19th Jun 2018 15:36
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 18 June 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 8,100,492 | 0.89% | 4,114,953 | 0.45% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 161,600 | 0.02% | 4,679,004 | 0.51% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 241,300 | 0.02% | 252,100 | 0.02% | |||||||
| TOTAL: | 8,503,392 | 0.93% | 9,046,057 | 0.98% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 4 | 158.9925 USD | ||||
| 5p ordinary | Purchase | 59 | 40.0625 GBP | ||||
| ADR | Purchase | 79 | 159.1900 USD | ||||
| ADR | Purchase | 100 | 159.0050 USD | ||||
| ADR | Purchase | 100 | 160.3298 USD | ||||
| ADR | Purchase | 100 | 159.1200 USD | ||||
| ADR | Purchase | 100 | 159.9700 USD | ||||
| ADR | Purchase | 100 | 158.7250 USD | ||||
| ADR | Purchase | 100 | 158.9900 USD | ||||
| ADR | Purchase | 100 | 159.0000 USD | ||||
| 5p ordinary | Purchase | 193 | 39.9970 GBP | ||||
| ADR | Purchase | 200 | 159.1575 USD | ||||
| 5p ordinary | Purchase | 200 | 40.0100 GBP | ||||
| ADR | Purchase | 214 | 160.1600 USD | ||||
| ADR | Purchase | 401 | 158.9473 USD | ||||
| 5p ordinary | Purchase | 441 | 40.0020 GBP | ||||
| 5p ordinary | Purchase | 490 | 39.9550 GBP | ||||
| ADR | Purchase | 570 | 159.9352 USD | ||||
| ADR | Purchase | 613 | 160.0500 USD | ||||
| 5p ordinary | Purchase | 752 | 40.0827 GBP | ||||
| ADR | Purchase | 800 | 159.9487 USD | ||||
| ADR | Purchase | 807 | 160.0242 USD | ||||
| ADR | Purchase | 1,028 | 159.1718 USD | ||||
| ADR | Purchase | 1,100 | 159.1556 USD | ||||
| ADR | Purchase | 1,200 | 160.1233 USD | ||||
| ADR | Purchase | 1,500 | 159.2128 USD | ||||
| 5p ordinary | Purchase | 1,600 | 39.9190 GBP | ||||
| ADR | Purchase | 1,695 | 158.9514 USD | ||||
| ADR | Purchase | 2,800 | 159.6837 USD | ||||
| 5p ordinary | Purchase | 3,897 | 39.9921 GBP | ||||
| ADR | Purchase | 5,280 | 159.0459 USD | ||||
| 5p ordinary | Purchase | 6,259 | 39.9982 GBP | ||||
| 5p ordinary | Purchase | 6,746 | 39.9566 GBP | ||||
| 5p ordinary | Purchase | 7,145 | 40.0383 GBP | ||||
| 5p ordinary | Purchase | 9,633 | 39.9597 GBP | ||||
| ADR | Purchase | 11,414 | 159.6013 USD | ||||
| 5p ordinary | Purchase | 18,656 | 40.0000 GBP | ||||
| 5p ordinary | Purchase | 33,081 | 39.9987 GBP | ||||
| 5p ordinary | Purchase | 35,005 | 40.0050 GBP | ||||
| 5p ordinary | Purchase | 51,802 | 39.9950 GBP | ||||
| 5p ordinary | Purchase | 82,067 | 39.9901 GBP | ||||
| ADR | Sale | 1 | 159.0000 USD | ||||
| ADR | Sale | 3 | 158.9900 USD | ||||
| 5p ordinary | Sale | 50 | 39.9918 GBP | ||||
| 5p ordinary | Sale | 50 | 40.0350 GBP | ||||
| ADR | Sale | 55 | 159.1000 USD | ||||
| ADR | Sale | 100 | 158.9600 USD | ||||
| ADR | Sale | 100 | 159.8600 USD | ||||
| ADR | Sale | 100 | 159.7650 USD | ||||
| ADR | Sale | 100 | 159.8100 USD | ||||
| ADR | Sale | 100 | 159.8300 USD | ||||
| ADR | Sale | 100 | 159.6800 USD | ||||
| ADR | Sale | 107 | 160.1600 USD | ||||
| ADR | Sale | 107 | 160.1200 USD | ||||
| ADR | Sale | 200 | 158.9375 USD | ||||
| ADR | Sale | 200 | 158.8350 USD | ||||
| ADR | Sale | 200 | 158.7300 USD | ||||
| ADR | Sale | 200 | 160.1800 USD | ||||
| ADR | Sale | 200 | 159.0025 USD | ||||
| ADR | Sale | 200 | 160.0475 USD | ||||
| 5p ordinary | Sale | 232 | 39.9725 GBP | ||||
| ADR | Sale | 300 | 158.9766 USD | ||||
| 5p ordinary | Sale | 300 | 40.0883 GBP | ||||
| ADR | Sale | 355 | 160.2722 USD | ||||
| ADR | Sale | 400 | 159.3225 USD | ||||
| ADR | Sale | 400 | 159.2725 USD | ||||
| ADR | Sale | 500 | 159.6025 USD | ||||
| ADR | Sale | 570 | 159.9352 USD | ||||
| 5p ordinary | Sale | 609 | 39.9750 GBP | ||||
| ADR | Sale | 613 | 160.0500 USD | ||||
| ADR | Sale | 645 | 160.0872 USD | ||||
| ADR | Sale | 650 | 158.9646 USD | ||||
| 5p ordinary | Sale | 687 | 39.9225 GBP | ||||
| ADR | Sale | 1,000 | 158.9910 USD | ||||
| 5p ordinary | Sale | 1,020 | 39.9193 GBP | ||||
| ADR | Sale | 1,200 | 160.1233 USD | ||||
| ADR | Sale | 1,200 | 159.1564 USD | ||||
| ADR | Sale | 1,209 | 158.7771 USD | ||||
| ADR | Sale | 1,600 | 159.4556 USD | ||||
| ADR | Sale | 1,700 | 159.1967 USD | ||||
| 5p ordinary | Sale | 2,597 | 40.0000 GBP | ||||
| 5p ordinary | Sale | 2,641 | 39.9339 GBP | ||||
| ADR | Sale | 2,800 | 159.6837 USD | ||||
| ADR | Sale | 3,400 | 159.5304 USD | ||||
| 5p ordinary | Sale | 3,718 | 39.9959 GBP | ||||
| 5p ordinary | Sale | 4,421 | 39.9801 GBP | ||||
| 5p ordinary | Sale | 4,434 | 39.9912 GBP | ||||
| ADR | Sale | 5,000 | 159.8804 USD | ||||
| 5p ordinary | Sale | 8,446 | 39.9900 GBP | ||||
| 5p ordinary | Sale | 9,633 | 39.9597 GBP | ||||
| ADR | Sale | 13,138 | 159.4733 USD | ||||
| 5p ordinary | Sale | 13,768 | 39.9884 GBP | ||||
| 5p ordinary | Sale | 15,215 | 40.0034 GBP | ||||
| 5p ordinary | Sale | 31,710 | 40.0018 GBP | ||||
| 5p ordinary | Sale | 33,272 | 40.0037 GBP | ||||
| 5p ordinary | Sale | 48,379 | 39.9788 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | SWAP | Long | 3 | 39.9966 GBP | |||||
| 5p ordinary | CFD | Long | 50 | 39.9918 GBP | |||||
| 5p ordinary | SWAP | Long | 80 | 39.8246 GBP | |||||
| 5p ordinary | SWAP | Long | 175 | 40.2374 GBP | |||||
| 5p ordinary | SWAP | Long | 297 | 40.0404 GBP | |||||
| 5p ordinary | CFD | Long | 300 | 40.0884 GBP | |||||
| 5p ordinary | SWAP | Long | 469 | 39.9797 GBP | |||||
| 5p ordinary | SWAP | Long | 940 | 39.9273 GBP | |||||
| 5p ordinary | SWAP | Long | 1,434 | 39.9895 GBP | |||||
| 5p ordinary | CFD | Long | 4,434 | 39.9912 GBP | |||||
| 5p ordinary | CFD | Long | 6,023 | 40.1011 GBP | |||||
| 5p ordinary | SWAP | Long | 13,344 | 39.9821 GBP | |||||
| 5p ordinary | SWAP | Long | 14,772 | 39.9446 GBP | |||||
| 5p ordinary | CFD | Short | 8 | 39.9975 GBP | |||||
| 5p ordinary | SWAP | Short | 179 | 39.9141 GBP | |||||
| 5p ordinary | CFD | Short | 185 | 39.9970 GBP | |||||
| 5p ordinary | SWAP | Short | 219 | 40.1254 GBP | |||||
| 5p ordinary | SWAP | Short | 239 | 39.9875 GBP | |||||
| 5p ordinary | SWAP | Short | 306 | 39.9831 GBP | |||||
| 5p ordinary | SWAP | Short | 697 | 39.9725 GBP | |||||
| 5p ordinary | CFD | Short | 752 | 40.0827 GBP | |||||
| 5p ordinary | SWAP | Short | 885 | 39.9804 GBP | |||||
| 5p ordinary | SWAP | Short | 1,780 | 40.1312 GBP | |||||
| 5p ordinary | CFD | Short | 2,337 | 39.9657 GBP | |||||
| 5p ordinary | CFD | Short | 3,777 | 40.0032 GBP | |||||
| 5p ordinary | CFD | Short | 6,746 | 39.9566 GBP | |||||
| 5p ordinary | CFD | Short | 7,145 | 40.0383 GBP | |||||
| 5p ordinary | SWAP | Short | 18,002 | 40.0000 GBP | |||||
| 5p ordinary | SWAP | Short | 23,549 | 40.0040 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 100 | 165 USD | American | 20 Jul 2018 | 2.1000 USD | ||||||||
| ADR | Call Options | Purchasing | 3,100 | 170 USD | American | 20 Jul 2018 | 0.6000 USD | ||||||||
| ADR | Call Options | Selling | 3,800 | 165 USD | American | 20 Jul 2018 | 1.6500 USD | ||||||||
| ADR | Call Options | Selling | 2,400 | 170 USD | American | 22 Jun 2018 | 0.0900 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | |
| Date of disclosure: | 19 Jun 2018 | |
| Contact name: | Jay Supaya | |
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | |
| are being disclosed: | ||
| Name of offeror/offeree in relation to whose | SHIRE PLC | |
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 20,700 | 175.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 2,100 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,600 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,700 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -44,000 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 1,600 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 158.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Written | -100 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 21,700 | 155.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 14,900 | 168.0000 | American | 29 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 3,600 | 185.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,900 | 95.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 600 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -100 | 120.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -400 | 173.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Written | -900 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,600 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,200 | 110.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 4,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 2,300 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -400 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -600 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,500 | 148.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 2,200 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 500 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -2,400 | 170.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Written | -8,000 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,500 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -300 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -700 | 170.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -6,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,500 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 7,500 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 4,200 | 180.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 2,800 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 600 | 165.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,000 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 4,100 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 700 | 85.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 185.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 200 | 70.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,100 | 210.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,400 | 75.0000 | American | 20 Jul 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180619005936/en/
Copyright Business Wire 2018
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