15th Aug 2014 15:09
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Identity of the person whose positions/dealings are being disclosed: | Barclays PLC. | |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient | ||
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SHIRE PLC | |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
| (e) Date position held/dealing undertaken: | 14 August 2014 | |
| (f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer? | YES: ABBVIE INC
|
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 9,978,895 | 1.69% | 3,939,985 | 0.67% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 2,100,940 | 0.36% | 3,911,691 | 0.66% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 1,705,200 | 0.29% | 1,425,000 | 0.24% | |||||||
| (4) | |||||||||||
| TOTAL: | 13,785,035 | 2.34% | 9,276,676 | 1.57% | |||||||
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 35 | 48.3522 GBP | ||||
| ORD | Purchase | 49 | 48.5900 GBP | ||||
| ORD | Purchase | 54 | 48.3300 GBP | ||||
| ORD | Purchase | 60 | 48.2600 GBP | ||||
| ORD | Purchase | 64 | 48.6550 GBP | ||||
| ORD | Purchase | 65 | 48.6600 GBP | ||||
| ORD | Purchase | 72 | 48.6300 GBP | ||||
| ORD | Purchase | 72 | 48.6800 GBP | ||||
| ORD | Purchase | 75 | 48.6200 GBP | ||||
| ORD | Purchase | 85 | 48.6850 GBP | ||||
| ORD | Purchase | 99 | 48.4610 GBP | ||||
| ORD | Purchase | 99 | 48.4640 GBP | ||||
| ORD | Purchase | 102 | 48.4900 GBP | ||||
| ORD | Purchase | 102 | 48.5100 GBP | ||||
| ORD | Purchase | 119 | 48.5600 GBP | ||||
| ORD | Purchase | 126 | 48.6950 GBP | ||||
| ORD | Purchase | 143 | 48.7000 GBP | ||||
| ORD | Purchase | 144 | 48.4400 GBP | ||||
| ORD | Purchase | 148 | 48.4700 GBP | ||||
| ORD | Purchase | 166 | 48.1800 GBP | ||||
| ORD | Purchase | 167 | 48.6000 GBP | ||||
| ORD | Purchase | 195 | 48.4000 GBP | ||||
| ORD | Purchase | 200 | 48.4500 GBP | ||||
| ORD | Purchase | 200 | 48.6500 GBP | ||||
| ORD | Purchase | 200 | 48.7250 GBP | ||||
| ORD | Purchase | 203 | 48.7350 GBP | ||||
| ORD | Purchase | 272 | 48.7200 GBP | ||||
| ORD | Purchase | 295 | 48.6400 GBP | ||||
| ORD | Purchase | 300 | 48.7300 GBP | ||||
| ORD | Purchase | 313 | 48.5253 GBP | ||||
| ORD | Purchase | 350 | 48.6700 GBP | ||||
| ORD | Purchase | 361 | 48.3100 GBP | ||||
| ORD | Purchase | 380 | 48.3400 GBP | ||||
| ORD | Purchase | 399 | 48.3500 GBP | ||||
| ORD | Purchase | 533 | 48.5380 GBP | ||||
| ORD | Purchase | 574 | 48.5400 GBP | ||||
| ORD | Purchase | 664 | 48.3700 GBP | ||||
| ORD | Purchase | 749 | 48.4100 GBP | ||||
| ORD | Purchase | 986 | 48.5932 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,500 | 242.6218 USD | ||||
| ORD | Purchase | 1,635 | 48.4200 GBP | ||||
| ORD | Purchase | 1,803 | 48.5548 GBP | ||||
| ORD | Purchase | 2,135 | 48.5455 GBP | ||||
| ORD | Purchase | 2,599 | 48.3769 GBP | ||||
| ORD (traded as ADR) | Purchase | 2,700 | 243.0633 USD | ||||
| ORD | Purchase | 3,232 | 48.4182 GBP | ||||
| ORD | Purchase | 3,891 | 48.4848 GBP | ||||
| ORD | Purchase | 4,600 | 48.5191 GBP | ||||
| ORD | Purchase | 6,596 | 48.5300 GBP | ||||
| ORD | Purchase | 6,973 | 48.3933 GBP | ||||
| ORD | Purchase | 7,370 | 48.4624 GBP | ||||
| ORD | Purchase | 7,956 | 48.4675 GBP | ||||
| ORD | Purchase | 8,065 | 48.4230 GBP | ||||
| ORD | Purchase | 9,841 | 48.4300 GBP | ||||
| ORD | Purchase | 12,083 | 48.4506 GBP | ||||
| ORD | Purchase | 22,678 | 48.4512 GBP | ||||
| ORD | Purchase | 37,000 | 48.3850 GBP | ||||
| ORD | Purchase | 43,270 | 48.4079 GBP | ||||
| ORD | Purchase | 49,618 | 48.4357 GBP | ||||
| ORD | Purchase | 63,270 | 48.4153 GBP | ||||
| ORD | Purchase | 122,120 | 48.4050 GBP | ||||
| ORD | Sale | 49 | 48.5900 GBP | ||||
| ORD | Sale | 54 | 48.3300 GBP | ||||
| ORD | Sale | 60 | 48.2600 GBP | ||||
| ORD | Sale | 64 | 48.6550 GBP | ||||
| ORD | Sale | 65 | 48.6600 GBP | ||||
| ORD | Sale | 72 | 48.6300 GBP | ||||
| ORD | Sale | 72 | 48.6800 GBP | ||||
| ORD | Sale | 75 | 48.6200 GBP | ||||
| ORD | Sale | 85 | 48.6850 GBP | ||||
| ORD | Sale | 99 | 48.4610 GBP | ||||
| ORD | Sale | 99 | 48.4640 GBP | ||||
| ORD | Sale | 102 | 48.4900 GBP | ||||
| ORD | Sale | 119 | 48.5600 GBP | ||||
| ORD | Sale | 126 | 48.6950 GBP | ||||
| ORD | Sale | 143 | 48.7000 GBP | ||||
| ORD | Sale | 144 | 48.4400 GBP | ||||
| ORD | Sale | 148 | 48.4700 GBP | ||||
| ORD | Sale | 166 | 48.1800 GBP | ||||
| ORD | Sale | 167 | 48.6000 GBP | ||||
| ORD | Sale | 168 | 48.5100 GBP | ||||
| ORD | Sale | 195 | 48.4000 GBP | ||||
| ORD | Sale | 200 | 48.4500 GBP | ||||
| ORD | Sale | 200 | 48.6500 GBP | ||||
| ORD | Sale | 200 | 48.7250 GBP | ||||
| ORD | Sale | 203 | 48.7350 GBP | ||||
| ORD | Sale | 272 | 48.7200 GBP | ||||
| ORD | Sale | 295 | 48.6400 GBP | ||||
| ORD | Sale | 300 | 48.7300 GBP | ||||
| ORD | Sale | 338 | 48.4562 GBP | ||||
| ORD | Sale | 350 | 48.6700 GBP | ||||
| ORD | Sale | 361 | 48.3100 GBP | ||||
| ORD | Sale | 364 | 48.4816 GBP | ||||
| ORD | Sale | 380 | 48.3400 GBP | ||||
| ORD | Sale | 384 | 48.5341 GBP | ||||
| ORD | Sale | 399 | 48.3500 GBP | ||||
| ORD | Sale | 574 | 48.5400 GBP | ||||
| ORD | Sale | 664 | 48.3700 GBP | ||||
| ORD | Sale | 749 | 48.4100 GBP | ||||
| ORD | Sale | 841 | 48.4300 GBP | ||||
| ORD | Sale | 854 | 48.2161 GBP | ||||
| ORD | Sale | 1,111 | 48.0175 GBP | ||||
| ORD | Sale | 1,180 | 48.4967 GBP | ||||
| ORD | Sale | 1,282 | 48.4219 GBP | ||||
| ORD | Sale | 1,500 | 48.4194 GBP | ||||
| ORD (traded as ADR) | Sale | 1,500 | 242.6218 USD | ||||
| ORD | Sale | 1,635 | 48.4200 GBP | ||||
| ORD | Sale | 2,292 | 48.4596 GBP | ||||
| ORD | Sale | 2,375 | 48.5300 GBP | ||||
| ORD (traded as ADR) | Sale | 2,700 | 243.0633 USD | ||||
| ORD | Sale | 3,149 | 48.4798 GBP | ||||
| ORD | Sale | 4,191 | 48.4981 GBP | ||||
| ORD | Sale | 5,499 | 48.3670 GBP | ||||
| ORD | Sale | 5,683 | 48.4475 GBP | ||||
| ORD | Sale | 5,945 | 48.4062 GBP | ||||
| ORD | Sale | 7,844 | 48.4851 GBP | ||||
| ORD | Sale | 8,065 | 48.4230 GBP | ||||
| ORD | Sale | 12,367 | 48.4113 GBP | ||||
| ORD | Sale | 13,413 | 48.4947 GBP | ||||
| ORD | Sale | 15,000 | 48.3013 GBP | ||||
| ORD | Sale | 21,474 | 48.5337 GBP | ||||
| ORD | Sale | 21,910 | 48.4182 GBP | ||||
| ORD | Sale | 23,148 | 48.4481 GBP | ||||
| ORD | Sale | 23,216 | 48.3964 GBP | ||||
| ORD | Sale | 23,272 | 48.2650 GBP | ||||
| ORD | Sale | 42,608 | 48.4066 GBP | ||||
| ORD | Sale | 50,503 | 48.4453 GBP | ||||
| ORD | Sale | 61,283 | 48.4123 GBP | ||||
| ORD | Sale | 116,660 | 48.3988 GBP |
(b) Derivatives transactions (other than options)
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | CFD | Long | 364 | 48.4816 GBP | |||||
| ORD | CFD | Long | 1,282 | 48.4219 GBP | |||||
| ORD | CFD | Long | 854 | 48.2161 GBP | |||||
| ORD | CFD | Long | 3,149 | 48.4798 GBP | |||||
| ORD | SWAP | Long | 3,186 | 48.3296 GBP | |||||
| ORD | CFD | Long | 5,621 | 48.3861 GBP | |||||
| ORD | SWAP | Long | 40,412 | 48.4487 GBP | |||||
| ORD | SWAP | Short | 35 | 48.3522 GBP | |||||
| ORD | SWAP | Short | 239 | 48.5239 GBP | |||||
| ORD | CFD | Short | 500 | 48.6252 GBP | |||||
| ORD | CFD | Short | 533 | 48.5380 GBP | |||||
| ORD | SWAP | Short | 2,100 | 48.5300 GBP | |||||
| ORD | CFD | Short | 2,700 | 48.5343 GBP | |||||
| ORD | SWAP | Short | 3,179 | 48.4245 GBP | |||||
| ORD | CFD | Short | 2,230 | 48.6742 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 2,000 | 275 USD | American | 17 Jan 2015 | 4.1600 USD | ||||||||
| ADR | Call Options | Selling | 2,000 | 260 USD | American | 17 Jan 2015 | 10.6600 USD |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 15 Aug 2014 | ||
| Contact name: | Rajesh Muthanna
| ||
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of person whose open positions are being disclosed: | Barclays PLC. | ||
| Name of offeror/offeree in relation to whose relevant securities the disclosure relates: | SHIRE PLC |
2. OPTIONS AND DERIVATIVES
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ADR | Put Options | Purchased | -300 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -2,800 | 160.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -600 | 185.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -200 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -1,000 | 210.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -100 | 215.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Purchased | -100 | 220.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Purchased | -200 | 220.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -3,400 | 235.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Purchased | -1,600 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -5,400 | 250.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Purchased | -300 | 255.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -1,600 | 270.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Written | 1,000 | 100.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 130.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 145.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 150.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,100 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 500 | 170.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 6,100 | 175.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,000 | 180.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Written | 300 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 700 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 200.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 205.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 210.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Written | 200 | 215.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Written | 13,100 | 215.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 225.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Written | 3,400 | 225.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Written | 100 | 230.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Written | 1,700 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 400 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 235.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 4,900 | 240.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Written | 2,200 | 245.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 275.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 280.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,800 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,600 | 215.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 1,000 | 215.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 15,900 | 225.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 2,800 | 225.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 900 | 230.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 6,000 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 3,600 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 20,400 | 255.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 200 | 255.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 126,300 | 260.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 3,500 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 11,500 | 260.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 1,600 | 265.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 3,100 | 265.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 8,000 | 265.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 318,900 | 270.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 2,000 | 275.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 280.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 100 | 285.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,200 | 155.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,500 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -5,800 | 175.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 180.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -200 | 185.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,100 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,300 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 195.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -2,000 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 210.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -300 | 210.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -57,600 | 220.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -300 | 220.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -8,400 | 225.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,900 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -3,500 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -4,800 | 235.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Written | -1,100 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,800 | 235.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -15,000 | 240.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Written | -100 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -1,200 | 240.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -800 | 245.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -3,500 | 250.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Written | -14,100 | 250.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -318,800 | 255.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -6,000 | 265.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Written | -200 | 270.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -100 | 320.0000 | American | 17 Jan 2015 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2014
Related Shares:
BarclaysShire