15th Mar 2019 11:45
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) | Full name of discloser: | Barclays PLC. | |||
(b) | Owner or controller of interest and short | ||||
positions disclosed, if different from 1(a): | |||||
(c) | Name of offeror/offeree in relation to whose | SIBANYE GOLD LTD | |||
relevant securities this form relates: | |||||
(d) | If an exempt fund manager connected with an | ||||
offeror/offeree, state this and specify identity of | |||||
offeror/offeree: | |||||
(e) | Date position held/dealing undertaken: | 14 March 2019 | |||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
disclosures in respect of any other party to the offer? | LONMIN PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | Ordinary NPV | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 1,642,072 | 0.07% | 379,400 | 0.02% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
33,221,003 | 1.47% | 787,200 | 0.03% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
TOTAL: | 34,863,075 | 1.54% | 1,166,600 | 0.05% |
Class of relevant security: | Convertible Bond XS1689727920 | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 0 | 0.00% | 1,200,000 | 0.31% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
0 | 0.00% | 0 | 0.00% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
TOTAL: | 0 | 0.00% | 1,200,000 | 0.31% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
ADR | Purchase | 3 | 3.9500 USD | ||||
ADR | Purchase | 100 | 3.9700 USD | ||||
ADR | Purchase | 100 | 4.0400 USD | ||||
ADR | Purchase | 400 | 4.0150 USD | ||||
ADR | Purchase | 400 | 3.9987 USD | ||||
ADR | Purchase | 900 | 3.9961 USD | ||||
ADR | Purchase | 1,000 | 3.9940 USD | ||||
ADR | Purchase | 1,158 | 3.9350 USD | ||||
ADR | Purchase | 1,400 | 3.9971 USD | ||||
ADR | Purchase | 1,490 | 3.9886 USD | ||||
ADR | Purchase | 1,500 | 3.9533 USD | ||||
ADR | Purchase | 1,516 | 3.9596 USD | ||||
ADR | Purchase | 1,752 | 3.9471 USD | ||||
ADR | Purchase | 1,800 | 3.9775 USD | ||||
ADR | Purchase | 2,300 | 3.9963 USD | ||||
ADR | Purchase | 2,700 | 3.9990 USD | ||||
ADR | Purchase | 3,313 | 3.9989 USD | ||||
ADR | Purchase | 3,400 | 4.0057 USD | ||||
ADR | Purchase | 3,436 | 3.9950 USD | ||||
ADR | Purchase | 3,800 | 3.9957 USD | ||||
ADR | Purchase | 6,500 | 3.9985 USD | ||||
ADR | Purchase | 6,687 | 3.9993 USD | ||||
ADR | Purchase | 7,100 | 3.9644 USD | ||||
ADR | Purchase | 10,200 | 3.9982 USD | ||||
ADR | Purchase | 10,400 | 4.0000 USD | ||||
ADR | Purchase | 10,700 | 3.9980 USD | ||||
ADR | Purchase | 13,300 | 4.0241 USD | ||||
ADR | Purchase | 14,300 | 3.9634 USD | ||||
ADR | Purchase | 14,400 | 3.9742 USD | ||||
ADR | Purchase | 16,664 | 3.9952 USD | ||||
ADR | Purchase | 22,300 | 3.9994 USD | ||||
ADR | Purchase | 44,400 | 3.9619 USD | ||||
ADR | Purchase | 49,636 | 4.0050 USD | ||||
ADR | Purchase | 53,800 | 3.9740 USD | ||||
ADR | Purchase | 63,000 | 3.9721 USD | ||||
ADR | Purchase | 415,553 | 3.9977 USD | ||||
ADR | Sale | 100 | 3.9400 USD | ||||
ADR | Sale | 100 | 3.9350 USD | ||||
ADR | Sale | 100 | 4.0400 USD | ||||
ADR | Sale | 100 | 3.9600 USD | ||||
ADR | Sale | 103 | 3.9500 USD | ||||
ADR | Sale | 200 | 3.9850 USD | ||||
ADR | Sale | 400 | 3.9725 USD | ||||
ADR | Sale | 800 | 3.9556 USD | ||||
ADR | Sale | 900 | 4.0150 USD | ||||
ADR | Sale | 1,200 | 3.9616 USD | ||||
ADR | Sale | 1,400 | 3.9664 USD | ||||
ADR | Sale | 1,500 | 3.9533 USD | ||||
ADR | Sale | 1,800 | 4.0100 USD | ||||
ADR | Sale | 1,800 | 3.9950 USD | ||||
ADR | Sale | 2,415 | 3.9361 USD | ||||
ADR | Sale | 10,900 | 3.9619 USD | ||||
ADR | Sale | 11,000 | 3.9778 USD | ||||
ADR | Sale | 26,685 | 3.9641 USD | ||||
ADR | Sale | 26,816 | 3.9631 USD | ||||
ADR | Sale | 26,900 | 3.9718 USD | ||||
ADR | Sale | 36,500 | 3.9728 USD | ||||
ADR | Sale | 49,636 | 4.0050 USD | ||||
ADR | Sale | 55,400 | 3.9726 USD | ||||
ADR | Sale | 100,000 | 4.0010 USD | ||||
ADR | Sale | 434,653 | 3.9984 USD |
(b) Cash-settled derivative transactions
Class of | Product | Nature of dealing | Number of | Price per | |||||
relevant | description | reference | unit | ||||||
security | securities | ||||||||
Ordinary NPV | CFD | Long | 19,550 | 14.7220 ZAR | |||||
Ordinary NPV | CFD | Long | 20,051 | 14.7940 ZAR | |||||
Ordinary NPV | CFD | Long | 36,361 | 14.8019 ZAR | |||||
Ordinary NPV | CFD | Long | 249,072 | 14.8458 ZAR | |||||
Ordinary NPV | CFD | Long | 896,154 | 14.8438 ZAR | |||||
Ordinary NPV | CFD | Long | 2,318,555 | 14.7388 ZAR | |||||
Ordinary NPV | CFD | Short | 12,800 | 14.8036 ZAR | |||||
Ordinary NPV | CFD | Short | 17,699 | 14.8160 ZAR | |||||
Ordinary NPV | CFD | Short | 24,156 | 14.8476 ZAR | |||||
Ordinary NPV | CFD | Short | 49,065 | 14.7441 ZAR | |||||
Ordinary NPV | CFD | Short | 209,364 | 14.7584 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None |
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
Date of disclosure: | 15 Mar 2019 | ||
Contact name: | Large Holdings Regulatory Operations | ||
Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20190315005214/en/
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