 | 15.2200 ZAR | ||||
| Ordinary NPV | Purchase | 4,000,000 | 15.1400 ZAR |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| Ordinary NPV | CFD | Long | 6,126 | 15.0412 ZAR | |||||
| Ordinary NPV | CFD | Long | 41,424 | 14.8952 ZAR | |||||
| Ordinary NPV | CFD | Long | 183,327 | 15.1379 ZAR | |||||
| Ordinary NPV | CFD | Long | 251,794 | 14.9820 ZAR | |||||
| Ordinary NPV | CFD | Long | 311,819 | 15.2099 ZAR | |||||
| Ordinary NPV | CFD | Long | 367,700 | 14.9900 ZAR | |||||
| Ordinary NPV | CFD | Long | 1,202,098 | 14.9887 ZAR | |||||
| Ordinary NPV | CFD | Long | 1,746,742 | 15.0191 ZAR | |||||
| Ordinary NPV | CFD | Short | 4,956 | 15.1542 ZAR | |||||
| Ordinary NPV | CFD | Short | 32,697 | 15.2460 ZAR | |||||
| Ordinary NPV | CFD | Short | 35,200 | 15.1246 ZAR | |||||
| Ordinary NPV | CFD | Short | 36,405 | 14.9202 ZAR | |||||
| Ordinary NPV | CFD | Short | 110,543 | 15.2047 ZAR | |||||
| Ordinary NPV | CFD | Short | 119,928 | 15.1460 ZAR | |||||
| Ordinary NPV | CFD | Short | 143,985 | 14.9045 ZAR | |||||
| Ordinary NPV | CFD | Short | 172,200 | 15.1547 ZAR | |||||
| Ordinary NPV | CFD | Short | 367,700 | 14.9900 ZAR | |||||
| Ordinary NPV | CFD | Short | 2,376,000 | 15.2215 ZAR | |||||
| Ordinary NPV | CFD | Short | 4,000,000 | 15.1415 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 18 Mar 2019 | ||
| Contact name: | Large Holdings Regulatory Operations | ||
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20190318005402/en/
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