1st Oct 2018 12:12
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 28 September 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 4,049,951 | 0.44% | 1,305,331 | 0.14% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 346,947 | 0.04% | 3,104,490 | 0.34% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 200,000 | 0.02% | 260,400 | 0.03% | |||||||
| (4) | |||||||||||
| TOTAL: | 4,596,898 | 0.50% | 4,670,221 | 0.51% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 5p ordinary | Purchase | 2 | 46.5050 GBP | ||||
| 5p ordinary | Purchase | 21 | 46.2725 GBP | ||||
| 5p ordinary | Purchase | 33 | 46.4000 GBP | ||||
| 5p ordinary | Purchase | 33 | 46.3975 GBP | ||||
| 5p ordinary | Purchase | 40 | 46.1800 GBP | ||||
| 5p ordinary | Purchase | 45 | 46.2775 GBP | ||||
| 5p ordinary | Purchase | 59 | 46.2600 GBP | ||||
| 5p ordinary | Purchase | 66 | 46.1975 GBP | ||||
| 5p ordinary | Purchase | 66 | 46.1850 GBP | ||||
| 5p ordinary | Purchase | 66 | 46.1675 GBP | ||||
| 5p ordinary | Purchase | 66 | 46.1400 GBP | ||||
| 5p ordinary | Purchase | 66 | 46.1100 GBP | ||||
| 5p ordinary | Purchase | 66 | 46.3525 GBP | ||||
| 5p ordinary | Purchase | 66 | 46.2850 GBP | ||||
| 5p ordinary | Purchase | 66 | 46.3875 GBP | ||||
| 5p ordinary | Purchase | 66 | 46.2650 GBP | ||||
| 5p ordinary | Purchase | 66 | 46.2500 GBP | ||||
| 5p ordinary | Purchase | 66 | 46.2475 GBP | ||||
| 5p ordinary | Purchase | 66 | 46.2425 GBP | ||||
| 5p ordinary | Purchase | 67 | 46.3825 GBP | ||||
| 5p ordinary | Purchase | 68 | 46.3725 GBP | ||||
| 5p ordinary | Purchase | 72 | 46.2975 GBP | ||||
| 5p ordinary | Purchase | 81 | 46.2450 GBP | ||||
| 5p ordinary | Purchase | 96 | 46.0078 GBP | ||||
| 5p ordinary | Purchase | 99 | 46.3950 GBP | ||||
| 5p ordinary | Purchase | 100 | 46.4450 GBP | ||||
| 5p ordinary | Purchase | 101 | 46.1525 GBP | ||||
| 5p ordinary | Purchase | 113 | 46.2400 GBP | ||||
| 5p ordinary | Purchase | 132 | 46.2750 GBP | ||||
| 5p ordinary | Purchase | 132 | 46.2875 GBP | ||||
| 5p ordinary | Purchase | 132 | 46.3025 GBP | ||||
| 5p ordinary | Purchase | 132 | 46.3000 GBP | ||||
| 5p ordinary | Purchase | 152 | 46.2550 GBP | ||||
| 5p ordinary | Purchase | 159 | 46.3708 GBP | ||||
| 5p ordinary | Purchase | 165 | 46.3844 GBP | ||||
| 5p ordinary | Purchase | 215 | 46.2350 GBP | ||||
| 5p ordinary | Purchase | 262 | 46.3700 GBP | ||||
| 5p ordinary | Purchase | 304 | 46.5228 GBP | ||||
| 5p ordinary | Purchase | 304 | 46.4662 GBP | ||||
| 5p ordinary | Purchase | 632 | 46.4384 GBP | ||||
| 5p ordinary | Purchase | 800 | 46.3658 GBP | ||||
| 5p ordinary | Purchase | 876 | 46.4136 GBP | ||||
| 5p ordinary | Purchase | 1,025 | 46.1961 GBP | ||||
| 5p ordinary | Purchase | 1,602 | 46.3983 GBP | ||||
| 5p ordinary | Purchase | 1,641 | 46.3744 GBP | ||||
| 5p ordinary | Purchase | 1,656 | 46.2388 GBP | ||||
| 5p ordinary | Purchase | 2,151 | 46.2783 GBP | ||||
| 5p ordinary | Purchase | 3,301 | 46.3615 GBP | ||||
| 5p ordinary | Purchase | 4,916 | 46.3290 GBP | ||||
| 5p ordinary | Purchase | 6,960 | 46.2594 GBP | ||||
| 5p ordinary | Purchase | 11,149 | 46.2994 GBP | ||||
| 5p ordinary | Purchase | 18,264 | 46.2548 GBP | ||||
| 5p ordinary | Purchase | 32,509 | 46.2706 GBP | ||||
| 5p ordinary | Purchase | 48,140 | 46.5908 GBP | ||||
| 5p ordinary | Purchase | 178,302 | 46.2791 GBP | ||||
| 5p ordinary | Purchase | 227,751 | 46.2470 GBP | ||||
| 5p ordinary | Sale | 21 | 46.2725 GBP | ||||
| 5p ordinary | Sale | 23 | 46.5083 GBP | ||||
| 5p ordinary | Sale | 23 | 46.4165 GBP | ||||
| 5p ordinary | Sale | 33 | 46.4000 GBP | ||||
| 5p ordinary | Sale | 33 | 46.3975 GBP | ||||
| 5p ordinary | Sale | 40 | 46.1800 GBP | ||||
| 5p ordinary | Sale | 59 | 46.2600 GBP | ||||
| 5p ordinary | Sale | 66 | 46.2650 GBP | ||||
| 5p ordinary | Sale | 66 | 46.2500 GBP | ||||
| 5p ordinary | Sale | 66 | 46.2475 GBP | ||||
| 5p ordinary | Sale | 66 | 46.2425 GBP | ||||
| 5p ordinary | Sale | 66 | 46.1975 GBP | ||||
| 5p ordinary | Sale | 66 | 46.1850 GBP | ||||
| 5p ordinary | Sale | 66 | 46.1675 GBP | ||||
| 5p ordinary | Sale | 66 | 46.1100 GBP | ||||
| 5p ordinary | Sale | 66 | 46.1400 GBP | ||||
| 5p ordinary | Sale | 66 | 46.3875 GBP | ||||
| 5p ordinary | Sale | 66 | 46.3525 GBP | ||||
| 5p ordinary | Sale | 66 | 46.2850 GBP | ||||
| 5p ordinary | Sale | 67 | 46.3825 GBP | ||||
| 5p ordinary | Sale | 68 | 46.3725 GBP | ||||
| 5p ordinary | Sale | 72 | 46.2975 GBP | ||||
| 5p ordinary | Sale | 81 | 46.2450 GBP | ||||
| 5p ordinary | Sale | 83 | 46.4138 GBP | ||||
| 5p ordinary | Sale | 99 | 46.3950 GBP | ||||
| 5p ordinary | Sale | 101 | 46.1525 GBP | ||||
| 5p ordinary | Sale | 113 | 46.2400 GBP | ||||
| 5p ordinary | Sale | 132 | 46.3900 GBP | ||||
| 5p ordinary | Sale | 132 | 46.3225 GBP | ||||
| 5p ordinary | Sale | 132 | 46.3025 GBP | ||||
| 5p ordinary | Sale | 132 | 46.3000 GBP | ||||
| 5p ordinary | Sale | 132 | 46.2750 GBP | ||||
| 5p ordinary | Sale | 132 | 46.2875 GBP | ||||
| 5p ordinary | Sale | 152 | 46.2550 GBP | ||||
| 5p ordinary | Sale | 201 | 46.4463 GBP | ||||
| 5p ordinary | Sale | 262 | 46.3700 GBP | ||||
| 5p ordinary | Sale | 296 | 46.3593 GBP | ||||
| 5p ordinary | Sale | 296 | 46.2914 GBP | ||||
| 5p ordinary | Sale | 344 | 46.5775 GBP | ||||
| 5p ordinary | Sale | 456 | 46.0110 GBP | ||||
| 5p ordinary | Sale | 749 | 46.2891 GBP | ||||
| 5p ordinary | Sale | 820 | 46.3216 GBP | ||||
| 5p ordinary | Sale | 2,002 | 46.3741 GBP | ||||
| 5p ordinary | Sale | 2,394 | 46.3922 GBP | ||||
| 5p ordinary | Sale | 3,114 | 46.3650 GBP | ||||
| 5p ordinary | Sale | 3,301 | 46.3615 GBP | ||||
| 5p ordinary | Sale | 4,251 | 46.3413 GBP | ||||
| 5p ordinary | Sale | 5,000 | 46.2918 GBP | ||||
| 5p ordinary | Sale | 5,826 | 46.4153 GBP | ||||
| 5p ordinary | Sale | 5,951 | 46.3589 GBP | ||||
| 5p ordinary | Sale | 6,471 | 46.3702 GBP | ||||
| 5p ordinary | Sale | 8,525 | 46.2373 GBP | ||||
| 5p ordinary | Sale | 10,894 | 46.3069 GBP | ||||
| 5p ordinary | Sale | 13,410 | 46.3948 GBP | ||||
| 5p ordinary | Sale | 13,973 | 46.6000 GBP | ||||
| 5p ordinary | Sale | 24,711 | 46.4628 GBP | ||||
| 5p ordinary | Sale | 28,879 | 46.3228 GBP | ||||
| 5p ordinary | Sale | 31,124 | 46.2775 GBP | ||||
| 5p ordinary | Sale | 32,941 | 46.3085 GBP | ||||
| 5p ordinary | Sale | 60,617 | 46.2350 GBP | ||||
| 5p ordinary | Sale | 80,002 | 46.3029 GBP | ||||
| 5p ordinary | Sale | 85,094 | 46.2591 GBP | ||||
| 5p ordinary | Sale | 93,352 | 46.3347 GBP | ||||
| ADR | Purchase | 3 | 181.4900 USD | ||||
| ADR | Purchase | 58 | 180.6900 USD | ||||
| ADR | Purchase | 100 | 180.2100 USD | ||||
| ADR | Purchase | 100 | 180.7900 USD | ||||
| ADR | Purchase | 100 | 181.2600 USD | ||||
| ADR | Purchase | 100 | 179.5300 USD | ||||
| ADR | Purchase | 100 | 181.3100 USD | ||||
| ADR | Purchase | 200 | 181.4650 USD | ||||
| ADR | Purchase | 200 | 179.8825 USD | ||||
| ADR | Purchase | 200 | 179.5500 USD | ||||
| ADR | Purchase | 200 | 181.9100 USD | ||||
| ADR | Purchase | 200 | 179.4750 USD | ||||
| ADR | Purchase | 200 | 181.3750 USD | ||||
| ADR | Purchase | 201 | 181.2400 USD | ||||
| ADR | Purchase | 300 | 180.0000 USD | ||||
| ADR | Purchase | 334 | 181.2700 USD | ||||
| ADR | Purchase | 500 | 180.1240 USD | ||||
| ADR | Purchase | 788 | 180.7746 USD | ||||
| ADR | Purchase | 1,100 | 179.9590 USD | ||||
| ADR | Purchase | 1,400 | 181.1989 USD | ||||
| ADR | Purchase | 1,400 | 180.0062 USD | ||||
| ADR | Purchase | 1,400 | 181.2785 USD | ||||
| ADR | Purchase | 2,000 | 181.0570 USD | ||||
| ADR | Purchase | 2,234 | 180.9026 USD | ||||
| ADR | Purchase | 2,248 | 180.9895 USD | ||||
| ADR | Purchase | 2,342 | 181.2837 USD | ||||
| ADR | Purchase | 4,460 | 179.4910 USD | ||||
| ADR | Purchase | 5,005 | 179.4957 USD | ||||
| ADR | Purchase | 9,100 | 181.2816 USD | ||||
| ADR | Purchase | 9,500 | 181.1282 USD | ||||
| ADR | Sale | 1 | 181.2400 USD | ||||
| ADR | Sale | 3 | 181.4900 USD | ||||
| ADR | Sale | 58 | 180.6900 USD | ||||
| ADR | Sale | 100 | 179.3900 USD | ||||
| ADR | Sale | 100 | 181.2300 USD | ||||
| ADR | Sale | 100 | 180.7600 USD | ||||
| ADR | Sale | 200 | 180.0650 USD | ||||
| ADR | Sale | 200 | 181.9100 USD | ||||
| ADR | Sale | 200 | 181.4650 USD | ||||
| ADR | Sale | 234 | 181.1472 USD | ||||
| ADR | Sale | 334 | 181.2700 USD | ||||
| ADR | Sale | 400 | 181.5750 USD | ||||
| ADR | Sale | 448 | 180.9785 USD | ||||
| ADR | Sale | 500 | 180.1240 USD | ||||
| ADR | Sale | 500 | 179.9760 USD | ||||
| ADR | Sale | 500 | 179.9855 USD | ||||
| ADR | Sale | 2,000 | 179.9077 USD | ||||
| ADR | Sale | 2,888 | 180.8439 USD | ||||
| ADR | Sale | 3,200 | 181.1175 USD | ||||
| ADR | Sale | 4,342 | 181.2586 USD | ||||
| ADR | Sale | 4,700 | 180.9944 USD | ||||
| ADR | Sale | 6,800 | 181.1998 USD | ||||
| ADR | Sale | 8,700 | 181.2681 USD | ||||
| ADR | Sale | 9,665 | 179.4931 USD |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | SWAP | Long | 23 | 46.4162 GBP | |||||
| 5p ordinary | SWAP | Long | 23 | 46.5083 GBP | |||||
| 5p ordinary | SWAP | Long | 83 | 46.4139 GBP | |||||
| 5p ordinary | CFD | Long | 201 | 46.4463 GBP | |||||
| 5p ordinary | SWAP | Long | 262 | 46.3135 GBP | |||||
| 5p ordinary | SWAP | Long | 296 | 46.3593 GBP | |||||
| 5p ordinary | SWAP | Long | 344 | 46.5775 GBP | |||||
| 5p ordinary | CFD | Long | 506 | 46.4287 GBP | |||||
| 5p ordinary | SWAP | Long | 562 | 46.3188 GBP | |||||
| 5p ordinary | CFD | Long | 820 | 46.3216 GBP | |||||
| 5p ordinary | SWAP | Long | 2,002 | 46.3741 GBP | |||||
| 5p ordinary | CFD | Long | 3,114 | 46.3650 GBP | |||||
| 5p ordinary | SWAP | Long | 5,085 | 46.3860 GBP | |||||
| 5p ordinary | SWAP | Long | 6,866 | 46.2329 GBP | |||||
| 5p ordinary | SWAP | Long | 12,002 | 46.2350 GBP | |||||
| 5p ordinary | CFD | Long | 13,410 | 46.3948 GBP | |||||
| 5p ordinary | CFD | Long | 30,015 | 46.3155 GBP | |||||
| 5p ordinary | CFD | Long | 80,002 | 46.3029 GBP | |||||
| 5p ordinary | CFD | Short | 2 | 46.5050 GBP | |||||
| 5p ordinary | CFD | Short | 1,525 | 45.9862 GBP | |||||
| 5p ordinary | CFD | Short | 1,602 | 46.3983 GBP | |||||
| 5p ordinary | CFD | Short | 1,678 | 46.3455 GBP | |||||
| 5p ordinary | SWAP | Short | 2,192 | 46.2964 GBP | |||||
| 5p ordinary | CFD | Short | 2,875 | 46.4454 GBP | |||||
| 5p ordinary | CFD | Short | 3,238 | 46.3204 GBP | |||||
| 5p ordinary | CFD | Short | 4,085 | 46.1285 GBP | |||||
| 5p ordinary | SWAP | Short | 10,280 | 46.2714 GBP | |||||
| 5p ordinary | SWAP | Short | 65,173 | 46.2403 GBP | |||||
| 5p ordinary | SWAP | Short | 73,058 | 46.2350 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | |
| Date of disclosure: | 1 Oct 2018 | |
| Contact name: | Large Holdings Regulatory Operations | |
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | |
| are being disclosed: | ||
| Name of offeror/offeree in relation to whose | SHIRE | |
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 160.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 210.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 300 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 130.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,200 | 165.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 1,200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,300 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 2,400 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 3,700 | 185.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 4,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 5,000 | 195.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -10,300 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -6,000 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -4,100 | 180.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -2,700 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,100 | 210.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -900 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -800 | 160.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -500 | 160.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -100 | 173.0000 | American | 12 Oct 2018 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -100 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -44,000 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -8,900 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -8,600 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -6,600 | 165.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -4,600 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,000 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,100 | 150.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 70.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 100.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 500 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,000 | 155.0000 | American | 5 Oct 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,300 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 5,300 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 10,000 | 160.0000 | American | 19 Jul 2019 | |||||||
| ADR | Put Options | Written | 18,300 | 155.0000 | American | 19 Oct 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20181001005459/en/
Copyright Business Wire 2018
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