14th Oct 2014 12:06
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Identity of the person whose positions/dealings | Barclays PLC. | |||
| are being disclosed: | |||||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 13 October 2014 | |||
| (f) | Has the discloser previously disclosed, or are | YES: | |||
| they today disclosing, under the Code in respect | ABBVIE INC | ||||
| of any other party to this offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 11,566,658 | 1.96% | 4,711,040 | 0.80% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 2,118,652 | 0.36% | 5,230,901 | 0.89% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 1,930,800 | 0.33% | 2,366,316 | 0.40% | |||||||
| (4) | |||||||||||
| TOTAL: | 15,616,110 | 2.65% | 12,308,257 | 2.09% | |||||||
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 35 | 50.8000 GBP | ||||
| ORD (traded as ADR) | Purchase | 36 | 249.8897 USD | ||||
| ORD | Purchase | 67 | 51.0000 GBP | ||||
| ORD (traded as ADR) | Purchase | 84 | 249.8228 USD | ||||
| ORD (traded as ADR) | Purchase | 108 | 249.9733 USD | ||||
| ORD | Purchase | 140 | 51.3750 GBP | ||||
| ORD | Purchase | 171 | 51.6500 GBP | ||||
| ORD | Purchase | 179 | 50.9000 GBP | ||||
| ORD | Purchase | 185 | 51.5000 GBP | ||||
| ORD (traded as ADR) | Purchase | 237 | 250.1300 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 249.7300 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 249.9700 USD | ||||
| ORD | Purchase | 312 | 51.7000 GBP | ||||
| ORD (traded as ADR) | Purchase | 345 | 247.6600 USD | ||||
| ORD | Purchase | 534 | 51.4500 GBP | ||||
| ORD (traded as ADR) | Purchase | 600 | 248.2550 USD | ||||
| ORD (traded as ADR) | Purchase | 600 | 248.9500 USD | ||||
| ORD (traded as ADR) | Purchase | 600 | 248.9850 USD | ||||
| ORD | Purchase | 684 | 51.6000 GBP | ||||
| ORD (traded as ADR) | Purchase | 900 | 248.3853 USD | ||||
| ORD (traded as ADR) | Purchase | 900 | 249.4200 USD | ||||
| ORD (traded as ADR) | Purchase | 900 | 250.2966 USD | ||||
| ORD | Purchase | 917 | 51.3500 GBP | ||||
| ORD (traded as ADR) | Purchase | 933 | 249.9914 USD | ||||
| ORD (traded as ADR) | Purchase | 1,200 | 249.4150 USD | ||||
| ORD | Purchase | 1,250 | 51.6629 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,272 | 250.0627 USD | ||||
| ORD | Purchase | 1,329 | 51.6433 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,467 | 248.7886 USD | ||||
| ORD (traded as ADR) | Purchase | 1,500 | 248.3500 USD | ||||
| ORD (traded as ADR) | Purchase | 1,500 | 250.0040 USD | ||||
| ORD | Purchase | 1,541 | 51.5141 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,686 | 248.8512 USD | ||||
| ORD (traded as ADR) | Purchase | 1,800 | 249.1853 USD | ||||
| ORD (traded as ADR) | Purchase | 1,869 | 248.3851 USD | ||||
| ORD (traded as ADR) | Purchase | 1,875 | 249.9973 USD | ||||
| ORD | Purchase | 2,095 | 51.4041 GBP | ||||
| ORD | Purchase | 2,100 | 51.5357 GBP | ||||
| ORD (traded as ADR) | Purchase | 2,100 | 248.7800 USD | ||||
| ORD (traded as ADR) | Purchase | 2,100 | 250.4054 USD | ||||
| ORD | Purchase | 2,281 | 51.5601 GBP | ||||
| ORD (traded as ADR) | Purchase | 2,400 | 248.6962 USD | ||||
| ORD (traded as ADR) | Purchase | 2,700 | 248.6866 USD | ||||
| ORD (traded as ADR) | Purchase | 2,700 | 248.8866 USD | ||||
| ORD | Purchase | 2,891 | 51.4000 GBP | ||||
| ORD | Purchase | 2,937 | 51.4580 GBP | ||||
| ORD (traded as ADR) | Purchase | 3,600 | 247.7430 USD | ||||
| ORD (traded as ADR) | Purchase | 3,600 | 249.2047 USD | ||||
| ORD (traded as ADR) | Purchase | 3,600 | 249.4975 USD | ||||
| ORD (traded as ADR) | Purchase | 3,600 | 250.2526 USD | ||||
| ORD (traded as ADR) | Purchase | 3,822 | 248.8417 USD | ||||
| ORD (traded as ADR) | Purchase | 5,010 | 249.2086 USD | ||||
| ORD (traded as ADR) | Purchase | 5,400 | 248.4978 USD | ||||
| ORD (traded as ADR) | Purchase | 6,006 | 249.3084 USD | ||||
| ORD | Purchase | 6,260 | 51.4999 GBP | ||||
| ORD (traded as ADR) | Purchase | 7,950 | 248.2914 USD | ||||
| ORD (traded as ADR) | Purchase | 8,400 | 249.2373 USD | ||||
| ORD (traded as ADR) | Purchase | 9,000 | 247.6343 USD | ||||
| ORD (traded as ADR) | Purchase | 9,306 | 249.1351 USD | ||||
| ORD | Purchase | 9,348 | 51.4959 GBP | ||||
| ORD (traded as ADR) | Purchase | 10,500 | 248.8784 USD | ||||
| ORD | Purchase | 11,146 | 51.4926 GBP | ||||
| ORD (traded as ADR) | Purchase | 15,081 | 249.7819 USD | ||||
| ORD | Purchase | 15,704 | 51.4805 GBP | ||||
| ORD (traded as ADR) | Purchase | 16,200 | 246.9683 USD | ||||
| ORD (traded as ADR) | Purchase | 16,500 | 248.8547 USD | ||||
| ORD (traded as ADR) | Purchase | 16,755 | 249.4289 USD | ||||
| ORD | Purchase | 17,500 | 51.5284 GBP | ||||
| ORD | Purchase | 23,785 | 51.5725 GBP | ||||
| ORD (traded as ADR) | Purchase | 24,270 | 248.6939 USD | ||||
| ORD (traded as ADR) | Purchase | 24,936 | 247.8397 USD | ||||
| ORD (traded as ADR) | Purchase | 31,500 | 248.9430 USD | ||||
| ORD (traded as ADR) | Purchase | 32,373 | 247.7000 USD | ||||
| ORD (traded as ADR) | Purchase | 43,200 | 248.5396 USD | ||||
| ORD | Purchase | 43,489 | 51.5365 GBP | ||||
| ORD (traded as ADR) | Purchase | 57,591 | 248.6076 USD | ||||
| ORD (traded as ADR) | Purchase | 58,653 | 248.4120 USD | ||||
| ORD | Purchase | 59,000 | 51.6438 GBP | ||||
| ORD | Purchase | 59,061 | 51.5361 GBP | ||||
| ORD (traded as ADR) | Purchase | 60,300 | 248.6914 USD | ||||
| ORD (traded as ADR) | Purchase | 64,200 | 250.3242 USD | ||||
| ORD (traded as ADR) | Purchase | 69,399 | 248.9055 USD | ||||
| ORD | Purchase | 83,888 | 51.4710 GBP | ||||
| ORD (traded as ADR) | Purchase | 120,000 | 248.9495 USD | ||||
| ORD | Purchase | 210,217 | 51.4793 GBP | ||||
| ORD (traded as ADR) | Purchase | 310,800 | 250.3440 USD | ||||
| ORD | Sale | 67 | 51.0000 GBP | ||||
| ORD | Sale | 75 | 51.5600 GBP | ||||
| ORD | Sale | 85 | 51.5000 GBP | ||||
| ORD (traded as ADR) | Sale | 117 | 250.4900 USD | ||||
| ORD | Sale | 140 | 51.3750 GBP | ||||
| ORD (traded as ADR) | Sale | 150 | 249.9200 USD | ||||
| ORD | Sale | 171 | 51.6500 GBP | ||||
| ORD | Sale | 179 | 50.9000 GBP | ||||
| ORD | Sale | 215 | 51.6395 GBP | ||||
| ORD (traded as ADR) | Sale | 231 | 247.7403 USD | ||||
| ORD | Sale | 239 | 51.4345 GBP | ||||
| ORD | Sale | 246 | 51.3415 GBP | ||||
| ORD (traded as ADR) | Sale | 300 | 248.3800 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 249.8300 USD | ||||
| ORD | Sale | 308 | 51.3582 GBP | ||||
| ORD | Sale | 312 | 51.7000 GBP | ||||
| ORD (traded as ADR) | Sale | 384 | 249.7778 USD | ||||
| ORD (traded as ADR) | Sale | 450 | 249.9033 USD | ||||
| ORD | Sale | 534 | 51.4500 GBP | ||||
| ORD (traded as ADR) | Sale | 600 | 248.0675 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 248.1800 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 248.3880 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 248.7850 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 248.8085 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 248.8767 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 249.9050 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 250.0350 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 250.0500 USD | ||||
| ORD | Sale | 684 | 51.6000 GBP | ||||
| ORD | Sale | 864 | 51.4002 GBP | ||||
| ORD (traded as ADR) | Sale | 900 | 246.9633 USD | ||||
| ORD (traded as ADR) | Sale | 900 | 250.0366 USD | ||||
| ORD (traded as ADR) | Sale | 900 | 250.0600 USD | ||||
| ORD | Sale | 917 | 51.3500 GBP | ||||
| ORD | Sale | 997 | 51.9000 GBP | ||||
| ORD | Sale | 1,041 | 51.4992 GBP | ||||
| ORD (traded as ADR) | Sale | 1,200 | 248.2827 USD | ||||
| ORD (traded as ADR) | Sale | 1,500 | 246.4720 USD | ||||
| ORD (traded as ADR) | Sale | 1,800 | 249.1983 USD | ||||
| ORD (traded as ADR) | Sale | 1,845 | 248.2209 USD | ||||
| ORD (traded as ADR) | Sale | 2,100 | 249.2257 USD | ||||
| ORD | Sale | 2,357 | 51.4603 GBP | ||||
| ORD | Sale | 2,983 | 51.4425 GBP | ||||
| ORD (traded as ADR) | Sale | 3,000 | 248.5250 USD | ||||
| ORD | Sale | 3,063 | 51.5080 GBP | ||||
| ORD (traded as ADR) | Sale | 3,300 | 249.8418 USD | ||||
| ORD (traded as ADR) | Sale | 3,735 | 248.0721 USD | ||||
| ORD | Sale | 3,802 | 51.4285 GBP | ||||
| ORD | Sale | 3,961 | 51.8094 GBP | ||||
| ORD | Sale | 3,988 | 51.4000 GBP | ||||
| ORD (traded as ADR) | Sale | 4,200 | 249.2055 USD | ||||
| ORD (traded as ADR) | Sale | 4,350 | 249.7413 USD | ||||
| ORD | Sale | 4,464 | 51.5582 GBP | ||||
| ORD | Sale | 4,837 | 51.5294 GBP | ||||
| ORD (traded as ADR) | Sale | 5,100 | 248.9741 USD | ||||
| ORD (traded as ADR) | Sale | 6,300 | 249.2411 USD | ||||
| ORD (traded as ADR) | Sale | 7,200 | 250.2526 USD | ||||
| ORD (traded as ADR) | Sale | 7,416 | 249.9065 USD | ||||
| ORD | Sale | 8,915 | 51.5059 GBP | ||||
| ORD | Sale | 9,610 | 51.5220 GBP | ||||
| ORD | Sale | 9,849 | 51.5225 GBP | ||||
| ORD (traded as ADR) | Sale | 9,900 | 248.0870 USD | ||||
| ORD (traded as ADR) | Sale | 12,135 | 248.6939 USD | ||||
| ORD (traded as ADR) | Sale | 13,476 | 246.6773 USD | ||||
| ORD | Sale | 14,880 | 51.4709 GBP | ||||
| ORD (traded as ADR) | Sale | 16,200 | 246.9683 USD | ||||
| ORD (traded as ADR) | Sale | 16,800 | 247.5029 USD | ||||
| ORD | Sale | 19,799 | 51.5155 GBP | ||||
| ORD | Sale | 25,062 | 51.5147 GBP | ||||
| ORD | Sale | 31,729 | 51.5411 GBP | ||||
| ORD (traded as ADR) | Sale | 32,373 | 247.7000 USD | ||||
| ORD | Sale | 41,600 | 51.5228 GBP | ||||
| ORD | Sale | 45,201 | 51.5189 GBP | ||||
| ORD | Sale | 47,151 | 51.5621 GBP | ||||
| ORD (traded as ADR) | Sale | 74,100 | 248.6746 USD | ||||
| ORD (traded as ADR) | Sale | 94,020 | 248.7675 USD | ||||
| ORD (traded as ADR) | Sale | 120,000 | 248.9495 USD | ||||
| ORD | Sale | 143,284 | 51.4647 GBP | ||||
| ORD (traded as ADR) | Sale | 310,800 | 250.3440 USD | ||||
| ORD (traded as ADR) | Sale | 375,000 | 250.3406 USD |
(b) Derivatives transactions (other than options)
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | CFD | Long | 246 | 51.3415 GBP | |||||
| ORD | CFD | Long | 910 | 51.5427 GBP | |||||
| ORD | CFD | Long | 1,041 | 51.4992 GBP | |||||
| ORD | CFD | Long | 2,892 | 51.3926 GBP | |||||
| ORD | CFD | Long | 7,031 | 51.5657 GBP | |||||
| ORD | SWAP | Long | 8,865 | 51.5097 GBP | |||||
| ORD | CFD | Short | 1,329 | 51.6433 GBP | |||||
| ORD | CFD | Short | 5,942 | 51.4711 GBP | |||||
| ORD | CFD | Short | 6,735 | 51.4046 GBP | |||||
| ORD | SWAP | Short | 9,189 | 51.5201 GBP | |||||
| ORD | CFD | Short | 11,149 | 51.6141 GBP | |||||
| ORD | SWAP | Short | 59,000 | 51.6953 GBP | |||||
| ADR | SWAP | Long | 1,000 | 248.7650 USD | |||||
| ORD | SWAP | Short | 61,180 | 51.5290 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 42,500 | 240 USD | American | 18 Oct 2014 | 9.9647 USD | ||||||||
| ADR | Call Options | Purchasing | 15,000 | 250 USD | American | 18 Oct 2014 | 4.5000 USD | ||||||||
| ADR | Call Options | Purchasing | 4,000 | 250 USD | American | 22 Nov 2014 | 11.9000 USD | ||||||||
| ADR | Call Options | Purchasing | 200 | 260 USD | American | 14 Nov 2014 | 5.1500 USD | ||||||||
| ADR | Call Options | Purchasing | 2,000 | 270 USD | American | 17 Jan 2015 | 5.0000 USD | ||||||||
| ADR | Call Options | Purchasing | 5,700 | 280 USD | American | 17 Jan 2015 | 2.2196 USD | ||||||||
| ADR | Call Options | Selling | 200 | 242.5 USD | American | 14 Nov 2014 | 16.1500 USD | ||||||||
| ADR | Put Options | Purchasing | 5,000 | 250 USD | American | 18 Oct 2014 | 4.0300 USD | ||||||||
| ADR | Put Options | Purchasing | 2,000 | 265 USD | American | 14 Nov 2014 | 18.7000 USD | ||||||||
| ADR | Put Options | Selling | 4,600 | 200 USD | American | 17 Jan 2015 | 5.6700 USD |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 14 Oct 2014 | ||
| Contact name: | Rajesh Muthanna | ||
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. OPTIONS AND DERIVATIVES
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ADR | Put Options | Purchased | -300 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -2,900 | 185.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -800 | 190.0000 | American | 22 Nov 2014 | |||||||
| ADR | Put Options | Purchased | -900 | 210.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -26,600 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -10,000 | 245.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -15,000 | 250.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -22,600 | 250.0000 | American | 22 Nov 2014 | |||||||
| ADR | Put Options | Purchased | -33,300 | 252.5000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -30,600 | 255.0000 | American | 22 Nov 2014 | |||||||
| ADR | Put Options | Purchased | -9,100 | 257.5000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -1,100 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -2,000 | 265.0000 | American | 14 Nov 2014 | |||||||
| ADR | Put Options | Purchased | -300 | 265.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -600 | 270.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 275.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Purchased | -2,000 | 285.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 290.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Purchased | -1,100 | 300.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Written | 1,000 | 100.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 130.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 2,800 | 140.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 145.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 150.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,100 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 500 | 170.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 400 | 170.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Written | 6,100 | 175.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,500 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 190.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 700 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 5,100 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 4,600 | 200.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 300 | 205.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 13,100 | 215.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 30,700 | 220.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 2,400 | 220.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 1,000 | 220.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Written | 100 | 225.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Written | 1,700 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 2,700 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 235.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 2,200 | 245.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 265.0000 | American | 15 Jan 2016 | |||||||
| ADR | Put Options | Written | 300 | 275.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 280.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 280.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Purchased | 1,800 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,000 | 215.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 15,900 | 225.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 2,800 | 225.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 225.0000 | American | 15 Jan 2016 | |||||||
| ADR | Call Options | Purchased | 6,000 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 230.0000 | American | 15 Jan 2016 | |||||||
| ADR | Call Options | Purchased | 3,600 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 100 | 235.0000 | American | 15 Jan 2016 | |||||||
| ADR | Call Options | Purchased | 42,500 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 20,000 | 245.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 16,600 | 250.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 18,200 | 255.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 8,300 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 200 | 260.0000 | American | 14 Nov 2014 | |||||||
| ADR | Call Options | Purchased | 15,600 | 260.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 3,000 | 265.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 10,300 | 265.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 270.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 376,600 | 270.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 5,000 | 275.0000 | American | 22 Nov 2014 | |||||||
| ADR | Call Options | Purchased | 3,300 | 275.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 12,100 | 280.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 285.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 300.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 305.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Written | -1,200 | 155.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,200 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -5,800 | 175.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 180.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -200 | 185.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,100 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,300 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 195.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,300 | 195.0000 | American | 15 Jan 2016 | |||||||
| ADR | Call Options | Written | -2,000 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 210.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -300 | 210.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -57,600 | 220.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -300 | 220.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -8,400 | 225.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,900 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -3,500 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,000 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,800 | 235.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -100 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -99,200 | 240.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -200 | 242.5000 | American | 14 Nov 2014 | |||||||
| ADR | Call Options | Written | -4,800 | 245.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,872 | 250.0000 | American | 21 Nov 2014 | |||||||
| ADR | Call Options | Written | -26,900 | 250.0000 | American | 22 Nov 2014 | |||||||
| ADR | Call Options | Written | -23,700 | 250.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -372,700 | 255.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -200 | 255.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Written | -2,500 | 265.0000 | American | 22 Nov 2014 | |||||||
| ADR | Call Options | Written | -100 | 290.0000 | American | 20 Jan 2017 | |||||||
| ADR | Call Options | Written | -100 | 320.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -400 | 330.0000 | American | 17 Jan 2015 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2014
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