15th May 2018 13:10
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 14 May 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 8,196,731 | 0.86% | 2,822,717 | 0.31% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 298,099 | 0.03% | 4,119,013 | 0.45% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 356,400 | 0.04% | 665,800 | 0.07% | |||||||
| TOTAL: | 8,851,230 | 1.93% | 7,607,530 | 0.83% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 74 | 169.4400 USD | ||||
| ADR | Purchase | 100 | 168.6900 USD | ||||
| ADR | Purchase | 100 | 168.6300 USD | ||||
| ADR | Purchase | 100 | 168.6800 USD | ||||
| ADR | Purchase | 140 | 168.4971 USD | ||||
| ADR | Purchase | 144 | 168.8586 USD | ||||
| ADR | Purchase | 200 | 168.9900 USD | ||||
| ADR | Purchase | 200 | 168.9300 USD | ||||
| ADR | Purchase | 200 | 168.9875 USD | ||||
| 5p ordinary | Purchase | 223 | 41.1977 GBP | ||||
| 5p ordinary | Purchase | 228 | 41.4300 GBP | ||||
| 5p ordinary | Purchase | 235 | 41.2723 GBP | ||||
| ADR | Purchase | 283 | 168.2395 USD | ||||
| ADR | Purchase | 300 | 168.4241 USD | ||||
| 5p ordinary | Purchase | 397 | 41.0138 GBP | ||||
| ADR | Purchase | 400 | 168.8900 USD | ||||
| ADR | Purchase | 400 | 168.8175 USD | ||||
| 5p ordinary | Purchase | 418 | 41.0691 GBP | ||||
| ADR | Purchase | 476 | 168.6788 USD | ||||
| 5p ordinary | Purchase | 595 | 41.0632 GBP | ||||
| 5p ordinary | Purchase | 768 | 41.1299 GBP | ||||
| 5p ordinary | Purchase | 777 | 41.4025 GBP | ||||
| ADR | Purchase | 800 | 168.6425 USD | ||||
| 5p ordinary | Purchase | 823 | 41.1459 GBP | ||||
| 5p ordinary | Purchase | 947 | 41.1492 GBP | ||||
| ADR | Purchase | 1,000 | 168.5310 USD | ||||
| 5p ordinary | Purchase | 1,091 | 41.0874 GBP | ||||
| ADR | Purchase | 1,372 | 168.8451 USD | ||||
| 5p ordinary | Purchase | 1,575 | 40.8134 GBP | ||||
| 5p ordinary | Purchase | 1,684 | 40.9852 GBP | ||||
| ADR | Purchase | 2,075 | 168.5200 USD | ||||
| 5p ordinary | Purchase | 2,193 | 40.7687 GBP | ||||
| 5p ordinary | Purchase | 2,229 | 41.0367 GBP | ||||
| ADR | Purchase | 2,300 | 168.7571 USD | ||||
| ADR | Purchase | 2,522 | 168.6282 USD | ||||
| 5p ordinary | Purchase | 3,088 | 41.0687 GBP | ||||
| ADR | Purchase | 3,230 | 168.6594 USD | ||||
| 5p ordinary | Purchase | 3,751 | 41.0273 GBP | ||||
| ADR | Purchase | 3,755 | 168.8691 USD | ||||
| 5p ordinary | Purchase | 3,855 | 40.9544 GBP | ||||
| ADR | Purchase | 3,944 | 168.5793 USD | ||||
| 5p ordinary | Purchase | 4,509 | 41.0395 GBP | ||||
| ADR | Purchase | 4,700 | 168.6673 USD | ||||
| ADR | Purchase | 6,500 | 168.9262 USD | ||||
| 5p ordinary | Purchase | 7,228 | 41.0230 GBP | ||||
| 5p ordinary | Purchase | 7,912 | 41.3700 GBP | ||||
| ADR | Purchase | 9,000 | 168.9462 USD | ||||
| ADR | Purchase | 11,100 | 168.8233 USD | ||||
| 5p ordinary | Purchase | 12,476 | 40.7919 GBP | ||||
| 5p ordinary | Purchase | 12,500 | 41.3347 GBP | ||||
| ADR | Purchase | 13,886 | 168.7226 USD | ||||
| 5p ordinary | Purchase | 13,958 | 41.0749 GBP | ||||
| 5p ordinary | Purchase | 14,900 | 41.2600 GBP | ||||
| 5p ordinary | Purchase | 15,000 | 40.9227 GBP | ||||
| ADR | Purchase | 15,742 | 168.5176 USD | ||||
| 5p ordinary | Purchase | 21,037 | 41.0432 GBP | ||||
| 5p ordinary | Purchase | 34,128 | 40.8017 GBP | ||||
| ADR | Purchase | 42,339 | 168.7046 USD | ||||
| 5p ordinary | Purchase | 72,053 | 41.3049 GBP | ||||
| 5p ordinary | Purchase | 74,268 | 41.0978 GBP | ||||
| 5p ordinary | Purchase | 218,554 | 41.1676 GBP | ||||
| ADR | Sale | 44 | 169.3101 USD | ||||
| 5p ordinary | Sale | 51 | 40.8050 GBP | ||||
| ADR | Sale | 74 | 169.4400 USD | ||||
| ADR | Sale | 78 | 168.3858 USD | ||||
| ADR | Sale | 100 | 167.2100 USD | ||||
| ADR | Sale | 100 | 168.5700 USD | ||||
| ADR | Sale | 100 | 168.7500 USD | ||||
| ADR | Sale | 100 | 168.8400 USD | ||||
| ADR | Sale | 100 | 168.8500 USD | ||||
| ADR | Sale | 100 | 169.0100 USD | ||||
| ADR | Sale | 100 | 170.1100 USD | ||||
| 5p ordinary | Sale | 160 | 40.8550 GBP | ||||
| 5p ordinary | Sale | 170 | 40.9444 GBP | ||||
| ADR | Sale | 200 | 168.9500 USD | ||||
| ADR | Sale | 200 | 168.5900 USD | ||||
| ADR | Sale | 283 | 168.2395 USD | ||||
| ADR | Sale | 300 | 169.2650 USD | ||||
| ADR | Sale | 300 | 168.9366 USD | ||||
| 5p ordinary | Sale | 376 | 40.9721 GBP | ||||
| ADR | Sale | 400 | 168.7731 USD | ||||
| ADR | Sale | 400 | 168.9900 USD | ||||
| ADR | Sale | 400 | 168.9087 USD | ||||
| 5p ordinary | Sale | 465 | 41.2092 GBP | ||||
| 5p ordinary | Sale | 516 | 40.8006 GBP | ||||
| 5p ordinary | Sale | 583 | 41.1642 GBP | ||||
| ADR | Sale | 700 | 168.9471 USD | ||||
| ADR | Sale | 700 | 168.9571 USD | ||||
| 5p ordinary | Sale | 717 | 41.4244 GBP | ||||
| ADR | Sale | 800 | 169.0075 USD | ||||
| ADR | Sale | 1,018 | 168.9417 USD | ||||
| 5p ordinary | Sale | 1,099 | 40.7995 GBP | ||||
| ADR | Sale | 1,182 | 168.9300 USD | ||||
| ADR | Sale | 1,200 | 169.4866 USD | ||||
| 5p ordinary | Sale | 1,332 | 41.0952 GBP | ||||
| 5p ordinary | Sale | 1,377 | 41.0750 GBP | ||||
| ADR | Sale | 1,446 | 168.5200 USD | ||||
| 5p ordinary | Sale | 1,473 | 40.8108 GBP | ||||
| ADR | Sale | 1,500 | 168.8076 USD | ||||
| ADR | Sale | 2,022 | 168.7682 USD | ||||
| ADR | Sale | 2,115 | 168.6864 USD | ||||
| 5p ordinary | Sale | 3,009 | 41.0833 GBP | ||||
| ADR | Sale | 3,500 | 168.6208 USD | ||||
| 5p ordinary | Sale | 3,656 | 41.3700 GBP | ||||
| ADR | Sale | 3,871 | 168.4785 USD | ||||
| ADR | Sale | 4,500 | 168.9462 USD | ||||
| 5p ordinary | Sale | 4,800 | 41.0507 GBP | ||||
| 5p ordinary | Sale | 5,000 | 40.7949 GBP | ||||
| ADR | Sale | 5,800 | 168.7886 USD | ||||
| ADR | Sale | 5,800 | 168.8597 USD | ||||
| ADR | Sale | 6,000 | 168.9125 USD | ||||
| 5p ordinary | Sale | 7,149 | 41.2760 GBP | ||||
| 5p ordinary | Sale | 7,500 | 41.3811 GBP | ||||
| ADR | Sale | 7,583 | 168.6446 USD | ||||
| ADR | Sale | 10,547 | 168.4749 USD | ||||
| 5p ordinary | Sale | 12,332 | 41.0994 GBP | ||||
| 5p ordinary | Sale | 14,138 | 41.0756 GBP | ||||
| 5p ordinary | Sale | 25,809 | 41.3493 GBP | ||||
| 5p ordinary | Sale | 30,049 | 41.3073 GBP | ||||
| ADR | Sale | 31,011 | 168.6778 USD | ||||
| 5p ordinary | Sale | 32,462 | 40.8018 GBP | ||||
| ADR | Sale | 32,708 | 168.7205 USD | ||||
| 5p ordinary | Sale | 32,998 | 40.9100 GBP | ||||
| 5p ordinary | Sale | 47,733 | 41.1645 GBP | ||||
| 5p ordinary | Sale | 51,615 | 41.1439 GBP | ||||
| 5p ordinary | Sale | 53,959 | 41.0234 GBP | ||||
| 5p ordinary | Sale | 57,533 | 41.3718 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | SWAP | Long | 17 | 41.3682 GBP | |||||
| 5p ordinary | SWAP | Long | 361 | 41.3700 GBP | |||||
| 5p ordinary | CFD | Long | 376 | 40.9721 GBP | |||||
| 5p ordinary | SWAP | Long | 1,332 | 41.0951 GBP | |||||
| 5p ordinary | SWAP | Long | 1,711 | 40.9707 GBP | |||||
| 5p ordinary | CFD | Long | 2,664 | 40.9973 GBP | |||||
| 5p ordinary | SWAP | Long | 2,681 | 41.3514 GBP | |||||
| 5p ordinary | SWAP | Long | 4,246 | 41.0511 GBP | |||||
| 5p ordinary | SWAP | Long | 5,130 | 41.0849 GBP | |||||
| 5p ordinary | SWAP | Long | 5,453 | 41.0236 GBP | |||||
| 5p ordinary | CFD | Long | 7,500 | 41.3811 GBP | |||||
| 5p ordinary | CFD | Long | 25,809 | 41.3493 GBP | |||||
| 5p ordinary | SWAP | Long | 44,457 | 41.1859 GBP | |||||
| 5p ordinary | SWAP | Short | 299 | 41.1816 GBP | |||||
| 5p ordinary | SWAP | Short | 596 | 41.2622 GBP | |||||
| 5p ordinary | CFD | Short | 601 | 41.1522 GBP | |||||
| 5p ordinary | CFD | Short | 1,091 | 41.0874 GBP | |||||
| 5p ordinary | SWAP | Short | 1,778 | 41.0757 GBP | |||||
| 5p ordinary | CFD | Short | 2,193 | 40.7687 GBP | |||||
| 5p ordinary | SWAP | Short | 2,588 | 41.3700 GBP | |||||
| 5p ordinary | SWAP | Short | 3,027 | 41.0317 GBP | |||||
| 5p ordinary | SWAP | Short | 5,132 | 40.9068 GBP | |||||
| 5p ordinary | CFD | Short | 7,228 | 41.0230 GBP | |||||
| 5p ordinary | CFD | Short | 16,338 | 41.3733 GBP | |||||
| 5p ordinary | SWAP | Short | 25,442 | 41.1535 GBP | |||||
| 5p ordinary | CFD | Short | 74,109 | 41.3637 GBP | |||||
| 5p ordinary | CFD | Short | 74,726 | 40.9760 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 1,800 | 165 USD | American | 20 Jul 2018 | 9.4000 USD | ||||||||
| ADR | Call Options | Purchasing | 1,000 | 170 USD | American | 18 May 2018 | 1.1000 USD | ||||||||
| ADR | Put Options | Selling | 500 | 95 USD | American | 20 Jul 2018 | 0.1000 USD | ||||||||
| ADR | Put Options | Selling | 2,400 | 158 USD | American | 18 May 2018 | 0.0900 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 15 May 2018 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 100,000 | 4000.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 10,000 | 4200.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Purchased | -140,000 | 3500.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Put Options | Purchased | -100,000 | 3600.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Written | 2,400 | 165.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 1,300 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 160.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -200 | 150.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,000 | 175.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,700 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -44,000 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 29,100 | 150.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 3,400 | 170.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 105.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -100 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -300 | 170.0000 | American | 25 May 2018 | |||||||
| ADR | Call Options | Purchased | 11,700 | 170.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 3,500 | 185.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,900 | 95.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,000 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 900 | 163.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 165.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 160.0000 | American | 25 May 2018 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 165.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -100 | 120.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 135.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -900 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,600 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,200 | 110.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 4,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,400 | 158.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 2,000 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 140.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 165.0000 | American | 1 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -600 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,500 | 148.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Written | -1,500 | 185.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 500 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 175.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 1 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -3,000 | 115.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -8,000 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -162,000 | 165.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 1,500 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -300 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -900 | 130.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -2,000 | 145.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -4,700 | 170.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -6,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,500 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 9,800 | 160.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Written | 2,800 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,800 | 95.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 900 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 22 Jun 2018 | |||||||
| ADR | Put Options | Written | 200 | 90.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,000 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,600 | 140.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 4,100 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 4,100 | 150.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Written | 2,800 | 110.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 2,400 | 180.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 2,000 | 155.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 700 | 85.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 185.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 300 | 125.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Written | 200 | 70.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 200 | 110.0000 | American | 25 May 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,300 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,300 | 175.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,400 | 75.0000 | American | 20 Jul 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180515005859/en/
Copyright Business Wire 2018
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