22nd Sep 2014 15:19
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Identity of the person whose positions/dealings | Barclays PLC. | |||
| are being disclosed: | |||||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 19 September 2014 | |||
| (f) | Has the discloser previously disclosed, or are | YES: | |||
| they today disclosing, under the Code in respect | ABBVIE INC | ||||
| of any other party to this offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 10,233,324 | 1.74% | 4,967,222 | 0.84% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 2,093,302 | 0.36% | 3,695,315 | 0.63% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 1,376,100 | 0.23% | 1,930,200 | 0.33% | |||||||
| TOTAL: | 13,702,726 | 2.33% | 10,592,737 | 1.80% | |||||||
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 20 | 53.2250 GBP | ||||
| ORD | Purchase | 60 | 53.4000 GBP | ||||
| ORD | Purchase | 62 | 52.9450 GBP | ||||
| ORD | Purchase | 69 | 53.2500 GBP | ||||
| ORD | Purchase | 69 | 53.3250 GBP | ||||
| ORD | Purchase | 104 | 53.2000 GBP | ||||
| ORD | Purchase | 118 | 53.4500 GBP | ||||
| ORD | Purchase | 185 | 53.3500 GBP | ||||
| ORD | Purchase | 206 | 53.6000 GBP | ||||
| ORD | Purchase | 219 | 53.3750 GBP | ||||
| ORD | Purchase | 266 | 53.1250 GBP | ||||
| ORD (traded as ADR) | Purchase | 300 | 257.8700 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 257.9380 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 258.5700 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 260.0200 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 260.1100 USD | ||||
| ORD | Purchase | 445 | 53.5088 GBP | ||||
| ORD | Purchase | 527 | 52.9250 GBP | ||||
| ORD (traded as ADR) | Purchase | 534 | 258.1700 USD | ||||
| ORD | Purchase | 570 | 53.0800 GBP | ||||
| ORD (traded as ADR) | Purchase | 615 | 260.5000 USD | ||||
| ORD | Purchase | 794 | 52.9750 GBP | ||||
| ORD | Purchase | 866 | 53.5000 GBP | ||||
| ORD | Purchase | 878 | 53.4890 GBP | ||||
| ORD | Purchase | 952 | 53.0750 GBP | ||||
| ORD | Purchase | 1,156 | 53.0822 GBP | ||||
| ORD | Purchase | 1,170 | 53.0250 GBP | ||||
| ORD | Purchase | 1,184 | 53.4861 GBP | ||||
| ORD | Purchase | 1,204 | 53.1500 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,227 | 259.5853 USD | ||||
| ORD | Purchase | 1,334 | 53.5500 GBP | ||||
| ORD | Purchase | 1,500 | 53.0666 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,500 | 259.9959 USD | ||||
| ORD | Purchase | 1,692 | 53.1320 GBP | ||||
| ORD | Purchase | 2,316 | 52.9500 GBP | ||||
| ORD (traded as ADR) | Purchase | 3,300 | 259.4227 USD | ||||
| ORD (traded as ADR) | Purchase | 3,507 | 260.0448 USD | ||||
| ORD (traded as ADR) | Purchase | 3,900 | 258.1838 USD | ||||
| ORD (traded as ADR) | Purchase | 3,900 | 258.7861 USD | ||||
| ORD (traded as ADR) | Purchase | 3,900 | 259.5520 USD | ||||
| ORD (traded as ADR) | Purchase | 3,900 | 260.0800 USD | ||||
| ORD (traded as ADR) | Purchase | 4,800 | 259.0315 USD | ||||
| ORD | Purchase | 5,063 | 53.1000 GBP | ||||
| ORD (traded as ADR) | Purchase | 5,400 | 258.5738 USD | ||||
| ORD | Purchase | 5,682 | 53.0500 GBP | ||||
| ORD | Purchase | 7,230 | 53.0000 GBP | ||||
| ORD | Purchase | 7,328 | 53.1427 GBP | ||||
| ORD | Purchase | 7,892 | 53.4961 GBP | ||||
| ORD (traded as ADR) | Purchase | 8,400 | 259.2541 USD | ||||
| ORD (traded as ADR) | Purchase | 8,700 | 259.5795 USD | ||||
| ORD | Purchase | 9,393 | 53.3016 GBP | ||||
| ORD | Purchase | 10,000 | 53.0788 GBP | ||||
| ORD (traded as ADR) | Purchase | 10,200 | 258.1320 USD | ||||
| ORD (traded as ADR) | Purchase | 10,800 | 259.1146 USD | ||||
| ORD (traded as ADR) | Purchase | 10,875 | 259.6817 USD | ||||
| ORD (traded as ADR) | Purchase | 11,685 | 259.7427 USD | ||||
| ORD | Purchase | 14,622 | 53.5366 GBP | ||||
| ORD | Purchase | 15,666 | 53.1431 GBP | ||||
| ORD (traded as ADR) | Purchase | 15,786 | 259.7185 USD | ||||
| ORD | Purchase | 19,674 | 53.0689 GBP | ||||
| ORD (traded as ADR) | Purchase | 24,873 | 259.0550 USD | ||||
| ORD | Purchase | 27,024 | 53.0649 GBP | ||||
| ORD | Purchase | 29,564 | 53.0602 GBP | ||||
| ORD | Purchase | 31,196 | 52.9000 GBP | ||||
| ORD (traded as ADR) | Purchase | 39,600 | 259.2184 USD | ||||
| ORD | Purchase | 47,372 | 53.0732 GBP | ||||
| ORD (traded as ADR) | Purchase | 48,000 | 258.4552 USD | ||||
| ORD (traded as ADR) | Purchase | 52,500 | 260.1596 USD | ||||
| ORD | Purchase | 78,792 | 53.1679 GBP | ||||
| ORD (traded as ADR) | Purchase | 78,888 | 258.7301 USD | ||||
| ORD (traded as ADR) | Purchase | 93,546 | 259.6473 USD | ||||
| ORD (traded as ADR) | Purchase | 94,200 | 259.7030 USD | ||||
| ORD | Purchase | 100,000 | 52.9470 GBP | ||||
| ORD (traded as ADR) | Purchase | 108,000 | 258.9628 USD | ||||
| ORD (traded as ADR) | Purchase | 195,000 | 259.5756 USD | ||||
| ORD | Sale | 19 | 53.5500 GBP | ||||
| ORD | Sale | 20 | 53.2250 GBP | ||||
| ORD | Sale | 60 | 53.4000 GBP | ||||
| ORD | Sale | 62 | 52.9450 GBP | ||||
| ORD | Sale | 69 | 53.3250 GBP | ||||
| ORD | Sale | 104 | 53.2000 GBP | ||||
| ORD | Sale | 118 | 53.4500 GBP | ||||
| ORD | Sale | 151 | 53.2750 GBP | ||||
| ORD | Sale | 185 | 53.3500 GBP | ||||
| ORD | Sale | 206 | 53.6000 GBP | ||||
| ORD (traded as ADR) | Sale | 207 | 259.7600 USD | ||||
| ORD | Sale | 219 | 53.3750 GBP | ||||
| ORD (traded as ADR) | Sale | 243 | 258.2900 USD | ||||
| ORD | Sale | 266 | 53.1250 GBP | ||||
| ORD (traded as ADR) | Sale | 300 | 257.9100 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 257.9380 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 258.3500 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 258.6520 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 258.9100 USD | ||||
| ORD | Sale | 527 | 52.9250 GBP | ||||
| ORD (traded as ADR) | Sale | 573 | 260.2099 USD | ||||
| ORD (traded as ADR) | Sale | 585 | 258.3400 USD | ||||
| ORD | Sale | 587 | 53.1052 GBP | ||||
| ORD (traded as ADR) | Sale | 600 | 258.3000 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 258.3300 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 258.3550 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 260.9300 USD | ||||
| ORD | Sale | 794 | 52.9750 GBP | ||||
| ORD | Sale | 866 | 53.5000 GBP | ||||
| ORD (traded as ADR) | Sale | 900 | 259.0340 USD | ||||
| ORD (traded as ADR) | Sale | 900 | 260.3307 USD | ||||
| ORD | Sale | 952 | 53.0750 GBP | ||||
| ORD | Sale | 1,055 | 53.0611 GBP | ||||
| ORD | Sale | 1,066 | 52.8841 GBP | ||||
| ORD | Sale | 1,170 | 53.0250 GBP | ||||
| ORD (traded as ADR) | Sale | 1,200 | 258.9235 USD | ||||
| ORD | Sale | 1,204 | 53.1500 GBP | ||||
| ORD (traded as ADR) | Sale | 1,257 | 258.3103 USD | ||||
| ORD (traded as ADR) | Sale | 1,500 | 259.0300 USD | ||||
| ORD | Sale | 1,541 | 53.0315 GBP | ||||
| ORD (traded as ADR) | Sale | 1,542 | 259.3966 USD | ||||
| ORD (traded as ADR) | Sale | 1,800 | 258.1756 USD | ||||
| ORD (traded as ADR) | Sale | 1,800 | 259.2650 USD | ||||
| ORD | Sale | 2,316 | 52.9500 GBP | ||||
| ORD (traded as ADR) | Sale | 2,340 | 258.2332 USD | ||||
| ORD (traded as ADR) | Sale | 2,400 | 259.0315 USD | ||||
| ORD (traded as ADR) | Sale | 2,400 | 260.2525 USD | ||||
| ORD (traded as ADR) | Sale | 2,457 | 258.1700 USD | ||||
| ORD | Sale | 2,589 | 52.9000 GBP | ||||
| ORD (traded as ADR) | Sale | 2,700 | 258.5777 USD | ||||
| ORD (traded as ADR) | Sale | 2,700 | 259.8700 USD | ||||
| ORD | Sale | 2,845 | 53.2046 GBP | ||||
| ORD | Sale | 3,129 | 53.0723 GBP | ||||
| ORD (traded as ADR) | Sale | 3,600 | 259.1816 USD | ||||
| ORD | Sale | 4,754 | 53.0741 GBP | ||||
| ORD | Sale | 5,063 | 53.1000 GBP | ||||
| ORD (traded as ADR) | Sale | 5,400 | 258.1276 USD | ||||
| ORD | Sale | 5,566 | 53.0987 GBP | ||||
| ORD (traded as ADR) | Sale | 6,600 | 258.8430 USD | ||||
| ORD (traded as ADR) | Sale | 6,600 | 259.9755 USD | ||||
| ORD | Sale | 6,615 | 53.0978 GBP | ||||
| ORD | Sale | 7,230 | 53.0000 GBP | ||||
| ORD | Sale | 7,516 | 53.0500 GBP | ||||
| ORD | Sale | 7,664 | 53.0702 GBP | ||||
| ORD | Sale | 9,374 | 53.0416 GBP | ||||
| ORD (traded as ADR) | Sale | 10,200 | 258.1320 USD | ||||
| ORD | Sale | 11,819 | 53.3966 GBP | ||||
| ORD (traded as ADR) | Sale | 12,900 | 258.8546 USD | ||||
| ORD (traded as ADR) | Sale | 17,400 | 259.5795 USD | ||||
| ORD (traded as ADR) | Sale | 18,300 | 258.6056 USD | ||||
| ORD | Sale | 19,653 | 53.0688 GBP | ||||
| ORD | Sale | 20,009 | 53.0473 GBP | ||||
| ORD | Sale | 23,264 | 53.0800 GBP | ||||
| ORD | Sale | 23,333 | 53.2500 GBP | ||||
| ORD | Sale | 25,000 | 53.0525 GBP | ||||
| ORD | Sale | 25,394 | 53.0599 GBP | ||||
| ORD | Sale | 25,931 | 53.0613 GBP | ||||
| ORD (traded as ADR) | Sale | 26,961 | 259.7080 USD | ||||
| ORD | Sale | 28,737 | 53.0760 GBP | ||||
| ORD | Sale | 28,911 | 53.0591 GBP | ||||
| ORD | Sale | 37,388 | 53.2492 GBP | ||||
| ORD | Sale | 40,119 | 53.0332 GBP | ||||
| ORD | Sale | 41,207 | 53.0646 GBP | ||||
| ORD (traded as ADR) | Sale | 75,900 | 259.9676 USD | ||||
| ORD | Sale | 95,585 | 53.0016 GBP | ||||
| ORD (traded as ADR) | Sale | 96,000 | 258.4552 USD | ||||
| ORD (traded as ADR) | Sale | 195,000 | 259.5756 USD | ||||
| ORD (traded as ADR) | Sale | 303,000 | 259.3572 USD |
(b) Derivatives transactions (other than options)
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | CFD | Long | 914 | 53.4231 GBP | |||||
| ORD | CFD | Long | 1,541 | 53.0315 GBP | |||||
| ORD | SWAP | Long | 2,785 | 53.2832 GBP | |||||
| ORD | CFD | Long | 4,800 | 52.8952 GBP | |||||
| ORD | CFD | Long | 6,615 | 53.0978 GBP | |||||
| ORD | SWAP | Long | 9,354 | 53.0964 GBP | |||||
| ORD | CFD | Long | 16,552 | 53.0265 GBP | |||||
| ORD | CFD | Short | 445 | 53.5088 GBP | |||||
| ORD | CFD | Short | 964 | 53.6072 GBP | |||||
| ORD | SWAP | Short | 2,611 | 53.0555 GBP | |||||
| ORD | SWAP | Short | 2,681 | 53.0716 GBP | |||||
| ORD | SWAP | Short | 4,287 | 53.0650 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Selling | 100 | 245 USD | American | 20 Sep 2014 | 15.3000 USD | ||||||||
| ADR | Put Options | Purchasing | 1,000 | 235 USD | American | 20 Sep 2014 | 0.0300 USD | ||||||||
| ADR | Put Options | Selling | 1,000 | 240 USD | American | 20 Sep 2014 | 0.0800 USD |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES
| ||
| Date of disclosure: | 22 Sep 2014 | ||
| Contact name: | Rajesh Muthanna | ||
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. OPTIONS AND DERIVATIVES
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ADR | Put Options | Purchased | -300 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 185.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Purchased | -2,900 | 185.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -900 | 210.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -60,000 | 220.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -200 | 220.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 235.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Purchased | -1,600 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -22,200 | 245.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Purchased | -1,000 | 255.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Purchased | -1,000 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -100 | 265.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Purchased | -300 | 265.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -600 | 270.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 275.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Purchased | -2,000 | 285.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 290.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Purchased | -1,100 | 300.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Written | 1,000 | 100.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 130.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 145.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 150.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,100 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 500 | 170.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 6,100 | 175.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,000 | 180.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Written | 300 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,500 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 190.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 700 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 5,100 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 205.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 2,700 | 215.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Written | 13,100 | 215.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 3,300 | 225.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Written | 1,700 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 2,700 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 235.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 1,000 | 240.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Written | 400 | 245.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Written | 2,200 | 245.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 10,000 | 260.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Written | 300 | 275.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 280.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,800 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,000 | 215.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 15,900 | 225.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 2,800 | 225.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 6,000 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 3,600 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,000 | 250.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,000 | 255.0000 | American | 20 Sep 2014 | |||||||
| ADR | Call Options | Purchased | 200 | 255.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 8,300 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 15,700 | 260.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 3,000 | 265.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 10,300 | 265.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 270.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 326,200 | 270.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 3,300 | 275.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 1,800 | 280.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 285.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 300.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 305.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Written | -1,200 | 155.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,200 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -5,800 | 175.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 180.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -200 | 185.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,100 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,300 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 195.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -2,000 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 210.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -300 | 210.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -57,600 | 220.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -300 | 220.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -8,400 | 225.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,900 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -3,500 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,000 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,800 | 235.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -100 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -99,200 | 240.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -100 | 245.0000 | American | 20 Sep 2014 | |||||||
| ADR | Call Options | Written | -4,800 | 245.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -23,700 | 250.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -323,300 | 255.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -100 | 320.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -400 | 330.0000 | American | 17 Jan 2015 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2014
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