7th Nov 2018 14:54
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 06 November 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 4,623,453 | 0.50% | 2,894,025 | 0.32% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 179,367 | 0.02% | 3,876,908 | 0.42% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 348,100 | 0.04% | 370,200 | 0.04% | |||||||
| TOTAL: | 5,150,920 | 0.56% | 7,141,133 | 0.78% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 5p ordinary | Purchase | 5 | 45.5350 GBP | ||||
| 5p ordinary | Purchase | 10 | 45.6650 GBP | ||||
| 5p ordinary | Purchase | 31 | 45.6800 GBP | ||||
| 5p ordinary | Purchase | 34 | 45.5750 GBP | ||||
| 5p ordinary | Purchase | 34 | 45.4825 GBP | ||||
| 5p ordinary | Purchase | 46 | 45.6100 GBP | ||||
| 5p ordinary | Purchase | 47 | 45.5850 GBP | ||||
| 5p ordinary | Purchase | 49 | 45.5900 GBP | ||||
| 5p ordinary | Purchase | 50 | 45.6050 GBP | ||||
| 5p ordinary | Purchase | 63 | 45.4150 GBP | ||||
| 5p ordinary | Purchase | 68 | 45.5550 GBP | ||||
| 5p ordinary | Purchase | 107 | 45.5100 GBP | ||||
| 5p ordinary | Purchase | 150 | 45.6600 GBP | ||||
| 5p ordinary | Purchase | 222 | 45.5736 GBP | ||||
| 5p ordinary | Purchase | 370 | 45.5388 GBP | ||||
| 5p ordinary | Purchase | 417 | 45.5121 GBP | ||||
| 5p ordinary | Purchase | 472 | 45.5081 GBP | ||||
| 5p ordinary | Purchase | 483 | 45.5422 GBP | ||||
| 5p ordinary | Purchase | 3,699 | 45.5467 GBP | ||||
| 5p ordinary | Purchase | 3,715 | 45.5213 GBP | ||||
| 5p ordinary | Purchase | 3,756 | 45.4694 GBP | ||||
| 5p ordinary | Purchase | 4,710 | 45.5991 GBP | ||||
| 5p ordinary | Purchase | 5,749 | 45.4774 GBP | ||||
| 5p ordinary | Purchase | 10,601 | 45.5430 GBP | ||||
| 5p ordinary | Purchase | 11,836 | 45.4624 GBP | ||||
| 5p ordinary | Purchase | 18,640 | 45.3500 GBP | ||||
| 5p ordinary | Purchase | 21,848 | 45.5015 GBP | ||||
| 5p ordinary | Purchase | 73,694 | 45.3562 GBP | ||||
| 5p ordinary | Purchase | 81,606 | 45.4666 GBP | ||||
| 5p ordinary | Purchase | 122,604 | 45.5317 GBP | ||||
| 5p ordinary | Sale | 12 | 45.3450 GBP | ||||
| 5p ordinary | Sale | 34 | 45.4825 GBP | ||||
| 5p ordinary | Sale | 34 | 45.5750 GBP | ||||
| 5p ordinary | Sale | 46 | 45.6100 GBP | ||||
| 5p ordinary | Sale | 47 | 45.5850 GBP | ||||
| 5p ordinary | Sale | 50 | 45.6050 GBP | ||||
| 5p ordinary | Sale | 63 | 45.4150 GBP | ||||
| 5p ordinary | Sale | 68 | 45.5550 GBP | ||||
| 5p ordinary | Sale | 86 | 45.5577 GBP | ||||
| 5p ordinary | Sale | 92 | 45.5900 GBP | ||||
| 5p ordinary | Sale | 217 | 45.5596 GBP | ||||
| 5p ordinary | Sale | 1,279 | 45.5729 GBP | ||||
| 5p ordinary | Sale | 2,277 | 45.5674 GBP | ||||
| 5p ordinary | Sale | 3,715 | 45.5213 GBP | ||||
| 5p ordinary | Sale | 4,243 | 45.5441 GBP | ||||
| 5p ordinary | Sale | 4,506 | 45.5619 GBP | ||||
| 5p ordinary | Sale | 5,071 | 45.4587 GBP | ||||
| 5p ordinary | Sale | 5,749 | 45.4774 GBP | ||||
| 5p ordinary | Sale | 6,634 | 45.3613 GBP | ||||
| 5p ordinary | Sale | 10,751 | 45.5691 GBP | ||||
| 5p ordinary | Sale | 11,495 | 45.5444 GBP | ||||
| 5p ordinary | Sale | 19,956 | 45.5589 GBP | ||||
| 5p ordinary | Sale | 25,400 | 45.5393 GBP | ||||
| 5p ordinary | Sale | 36,773 | 45.4249 GBP | ||||
| 5p ordinary | Sale | 50,484 | 45.3500 GBP | ||||
| 5p ordinary | Sale | 54,623 | 45.5197 GBP | ||||
| 5p ordinary | Sale | 122,604 | 45.5317 GBP | ||||
| ADR | Purchase | 28 | 178.7657 USD | ||||
| ADR | Purchase | 65 | 178.5250 USD | ||||
| ADR | Purchase | 80 | 179.0000 USD | ||||
| ADR | Purchase | 86 | 178.9300 USD | ||||
| ADR | Purchase | 103 | 178.7696 USD | ||||
| ADR | Purchase | 110 | 178.9545 USD | ||||
| ADR | Purchase | 127 | 179.0100 USD | ||||
| ADR | Purchase | 255 | 179.0933 USD | ||||
| ADR | Purchase | 300 | 178.6633 USD | ||||
| ADR | Purchase | 300 | 178.6650 USD | ||||
| ADR | Purchase | 347 | 178.7825 USD | ||||
| ADR | Purchase | 400 | 178.7000 USD | ||||
| ADR | Purchase | 400 | 179.0981 USD | ||||
| ADR | Purchase | 400 | 178.5300 USD | ||||
| ADR | Purchase | 510 | 178.9880 USD | ||||
| ADR | Purchase | 600 | 178.4533 USD | ||||
| ADR | Purchase | 700 | 179.0235 USD | ||||
| ADR | Purchase | 853 | 178.3727 USD | ||||
| ADR | Purchase | 900 | 178.6944 USD | ||||
| ADR | Purchase | 1,167 | 178.8516 USD | ||||
| ADR | Purchase | 2,858 | 178.7767 USD | ||||
| ADR | Purchase | 3,200 | 178.9851 USD | ||||
| ADR | Purchase | 3,500 | 178.9550 USD | ||||
| ADR | Purchase | 4,100 | 178.9403 USD | ||||
| ADR | Purchase | 5,969 | 178.6890 USD | ||||
| ADR | Purchase | 15,000 | 178.8303 USD | ||||
| ADR | Sale | 28 | 178.9300 USD | ||||
| ADR | Sale | 100 | 178.9750 USD | ||||
| ADR | Sale | 100 | 178.9000 USD | ||||
| ADR | Sale | 100 | 179.1400 USD | ||||
| ADR | Sale | 100 | 179.0700 USD | ||||
| ADR | Sale | 100 | 178.8800 USD | ||||
| ADR | Sale | 100 | 178.6300 USD | ||||
| ADR | Sale | 100 | 178.7600 USD | ||||
| ADR | Sale | 117 | 179.0014 USD | ||||
| ADR | Sale | 131 | 178.6232 USD | ||||
| ADR | Sale | 153 | 179.1500 USD | ||||
| ADR | Sale | 198 | 178.9752 USD | ||||
| ADR | Sale | 200 | 178.4725 USD | ||||
| ADR | Sale | 200 | 179.0050 USD | ||||
| ADR | Sale | 200 | 178.7950 USD | ||||
| ADR | Sale | 250 | 178.5740 USD | ||||
| ADR | Sale | 255 | 179.0933 USD | ||||
| ADR | Sale | 362 | 178.8041 USD | ||||
| ADR | Sale | 367 | 179.1256 USD | ||||
| ADR | Sale | 396 | 178.8606 USD | ||||
| ADR | Sale | 400 | 178.7287 USD | ||||
| ADR | Sale | 400 | 178.9950 USD | ||||
| ADR | Sale | 400 | 179.0937 USD | ||||
| ADR | Sale | 400 | 178.4568 USD | ||||
| ADR | Sale | 400 | 178.7800 USD | ||||
| ADR | Sale | 424 | 179.1300 USD | ||||
| ADR | Sale | 700 | 179.0235 USD | ||||
| ADR | Sale | 700 | 178.8357 USD | ||||
| ADR | Sale | 875 | 178.9532 USD | ||||
| ADR | Sale | 900 | 178.8211 USD | ||||
| ADR | Sale | 902 | 178.6373 USD | ||||
| ADR | Sale | 965 | 179.0287 USD | ||||
| ADR | Sale | 1,025 | 178.7069 USD | ||||
| ADR | Sale | 1,400 | 178.4314 USD | ||||
| ADR | Sale | 1,400 | 178.8907 USD | ||||
| ADR | Sale | 1,487 | 178.8149 USD | ||||
| ADR | Sale | 2,300 | 178.9176 USD | ||||
| ADR | Sale | 2,400 | 178.9776 USD | ||||
| ADR | Sale | 2,500 | 179.0140 USD | ||||
| ADR | Sale | 3,549 | 178.7649 USD | ||||
| ADR | Sale | 3,835 | 178.9851 USD | ||||
| ADR | Sale | 4,084 | 178.8151 USD | ||||
| ADR | Sale | 8,197 | 178.6715 USD |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | CFD | Long | 86 | 45.5576 GBP | |||||
| 5p ordinary | CFD | Long | 300 | 45.6132 GBP | |||||
| 5p ordinary | CFD | Long | 319 | 45.6004 GBP | |||||
| 5p ordinary | SWAP | Long | 615 | 45.4658 GBP | |||||
| 5p ordinary | CFD | Long | 1,279 | 45.5729 GBP | |||||
| 5p ordinary | CFD | Long | 4,752 | 45.4492 GBP | |||||
| 5p ordinary | CFD | Long | 4,921 | 45.6017 GBP | |||||
| 5p ordinary | SWAP | Long | 5,654 | 45.5774 GBP | |||||
| 5p ordinary | CFD | Long | 8,324 | 45.5589 GBP | |||||
| 5p ordinary | CFD | Long | 10,751 | 45.5691 GBP | |||||
| 5p ordinary | SWAP | Long | 21,019 | 45.5673 GBP | |||||
| 5p ordinary | SWAP | Long | 32,172 | 45.3500 GBP | |||||
| 5p ordinary | SWAP | Short | 21 | 45.6257 GBP | |||||
| 5p ordinary | SWAP | Short | 289 | 45.5550 GBP | |||||
| 5p ordinary | CFD | Short | 483 | 45.5422 GBP | |||||
| 5p ordinary | CFD | Short | 1,000 | 45.5091 GBP | |||||
| 5p ordinary | CFD | Short | 2,400 | 45.3540 GBP | |||||
| 5p ordinary | SWAP | Short | 11,751 | 45.3711 GBP | |||||
| 5p ordinary | CFD | Short | 11,836 | 45.4624 GBP | |||||
| 5p ordinary | SWAP | Short | 12,832 | 45.3500 GBP | |||||
| 5p ordinary | SWAP | Short | 13,121 | 45.4418 GBP | |||||
| 5p ordinary | SWAP Expires 06/12/2019 | Short | 200,000 | 45.7250 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Selling | 3,100 | 190 USD | American | 18 Apr 2019 | 8.8064 USD | ||||||||
| ADR | Put Options | Purchasing | 17,000 | 160 USD | American | 18 Apr 2019 | 6.8801 USD | ||||||||
| ADR | Put Options | Purchasing | 100 | 183 USD | American | 16 Nov 2018 | 5.0000 USD | ||||||||
| ADR | Put Options | Selling | 18,000 | 160 USD | American | 18 Jan 2019 | 5.0312 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | |
| Date of disclosure: | 7 Nov 2018 | |
| Contact name: | Large Holdings Regulatory Operations | |
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | |
| are being disclosed: | ||
| Name of offeror/offeree in relation to whose | SHIRE PLC | |
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 210.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 195.0000 | American | 16 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 208.0000 | American | 30 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 183.0000 | American | 9 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 208.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 205.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 205.0000 | American | 30 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 180.0000 | American | 23 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 800 | 190.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 900 | 180.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,200 | 178.0000 | American | 30 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 1,200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 7,700 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 15,300 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 21,000 | 190.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 21,700 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 23,900 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -56,000 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -41,100 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -37,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,700 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,500 | 210.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -1,000 | 210.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -800 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -600 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -500 | 160.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -500 | 135.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -100 | 175.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 170.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -100 | 150.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Purchased | -43,900 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -14,700 | 160.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Purchased | -5,900 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -5,500 | 165.0000 | American | 16 Nov 2018 | |||||||
| ADR | Put Options | Purchased | -4,800 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -3,600 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,000 | 155.0000 | American | 16 Nov 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -500 | 175.0000 | American | 16 Nov 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -100 | 183.0000 | American | 16 Nov 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 100 | 165.0000 | American | 19 Jul 2019 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 100.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 500 | 165.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 500 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,200 | 150.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,200 | 150.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 2,300 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 3,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 3,300 | 155.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 4,000 | 165.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 5,300 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 10,200 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 11,000 | 160.0000 | American | 19 Jul 2019 | |||||||
| ADR | Put Options | Written | 11,000 | 170.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 22,900 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 35,100 | 160.0000 | American | 18 Jan 2019 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20181107005583/en/
Copyright Business Wire 2018
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