25th Apr 2019 13:00
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SIBANYE GOLD LTD | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 24 April 2019 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | |||||
| LONMIN PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | Ordinary NPV | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 1,034,760 | 0.04% | 3,701,667 | 0.16% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 13,481,950 | 0.57% | 1,789,000 | 0.08% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 14,516,710 | 0.61% | 5,490,667 | 0.23% | |||||||
| Class of relevant security: | Convertible Bond XS1689727920 | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 5,000,000 | 1.30% | 0 | 0.00% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 5,000,000 | 1.30% | 0 | 0.00% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 100 | 3.9400 USD | ||||
| ADR | Purchase | 2,201 | 4.0078 USD | ||||
| ADR | Purchase | 2,300 | 4.0400 USD | ||||
| ADR | Purchase | 5,500 | 4.0259 USD | ||||
| ADR | Purchase | 12,000 | 3.9799 USD | ||||
| ADR | Purchase | 29,200 | 4.0574 USD | ||||
| ADR | Purchase | 29,600 | 4.0025 USD | ||||
| ADR | Purchase | 30,000 | 4.0407 USD | ||||
| ADR | Purchase | 37,100 | 4.0378 USD | ||||
| ADR | Purchase | 40,100 | 4.0464 USD | ||||
| ADR | Purchase | 42,522 | 3.9227 USD | ||||
| ADR | Purchase | 49,325 | 4.0334 USD | ||||
| ADR | Purchase | 82,458 | 3.9884 USD | ||||
| ADR | Sale | 100 | 3.9400 USD | ||||
| ADR | Sale | 143 | 4.0539 USD | ||||
| ADR | Sale | 300 | 4.0616 USD | ||||
| ADR | Sale | 500 | 4.0370 USD | ||||
| ADR | Sale | 800 | 4.0375 USD | ||||
| ADR | Sale | 1,000 | 4.0230 USD | ||||
| ADR | Sale | 1,338 | 4.0345 USD | ||||
| ADR | Sale | 1,656 | 4.0000 USD | ||||
| ADR | Sale | 2,300 | 4.0400 USD | ||||
| ADR | Sale | 2,800 | 4.0250 USD | ||||
| ADR | Sale | 3,051 | 4.0337 USD | ||||
| ADR | Sale | 3,186 | 4.0368 USD | ||||
| ADR | Sale | 3,600 | 4.0256 USD | ||||
| ADR | Sale | 4,000 | 4.0413 USD | ||||
| ADR | Sale | 4,192 | 4.0145 USD | ||||
| ADR | Sale | 4,600 | 4.0222 USD | ||||
| ADR | Sale | 4,600 | 4.0404 USD | ||||
| ADR | Sale | 4,600 | 4.0219 USD | ||||
| ADR | Sale | 4,800 | 4.0200 USD | ||||
| ADR | Sale | 4,800 | 3.9990 USD | ||||
| ADR | Sale | 7,862 | 4.0234 USD | ||||
| ADR | Sale | 11,545 | 3.9958 USD | ||||
| ADR | Sale | 12,000 | 3.9800 USD | ||||
| ADR | Sale | 26,953 | 4.0334 USD | ||||
| ADR | Sale | 29,200 | 4.0574 USD | ||||
| ADR | Sale | 30,900 | 4.0408 USD | ||||
| ADR | Sale | 42,522 | 3.9227 USD | ||||
| ADR | Sale | 62,700 | 4.0477 USD | ||||
| ADR | Sale | 66,658 | 3.9867 USD | ||||
| ADR | Sale | 69,700 | 4.0277 USD | ||||
| Ordinary NPV | Purchase | 111,742 | 14.1336 ZAR |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| Ordinary NPV | CFD | Long | 31,122 | 14.2922 ZAR | |||||
| Ordinary NPV | CFD | Long | 53,824 | 14.1490 ZAR | |||||
| Ordinary NPV | CFD | Long | 176,305 | 14.2720 ZAR | |||||
| Ordinary NPV | SWAP Expires 26/10/2020 | Long | 179,600 | 14.1121 ZAR | |||||
| Ordinary NPV | CFD | Long | 218,170 | 14.0765 ZAR | |||||
| Ordinary NPV | CFD | Short | 9,850 | 14.2539 ZAR | |||||
| Ordinary NPV | CFD | Short | 16,593 | 14.0693 ZAR | |||||
| Ordinary NPV | CFD | Short | 37,779 | 14.0909 ZAR | |||||
| Ordinary NPV | SWAP Expires 02/08/2019 | Short | 179,600 | 14.1121 ZAR | |||||
| Ordinary NPV | CFD | Short | 240,128 | 14.2298 ZAR | |||||
| Ordinary NPV | CFD | Short | 281,307 | 14.2651 ZAR | |||||
| Ordinary NPV | CFD | Short | 372,184 | 14.2305 ZAR | |||||
| Ordinary NPV | SWAP Expires 26/10/2020 | Long | 46,800 | 4.0297 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | |
| Date of disclosure: | 25 Apr 2019 | |
| Contact name: | Large Holdings Regulatory Operations | |
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20190425005510/en/
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