16th May 2018 12:58
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SIBANYE GOLD LIMITED | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 15 May 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | LONMIN PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | Ordinary npv | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 57,660 | 0.00% | 1,293,976 | 0.06% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 3,056,453 | 0.14% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 3,114,113 | 0.14% | 1,293,976 | 0.06% | |||||||
| Class of relevant security: | Convertible Bond XS1689727920 | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 400,000 | 0.09% | 0 | 0.00% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 400,000 | 0.09% | 0 | 0.00% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 2 | 2.8850 USD | ||||
| ADR | Purchase | 213 | 2.9100 USD | ||||
| ADR | Purchase | 400 | 2.9150 USD | ||||
| ADR | Purchase | 1,500 | 3.0033 USD | ||||
| ADR | Purchase | 2,200 | 2.9159 USD | ||||
| ADR | Purchase | 2,918 | 2.9200 USD | ||||
| ADR | Purchase | 6,510 | 2.9121 USD | ||||
| ADR | Purchase | 6,956 | 2.9171 USD | ||||
| ADR | Purchase | 8,434 | 2.9138 USD | ||||
| ADR | Purchase | 8,800 | 2.9156 USD | ||||
| ADR | Purchase | 9,000 | 2.9865 USD | ||||
| ADR | Purchase | 9,000 | 2.9136 USD | ||||
| ADR | Purchase | 13,700 | 2.9130 USD | ||||
| ADR | Purchase | 15,000 | 2.9010 USD | ||||
| ADR | Purchase | 15,100 | 2.8903 USD | ||||
| ADR | Purchase | 16,800 | 2.9097 USD | ||||
| ADR | Purchase | 18,000 | 2.9000 USD | ||||
| ADR | Purchase | 20,920 | 2.9142 USD | ||||
| ADR | Purchase | 39,200 | 2.9148 USD | ||||
| ADR | Purchase | 46,600 | 2.9016 USD | ||||
| ADR | Purchase | 51,180 | 2.9217 USD | ||||
| ADR | Purchase | 76,600 | 2.8949 USD | ||||
| ADR | Purchase | 108,821 | 2.8953 USD | ||||
| ADR | Purchase | 1,182,180 | 2.8833 USD | ||||
| ADR | Sale | 9 | 2.9200 USD | ||||
| ADR | Sale | 100 | 2.8450 USD | ||||
| ADR | Sale | 100 | 2.9800 USD | ||||
| ADR | Sale | 213 | 2.9100 USD | ||||
| ADR | Sale | 2,900 | 2.9250 USD | ||||
| ADR | Sale | 3,500 | 2.9000 USD | ||||
| ADR | Sale | 6,000 | 2.9237 USD | ||||
| ADR | Sale | 10,600 | 2.9104 USD | ||||
| ADR | Sale | 10,808 | 2.8848 USD | ||||
| ADR | Sale | 13,318 | 2.9739 USD | ||||
| ADR | Sale | 16,300 | 2.8948 USD | ||||
| ADR | Sale | 18,300 | 2.8937 USD | ||||
| ADR | Sale | 18,900 | 2.8705 USD | ||||
| ADR | Sale | 19,416 | 2.8940 USD | ||||
| ADR | Sale | 26,310 | 2.8751 USD | ||||
| ADR | Sale | 33,194 | 2.9165 USD | ||||
| ADR | Sale | 34,402 | 2.9064 USD | ||||
| ADR | Sale | 45,500 | 2.9035 USD | ||||
| ADR | Sale | 58,300 | 2.8953 USD | ||||
| ADR | Sale | 108,785 | 2.8691 USD | ||||
| ADR | Sale | 164,700 | 2.9166 USD | ||||
| ADR | Sale | 274,878 | 2.8938 USD | ||||
| ADR | Sale | 356,234 | 2.8735 USD | ||||
| ADR | Sale | 437,267 | 2.8881 USD | ||||
| Ordinary npv | Sale | 600,000 | 9.3800 ZAR |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| Ordinary npv | CFD | Long | 400 | 9.1574 ZAR | |||||
| Ordinary npv | CFD | Long | 11,434 | 8.8474 ZAR | |||||
| Ordinary npv | CFD | Long | 44,569 | 9.1583 ZAR | |||||
| Ordinary npv | CFD | Long | 45,918 | 8.9522 ZAR | |||||
| Ordinary npv | CFD | Long | 59,563 | 8.7974 ZAR | |||||
| Ordinary npv | CFD | Long | 371,700 | 8.8575 ZAR | |||||
| Ordinary npv | CFD | Long | 600,000 | 9.3790 ZAR | |||||
| Ordinary npv | CFD | Long | 1,160,099 | 9.0279 ZAR | |||||
| Ordinary npv | CFD | Long | 1,200,000 | 8.8991 ZAR | |||||
| Ordinary npv | CFD | Short | 5,046 | 8.7666 ZAR | |||||
| Ordinary npv | CFD | Short | 37,835 | 8.7477 ZAR | |||||
| Ordinary npv | CFD | Short | 146,888 | 8.7667 ZAR | |||||
| Ordinary npv | CFD | Short | 218,477 | 8.8543 ZAR | |||||
| Ordinary npv | CFD | Short | 279,881 | 8.8835 ZAR | |||||
| Ordinary npv | CFD | Short | 1,748,927 | 8.8605 ZAR | |||||
| Ordinary npv | CFD | Short | 4,842,753 | 8.8857 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | |
| Date of disclosure: | 16 May 2018 | |
| Contact name: | Jay Supaya | |
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180516005688/en/
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