29th May 2018 10:24
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SIBANYE GOLD LIMITED | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 25 May 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | |||||
| LONMIN PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | Ordinary npv | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 367,092 | 0.01% | 3,343,731 | 0.13% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 214,864 | 0.01% | 9,588,916 | 0.42% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 581,956 | 0.02% | 12,932,647 | 0.55% | |||||||
| Class of relevant security: | Convertible Bond XS1689727920 | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 1,400,000 | 0.31% | 0 | 0.00% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 1,400,000 | 0.31% | 0 | 0.00% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 1,400 | 2.4500 USD | ||||
| ADR | Purchase | 1,451 | 2.4800 USD | ||||
| ADR | Purchase | 2,000 | 2.4850 USD | ||||
| ADR | Purchase | 3,471 | 2.5059 USD | ||||
| ADR | Purchase | 3,924 | 2.4732 USD | ||||
| ADR | Purchase | 8,697 | 2.4540 USD | ||||
| ADR | Purchase | 9,100 | 2.4745 USD | ||||
| ADR | Purchase | 28,921 | 2.4902 USD | ||||
| ADR | Purchase | 34,000 | 2.4851 USD | ||||
| ADR | Purchase | 74,800 | 2.4823 USD | ||||
| ADR | Purchase | 80,000 | 2.4665 USD | ||||
| ADR | Purchase | 94,390 | 2.4868 USD | ||||
| ADR | Purchase | 110,000 | 2.4601 USD | ||||
| ADR | Purchase | 833,614 | 2.5030 USD | ||||
| Convertible Bond | Purchase | 2,000,000 | 70.7400 USD | ||||
| ADR | Sale | 400 | 2.4625 USD | ||||
| ADR | Sale | 543 | 2.4600 USD | ||||
| ADR | Sale | 1,400 | 2.4685 USD | ||||
| ADR | Sale | 1,700 | 2.4579 USD | ||||
| ADR | Sale | 2,000 | 2.4605 USD | ||||
| ADR | Sale | 2,500 | 2.4678 USD | ||||
| ADR | Sale | 2,600 | 2.5267 USD | ||||
| ADR | Sale | 2,793 | 2.4731 USD | ||||
| ADR | Sale | 2,800 | 2.4596 USD | ||||
| ADR | Sale | 2,800 | 2.4689 USD | ||||
| ADR | Sale | 3,500 | 2.4601 USD | ||||
| ADR | Sale | 3,500 | 2.4718 USD | ||||
| ADR | Sale | 4,500 | 2.4700 USD | ||||
| ADR | Sale | 5,051 | 2.4800 USD | ||||
| ADR | Sale | 6,100 | 2.4879 USD | ||||
| ADR | Sale | 7,052 | 2.4900 USD | ||||
| ADR | Sale | 9,700 | 2.4918 USD | ||||
| ADR | Sale | 13,101 | 2.4547 USD | ||||
| ADR | Sale | 13,700 | 2.4544 USD | ||||
| ADR | Sale | 17,699 | 2.4518 USD | ||||
| ADR | Sale | 21,100 | 2.4740 USD | ||||
| ADR | Sale | 23,200 | 2.4826 USD | ||||
| ADR | Sale | 26,850 | 2.4649 USD | ||||
| ADR | Sale | 31,400 | 2.4829 USD | ||||
| ADR | Sale | 33,400 | 2.4802 USD | ||||
| ADR | Sale | 34,900 | 2.4552 USD | ||||
| ADR | Sale | 35,540 | 2.4989 USD | ||||
| ADR | Sale | 35,750 | 2.4671 USD | ||||
| ADR | Sale | 49,600 | 2.4823 USD | ||||
| ADR | Sale | 134,808 | 2.4850 USD | ||||
| Ordinary npv | Sale | 150,000 | 7.7862 ZAR | ||||
| ADR | Sale | 207,083 | 2.5124 USD | ||||
| ADR | Sale | 257,732 | 2.4928 USD | ||||
| ADR | Sale | 290,966 | 2.5088 USD | ||||
| ADR | Purchase | 50,000 | 2.4407 USD | ||||
| ADR | Purchase | 60,000 | 2.4762 USD | ||||
| ADR | Sale | 110,000 | 2.4601 USD |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| Ordinary npv | CFD | Long | 820 | 7.6393 ZAR | |||||
| Ordinary npv | CFD | Long | 20,992 | 7.6584 ZAR | |||||
| Ordinary npv | CFD | Long | 32,337 | 7.7021 ZAR | |||||
| Ordinary npv | CFD | Long | 121,360 | 7.5869 ZAR | |||||
| Ordinary npv | CFD | Long | 195,712 | 7.6756 ZAR | |||||
| Ordinary npv | CFD | Short | 32,337 | 7.9431 ZAR | |||||
| Ordinary npv | CFD | Short | 500,000 | 7.6174 ZAR | |||||
| Ordinary npv | CFD | Short | 780,603 | 7.7081 ZAR | |||||
| Ordinary npv | CFD | Short | 998,924 | 7.7673 ZAR | |||||
| Ordinary npv | CFD | Short | 3,319,640 | 7.6778 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | |
| Date of disclosure: | 29 May 2018 | |
| Contact name: | Jay Supaya | |
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180529005510/en/
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