7th Jun 2018 14:15
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SIBANYE GOLD LIMITED | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 06 June 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | |||||
| LONMIN PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | Ordinary NPV | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 465,216 | 0.02% | 1,864,127 | 0.08% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 214,864 | 0.01% | 35,273,171 | 1.56% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 465,216 | 0.03% | 37,137,298 | 1.64% | |||||||
| Class of relevant security: | Convertible Bond XS1689727920 | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 2,000,000 | 0.44% | 0 | 0.00% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 2,000,000 | 0.44% | 0 | 0.00% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 26 | 2.7500 USD | ||||
| ADR | Purchase | 200 | 2.7725 USD | ||||
| ADR | Purchase | 300 | 2.7633 USD | ||||
| ADR | Purchase | 400 | 2.7400 USD | ||||
| ADR | Purchase | 400 | 2.7675 USD | ||||
| ADR | Purchase | 500 | 2.7680 USD | ||||
| ADR | Purchase | 1,000 | 2.7650 USD | ||||
| ADR | Purchase | 1,000 | 2.7300 USD | ||||
| ADR | Purchase | 1,340 | 2.7655 USD | ||||
| ADR | Purchase | 1,800 | 2.7600 USD | ||||
| ADR | Purchase | 1,900 | 2.7521 USD | ||||
| ADR | Purchase | 2,500 | 2.7667 USD | ||||
| ADR | Purchase | 3,560 | 2.7611 USD | ||||
| ADR | Purchase | 4,200 | 2.7659 USD | ||||
| ADR | Purchase | 4,800 | 2.7585 USD | ||||
| ADR | Purchase | 5,700 | 2.7541 USD | ||||
| ADR | Purchase | 6,100 | 2.7663 USD | ||||
| ADR | Purchase | 9,400 | 2.7584 USD | ||||
| ADR | Purchase | 12,200 | 2.7513 USD | ||||
| ADR | Purchase | 14,500 | 2.7626 USD | ||||
| Ordinary NPV | Purchase | 14,807 | 8.7625 ZAR | ||||
| ADR | Purchase | 18,500 | 2.7687 USD | ||||
| ADR | Purchase | 19,100 | 2.7596 USD | ||||
| ADR | Purchase | 22,900 | 2.7625 USD | ||||
| ADR | Purchase | 47,200 | 2.7590 USD | ||||
| ADR | Purchase | 51,790 | 2.7428 USD | ||||
| ADR | Purchase | 58,003 | 2.7520 USD | ||||
| ADR | Purchase | 78,466 | 2.7450 USD | ||||
| ADR | Sale | 100 | 2.7400 USD | ||||
| ADR | Sale | 100 | 2.7650 USD | ||||
| ADR | Sale | 400 | 2.7575 USD | ||||
| ADR | Sale | 500 | 2.7620 USD | ||||
| ADR | Sale | 700 | 2.7300 USD | ||||
| ADR | Sale | 1,088 | 2.7617 USD | ||||
| ADR | Sale | 1,107 | 2.7700 USD | ||||
| ADR | Sale | 1,300 | 2.7484 USD | ||||
| ADR | Sale | 1,300 | 2.7494 USD | ||||
| ADR | Sale | 1,300 | 2.7600 USD | ||||
| ADR | Sale | 2,800 | 2.7526 USD | ||||
| ADR | Sale | 4,812 | 2.7461 USD | ||||
| ADR | Sale | 7,200 | 2.7614 USD | ||||
| ADR | Sale | 11,900 | 2.7584 USD | ||||
| ADR | Sale | 12,100 | 2.7572 USD | ||||
| ADR | Sale | 12,600 | 2.7591 USD | ||||
| ADR | Sale | 12,800 | 2.7641 USD | ||||
| ADR | Sale | 13,500 | 2.7674 USD | ||||
| ADR | Sale | 17,800 | 2.7604 USD | ||||
| ADR | Sale | 18,500 | 2.7687 USD | ||||
| ADR | Sale | 22,100 | 2.7542 USD | ||||
| ADR | Sale | 191,978 | 2.7467 USD |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| Ordinary NPV | CFD | Long | 16,579 | 8.6389 ZAR | |||||
| Ordinary NPV | CFD | Long | 55,991 | 8.7389 ZAR | |||||
| Ordinary NPV | CFD | Long | 143,015 | 8.7365 ZAR | |||||
| Ordinary NPV | CFD | Long | 287,910 | 8.6547 ZAR | |||||
| Ordinary NPV | CFD | Long | 355,609 | 8.7323 ZAR | |||||
| Ordinary NPV | CFD | Long | 758,313 | 8.6665 ZAR | |||||
| Ordinary NPV | CFD | Long | 1,346,436 | 8.7375 ZAR | |||||
| Ordinary NPV | CFD | Long | 3,200,000 | 8.7400 ZAR | |||||
| Ordinary NPV | CFD | Short | 4,000 | 8.5624 ZAR | |||||
| Ordinary NPV | CFD | Short | 26,651 | 8.6019 ZAR | |||||
| Ordinary NPV | CFD | Short | 72,400 | 8.7248 ZAR | |||||
| Ordinary NPV | CFD | Short | 3,200,000 | 8.7400 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | |
| Date of disclosure: | 7 Jun 2018 | |
| Contact name: | Jay Supaya | |
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180607005662/en/
Copyright Business Wire 2018
Related Shares:
Barclays