13th Jun 2018 14:26
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SIBANYE GOLD LIMITED | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 12 June 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | |||||
| LONMIN PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | Ordinary NPV | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 474,912 | 0.02% | 1,780,489 | 0.08% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 214,864 | 0.01% | 27,525,947 | 1.21% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 689,776 | 0.03% | 29,306,436 | 1.29% | |||||||
| Class of relevant security: | Convertible Bond XS1689727920 | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 2,000,000 | 0.44% | 3,000,000 | 0.67% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 2,000,000 | 0.44% | 3,000,000 | 0.67% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 14 | 2.6357 USD | ||||
| ADR | Purchase | 200 | 2.6150 USD | ||||
| ADR | Purchase | 220 | 2.6250 USD | ||||
| ADR | Purchase | 274 | 2.6154 USD | ||||
| ADR | Purchase | 600 | 2.7200 USD | ||||
| ADR | Purchase | 1,100 | 2.6900 USD | ||||
| ADR | Purchase | 1,400 | 2.7021 USD | ||||
| ADR | Purchase | 2,100 | 2.6747 USD | ||||
| ADR | Purchase | 2,100 | 2.6604 USD | ||||
| ADR | Purchase | 3,000 | 2.6683 USD | ||||
| ADR | Purchase | 3,500 | 2.6400 USD | ||||
| ADR | Purchase | 4,222 | 2.6300 USD | ||||
| ADR | Purchase | 6,200 | 2.6386 USD | ||||
| ADR | Purchase | 9,200 | 2.6456 USD | ||||
| ADR | Purchase | 14,500 | 2.6370 USD | ||||
| ADR | Purchase | 17,109 | 2.6297 USD | ||||
| ADR | Purchase | 40,700 | 2.6545 USD | ||||
| ADR | Purchase | 41,200 | 2.6530 USD | ||||
| ADR | Purchase | 82,249 | 2.7296 USD | ||||
| ADR | Purchase | 106,311 | 2.6993 USD | ||||
| ADR | Purchase | 107,818 | 2.6630 USD | ||||
| ADR | Sale | 200 | 2.6275 USD | ||||
| ADR | Sale | 220 | 2.7400 USD | ||||
| ADR | Sale | 400 | 2.6100 USD | ||||
| ADR | Sale | 600 | 2.7000 USD | ||||
| ADR | Sale | 700 | 2.6228 USD | ||||
| ADR | Sale | 1,000 | 2.6380 USD | ||||
| ADR | Sale | 1,000 | 2.6427 USD | ||||
| ADR | Sale | 1,499 | 2.6463 USD | ||||
| ADR | Sale | 1,600 | 2.6193 USD | ||||
| ADR | Sale | 1,803 | 2.6233 USD | ||||
| ADR | Sale | 2,500 | 2.6431 USD | ||||
| ADR | Sale | 4,198 | 2.6390 USD | ||||
| ADR | Sale | 4,300 | 2.6395 USD | ||||
| ADR | Sale | 4,800 | 2.6417 USD | ||||
| ADR | Sale | 5,516 | 2.6300 USD | ||||
| ADR | Sale | 5,700 | 2.6472 USD | ||||
| ADR | Sale | 18,000 | 2.6531 USD | ||||
| ADR | Sale | 22,200 | 2.6536 USD | ||||
| ADR | Sale | 30,710 | 2.7291 USD | ||||
| ADR | Sale | 35,400 | 2.6550 USD | ||||
| ADR | Sale | 51,319 | 2.7300 USD | ||||
| ADR | Sale | 230,749 | 2.6776 USD | ||||
| Convertible Bond | Sale | 3,000,000 | 75.2500 USD |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| Ordinary NPV | CFD | Long | 16,173 | 8.9199 ZAR | |||||
| Ordinary NPV | CFD | Long | 51,852 | 8.9326 ZAR | |||||
| Ordinary NPV | CFD | Long | 58,308 | 8.8123 ZAR | |||||
| Ordinary NPV | CFD | Long | 92,896 | 8.8464 ZAR | |||||
| Ordinary NPV | CFD | Long | 110,534 | 8.9445 ZAR | |||||
| Ordinary NPV | CFD | Long | 287,910 | 8.8635 ZAR | |||||
| Ordinary NPV | CFD | Long | 705,695 | 8.9053 ZAR | |||||
| Ordinary NPV | CFD | Long | 772,088 | 8.8198 ZAR | |||||
| Ordinary NPV | CFD | Long | 1,000,000 | 8.8500 ZAR | |||||
| Ordinary NPV | CFD | Long | 1,069,763 | 8.8717 ZAR | |||||
| Ordinary NPV | CFD | Short | 17,429 | 8.7879 ZAR | |||||
| Ordinary NPV | CFD | Short | 264,809 | 8.9112 ZAR | |||||
| Ordinary NPV | CFD | Short | 326,956 | 8.8413 ZAR | |||||
| Ordinary NPV | CFD | Short | 1,000,000 | 8.8500 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 13 Jun 2018 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180613005664/en/
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