11th May 2018 15:14
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Full name of discloser: | Barclays PLC. | |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. | ||
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SIBANYE GOLD LIMITED | |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
| (e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure | 10 May 2018 | |
| (f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A” | YES LONMIN PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | Ordinary npv | 0 | |||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 53,660 | 0.00% | 1,396,976 | 0.06% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 5,085,171 | 0.22% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 5,138,831 | 0.22% | 1,396,976 | 0.06% | |||||||
| Class of relevant security: | Convertible Bond XS1689727920 | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 1,400,000 | 0.31% | 0 | 0.00% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 1,400,000 | 0.31% | 0 | 0.00% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 400 | 2.9400 USD | ||||
| ADR | Purchase | 3,411 | 2.9458 USD | ||||
| ADR | Purchase | 3,709 | 2.9375 USD | ||||
| ADR | Purchase | 5,600 | 2.9283 USD | ||||
| ADR | Purchase | 5,700 | 2.9276 USD | ||||
| ADR | Purchase | 10,800 | 2.9468 USD | ||||
| ADR | Purchase | 17,700 | 2.9325 USD | ||||
| ADR | Purchase | 54,400 | 2.9330 USD | ||||
| ADR | Purchase | 347,658 | 2.9331 USD | ||||
| ADR | Sale | 300 | 2.9166 USD | ||||
| ADR | Sale | 400 | 2.9200 USD | ||||
| ADR | Sale | 900 | 2.9188 USD | ||||
| ADR | Sale | 909 | 2.9300 USD | ||||
| ADR | Sale | 1,100 | 2.9154 USD | ||||
| ADR | Sale | 1,100 | 2.9136 USD | ||||
| ADR | Sale | 1,182 | 2.9407 USD | ||||
| ADR | Sale | 1,300 | 2.9207 USD | ||||
| ADR | Sale | 1,400 | 2.9296 USD | ||||
| ADR | Sale | 1,600 | 2.9370 USD | ||||
| ADR | Sale | 2,488 | 2.9255 USD | ||||
| ADR | Sale | 5,311 | 2.9443 USD | ||||
| ADR | Sale | 5,500 | 2.9271 USD | ||||
| ADR | Sale | 5,800 | 2.9287 USD | ||||
| ADR | Sale | 5,800 | 2.9277 USD | ||||
| ADR | Sale | 6,200 | 2.9406 USD | ||||
| ADR | Sale | 10,000 | 2.9336 USD | ||||
| ADR | Sale | 10,912 | 2.9203 USD | ||||
| ADR | Sale | 14,000 | 2.9453 USD | ||||
| ADR | Sale | 31,360 | 2.9431 USD | ||||
| ADR | Sale | 34,800 | 2.9400 USD | ||||
| ADR | Sale | 72,893 | 2.9306 USD | ||||
| ADR | Sale | 112,424 | 2.9191 USD | ||||
| ADR | Sale | 121,699 | 2.9446 USD | ||||
| Ordinary npv | Sale | 692,000 | 9.3100 ZAR |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| Ordinary npv | CFD | Long | 4,558 | 9.1203 ZAR | |||||
| Ordinary npv | CFD | Long | 17,187 | 9.0074 ZAR | |||||
| Ordinary npv | CFD | Long | 30,321 | 9.1809 ZAR | |||||
| Ordinary npv | CFD | Long | 31,846 | 8.9269 ZAR | |||||
| Ordinary npv | CFD | Long | 41,872 | 8.9823 ZAR | |||||
| Ordinary npv | CFD | Long | 168,262 | 9.0161 ZAR | |||||
| Ordinary npv | CFD | Long | 648,193 | 8.9443 ZAR | |||||
| Ordinary npv | CFD | Long | 692,000 | 9.3090 ZAR | |||||
| Ordinary npv | CFD | Short | 8,431 | 8.9125 ZAR | |||||
| Ordinary npv | CFD | Short | 40,924 | 8.9367 ZAR | |||||
| Ordinary npv | CFD | Short | 88,350 | 8.8835 ZAR | |||||
| Ordinary npv | CFD | Short | 179,143 | 8.9278 ZAR | |||||
| Ordinary npv | CFD | Short | 188,502 | 9.1588 ZAR | |||||
| Ordinary npv | CFD | Short | 249,313 | 8.9019 ZAR | |||||
| Ordinary npv | CFD | Short | 1,373,304 | 8.9143 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO |
| Date of disclosure: | 11 May 2018 | |
| Contact name: | Elise Tang | |
| Telephone number: | 0207 1163 001 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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