25th Sep 2014 14:39
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Identity of the person whose positions/dealings are being disclosed: | Barclays PLC. | |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient | ||
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SHIRE PLC | |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
| (e) Date position held/dealing undertaken: | 24 September 2014 | |
| (f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer? | YES: ABBVIE INC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 10,687,086 | 1.81% | 4,666,401 | 0.79% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 2,117,384 | 0.36% | 3,885,752 | 0.66% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 1,557,300 | 0.26% | 1,931,400 | 0.33% | |||||||
| (4) | |||||||||||
| TOTAL: | 14,361,770 | 2.43% | 10,483,553 | 1.78% |
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 20 | 51.4500 GBP | ||||
| ORD | Purchase | 58 | 50.7750 GBP | ||||
| ORD | Purchase | 70 | 50.9750 GBP | ||||
| ORD | Purchase | 70 | 51.0750 GBP | ||||
| ORD | Purchase | 70 | 51.5500 GBP | ||||
| ORD | Purchase | 70 | 51.5750 GBP | ||||
| ORD | Purchase | 72 | 51.1250 GBP | ||||
| ORD | Purchase | 89 | 51.4750 GBP | ||||
| ORD | Purchase | 89 | 51.8000 GBP | ||||
| ORD | Purchase | 91 | 51.3750 GBP | ||||
| ORD | Purchase | 140 | 51.0250 GBP | ||||
| ORD | Purchase | 149 | 51.1820 GBP | ||||
| ORD (traded as ADR) | Purchase | 201 | 256.0800 USD | ||||
| ORD | Purchase | 259 | 51.5000 GBP | ||||
| ORD (traded as ADR) | Purchase | 300 | 251.7000 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 252.7600 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 255.6800 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 255.7900 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 255.8500 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 255.8800 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 256.5392 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 256.7500 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 257.0080 USD | ||||
| ORD | Purchase | 482 | 51.3500 GBP | ||||
| ORD | Purchase | 511 | 51.4000 GBP | ||||
| ORD | Purchase | 533 | 51.0500 GBP | ||||
| ORD | Purchase | 542 | 51.1000 GBP | ||||
| ORD (traded as ADR) | Purchase | 600 | 255.8400 USD | ||||
| ORD (traded as ADR) | Purchase | 750 | 254.5100 USD | ||||
| ORD | Purchase | 791 | 51.9000 GBP | ||||
| ORD (traded as ADR) | Purchase | 900 | 255.9566 USD | ||||
| ORD (traded as ADR) | Purchase | 900 | 256.4816 USD | ||||
| ORD | Purchase | 940 | 51.0973 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,077 | 250.4850 USD | ||||
| ORD (traded as ADR) | Purchase | 1,200 | 256.0573 USD | ||||
| ORD | Purchase | 1,441 | 51.6000 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,500 | 254.3620 USD | ||||
| ORD (traded as ADR) | Purchase | 1,893 | 255.9924 USD | ||||
| ORD | Purchase | 2,000 | 51.5625 GBP | ||||
| ORD (traded as ADR) | Purchase | 2,100 | 254.4757 USD | ||||
| ORD (traded as ADR) | Purchase | 2,220 | 254.3945 USD | ||||
| ORD (traded as ADR) | Purchase | 2,400 | 255.8220 USD | ||||
| ORD | Purchase | 2,785 | 51.2073 GBP | ||||
| ORD (traded as ADR) | Purchase | 2,850 | 254.4847 USD | ||||
| ORD | Purchase | 2,865 | 51.2094 GBP | ||||
| ORD (traded as ADR) | Purchase | 2,889 | 250.7400 USD | ||||
| ORD | Purchase | 2,899 | 51.3499 GBP | ||||
| ORD | Purchase | 3,000 | 51.1814 GBP | ||||
| ORD (traded as ADR) | Purchase | 3,000 | 253.4975 USD | ||||
| ORD | Purchase | 3,035 | 51.4082 GBP | ||||
| ORD (traded as ADR) | Purchase | 3,300 | 253.0000 USD | ||||
| ORD | Purchase | 4,055 | 51.3991 GBP | ||||
| ORD (traded as ADR) | Purchase | 4,200 | 253.6042 USD | ||||
| ORD | Purchase | 4,500 | 51.3955 GBP | ||||
| ORD (traded as ADR) | Purchase | 4,500 | 255.9766 USD | ||||
| ORD (traded as ADR) | Purchase | 4,644 | 256.6045 USD | ||||
| ORD | Purchase | 4,972 | 51.3337 GBP | ||||
| ORD | Purchase | 5,365 | 50.8360 GBP | ||||
| ORD (traded as ADR) | Purchase | 5,400 | 256.1922 USD | ||||
| ORD | Purchase | 6,046 | 51.1500 GBP | ||||
| ORD (traded as ADR) | Purchase | 6,300 | 255.9133 USD | ||||
| ORD (traded as ADR) | Purchase | 6,822 | 250.6095 USD | ||||
| ORD (traded as ADR) | Purchase | 7,200 | 254.9154 USD | ||||
| ORD (traded as ADR) | Purchase | 8,400 | 253.3930 USD | ||||
| ORD (traded as ADR) | Purchase | 9,000 | 253.2540 USD | ||||
| ORD (traded as ADR) | Purchase | 9,300 | 254.5055 USD | ||||
| ORD | Purchase | 9,338 | 51.1323 GBP | ||||
| ORD (traded as ADR) | Purchase | 11,100 | 255.7128 USD | ||||
| ORD (traded as ADR) | Purchase | 11,340 | 253.1975 USD | ||||
| ORD (traded as ADR) | Purchase | 12,939 | 256.2930 USD | ||||
| ORD (traded as ADR) | Purchase | 13,209 | 254.2498 USD | ||||
| ORD | Purchase | 13,217 | 51.2422 GBP | ||||
| ORD | Purchase | 15,260 | 51.2000 GBP | ||||
| ORD | Purchase | 15,278 | 51.0276 GBP | ||||
| ORD (traded as ADR) | Purchase | 16,980 | 253.3731 USD | ||||
| ORD | Purchase | 17,864 | 51.8500 GBP | ||||
| ORD (traded as ADR) | Purchase | 23,745 | 252.7115 USD | ||||
| ORD (traded as ADR) | Purchase | 23,778 | 253.7841 USD | ||||
| ORD | Purchase | 23,915 | 51.3091 GBP | ||||
| ORD (traded as ADR) | Purchase | 27,111 | 253.6442 USD | ||||
| ORD (traded as ADR) | Purchase | 27,600 | 255.9025 USD | ||||
| ORD | Purchase | 31,408 | 51.1157 GBP | ||||
| ORD | Purchase | 32,834 | 51.2744 GBP | ||||
| ORD (traded as ADR) | Purchase | 34,701 | 256.8746 USD | ||||
| ORD (traded as ADR) | Purchase | 45,675 | 255.8321 USD | ||||
| ORD | Purchase | 46,380 | 51.1600 GBP | ||||
| ORD | Purchase | 51,582 | 51.0000 GBP | ||||
| ORD | Purchase | 51,877 | 51.1473 GBP | ||||
| ORD | Purchase | 74,288 | 51.3539 GBP | ||||
| ORD | Purchase | 77,075 | 51.1396 GBP | ||||
| ORD (traded as ADR) | Purchase | 96,975 | 255.8528 USD | ||||
| ORD | Purchase | 186,840 | 51.1411 GBP | ||||
| ORD (traded as ADR) | Sale | 21 | 250.3403 USD | ||||
| ORD (traded as ADR) | Sale | 21 | 250.5600 USD | ||||
| ORD (traded as ADR) | Sale | 57 | 255.2900 USD | ||||
| ORD | Sale | 58 | 50.7750 GBP | ||||
| ORD | Sale | 70 | 50.9750 GBP | ||||
| ORD | Sale | 70 | 51.0750 GBP | ||||
| ORD | Sale | 70 | 51.5500 GBP | ||||
| ORD | Sale | 70 | 51.5750 GBP | ||||
| ORD | Sale | 72 | 51.1250 GBP | ||||
| ORD | Sale | 89 | 51.4750 GBP | ||||
| ORD | Sale | 89 | 51.8000 GBP | ||||
| ORD | Sale | 91 | 51.3750 GBP | ||||
| ORD | Sale | 140 | 51.0250 GBP | ||||
| ORD (traded as ADR) | Sale | 189 | 250.5522 USD | ||||
| ORD | Sale | 262 | 51.5000 GBP | ||||
| ORD (traded as ADR) | Sale | 300 | 255.7900 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 256.5100 USD | ||||
| ORD (traded as ADR) | Sale | 348 | 250.5827 USD | ||||
| ORD | Sale | 357 | 51.8500 GBP | ||||
| ORD | Sale | 414 | 51.0915 GBP | ||||
| ORD | Sale | 465 | 51.1916 GBP | ||||
| ORD | Sale | 482 | 51.3500 GBP | ||||
| ORD | Sale | 511 | 51.4000 GBP | ||||
| ORD | Sale | 533 | 51.0500 GBP | ||||
| ORD (traded as ADR) | Sale | 600 | 254.7700 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 255.4775 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 255.8640 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 255.9000 USD | ||||
| ORD | Sale | 627 | 51.1000 GBP | ||||
| ORD | Sale | 665 | 51.2000 GBP | ||||
| ORD | Sale | 791 | 51.9000 GBP | ||||
| ORD (traded as ADR) | Sale | 900 | 250.4440 USD | ||||
| ORD (traded as ADR) | Sale | 900 | 254.7766 USD | ||||
| ORD (traded as ADR) | Sale | 900 | 255.5900 USD | ||||
| ORD (traded as ADR) | Sale | 900 | 255.6866 USD | ||||
| ORD (traded as ADR) | Sale | 900 | 256.5600 USD | ||||
| ORD (traded as ADR) | Sale | 951 | 253.6008 USD | ||||
| ORD (traded as ADR) | Sale | 1,200 | 254.2012 USD | ||||
| ORD (traded as ADR) | Sale | 1,200 | 255.5345 USD | ||||
| ORD (traded as ADR) | Sale | 1,338 | 257.5489 USD | ||||
| ORD | Sale | 1,582 | 51.0000 GBP | ||||
| ORD (traded as ADR) | Sale | 1,779 | 257.4887 USD | ||||
| ORD (traded as ADR) | Sale | 1,791 | 257.6098 USD | ||||
| ORD (traded as ADR) | Sale | 1,800 | 256.6333 USD | ||||
| ORD (traded as ADR) | Sale | 2,100 | 254.2580 USD | ||||
| ORD | Sale | 2,189 | 51.1875 GBP | ||||
| ORD (traded as ADR) | Sale | 2,301 | 257.5249 USD | ||||
| ORD (traded as ADR) | Sale | 2,400 | 255.9201 USD | ||||
| ORD (traded as ADR) | Sale | 2,568 | 256.9467 USD | ||||
| ORD (traded as ADR) | Sale | 2,691 | 253.8066 USD | ||||
| ORD (traded as ADR) | Sale | 2,820 | 257.3091 USD | ||||
| ORD (traded as ADR) | Sale | 2,889 | 250.7400 USD | ||||
| ORD (traded as ADR) | Sale | 2,988 | 256.4856 USD | ||||
| ORD (traded as ADR) | Sale | 3,300 | 256.7190 USD | ||||
| ORD (traded as ADR) | Sale | 3,600 | 256.5000 USD | ||||
| ORD (traded as ADR) | Sale | 3,600 | 256.6637 USD | ||||
| ORD | Sale | 3,669 | 51.3956 GBP | ||||
| ORD (traded as ADR) | Sale | 3,900 | 255.7703 USD | ||||
| ORD (traded as ADR) | Sale | 3,900 | 256.4884 USD | ||||
| ORD (traded as ADR) | Sale | 4,557 | 257.3486 USD | ||||
| ORD | Sale | 4,681 | 51.2263 GBP | ||||
| ORD | Sale | 4,901 | 51.3202 GBP | ||||
| ORD | Sale | 5,168 | 51.2333 GBP | ||||
| ORD | Sale | 5,545 | 51.1461 GBP | ||||
| ORD (traded as ADR) | Sale | 5,670 | 253.1975 USD | ||||
| ORD (traded as ADR) | Sale | 5,700 | 254.4847 USD | ||||
| ORD | Sale | 5,924 | 51.1500 GBP | ||||
| ORD (traded as ADR) | Sale | 6,000 | 253.2177 USD | ||||
| ORD (traded as ADR) | Sale | 6,900 | 252.9484 USD | ||||
| ORD | Sale | 7,252 | 51.3697 GBP | ||||
| ORD (traded as ADR) | Sale | 7,635 | 257.2359 USD | ||||
| ORD (traded as ADR) | Sale | 9,099 | 250.5816 USD | ||||
| ORD (traded as ADR) | Sale | 9,792 | 257.0000 USD | ||||
| ORD (traded as ADR) | Sale | 11,100 | 255.7115 USD | ||||
| ORD | Sale | 15,537 | 51.0448 GBP | ||||
| ORD | Sale | 19,908 | 51.1410 GBP | ||||
| ORD | Sale | 23,147 | 51.2166 GBP | ||||
| ORD | Sale | 26,008 | 51.2720 GBP | ||||
| ORD | Sale | 27,763 | 51.1962 GBP | ||||
| ORD | Sale | 29,729 | 51.1057 GBP | ||||
| ORD | Sale | 34,804 | 51.1711 GBP | ||||
| ORD | Sale | 41,467 | 51.1402 GBP | ||||
| ORD | Sale | 49,404 | 51.1035 GBP | ||||
| ORD (traded as ADR) | Sale | 60,567 | 253.8533 USD | ||||
| ORD (traded as ADR) | Sale | 75,000 | 253.5694 USD | ||||
| ORD (traded as ADR) | Sale | 96,975 | 255.8528 USD | ||||
| ORD (traded as ADR) | Sale | 96,975 | 255.8529 USD | ||||
| ORD | Sale | 106,484 | 51.3177 GBP | ||||
| ORD | Sale | 138,698 | 51.1078 GBP |
(b) Derivatives transactions (other than options)
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | CFD | Long | 414 | 51.0915 GBP | |||||
| ORD | CFD | Long | 1,531 | 51.5284 GBP | |||||
| ORD | SWAP | Long | 9,631 | 51.2059 GBP | |||||
| ORD | CFD | Long | 15,904 | 51.1804 GBP | |||||
| ORD | CFD | Short | 720 | 51.8546 GBP | |||||
| ORD | CFD | Short | 1,327 | 51.7019 GBP | |||||
| ORD | SWAP | Short | 1,860 | 51.5571 GBP | |||||
| ORD | CFD | Short | 4,972 | 51.3337 GBP | |||||
| ORD | SWAP | Short | 8,632 | 51.1997 GBP | |||||
| ORD | CFD | Short | 23,915 | 51.3091 GBP | |||||
| ORD | SWAP | Short | 77,223 | 51.2092 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Put Options | Purchasing | 25,000 | 220 USD | American | 18 Oct 2014 | 2.8000 USD | ||||||||
| ADR | Put Options | Purchasing | 25,000 | 240 USD | American | 18 Oct 2014 | 5.5000 USD | ||||||||
| ADR | Put Options | Purchasing | 10,000 | 245 USD | American | 18 Oct 2014 | 6.0000 USD | ||||||||
| ADR | Put Options | Selling | 115,700 | 220 USD | American | 18 Oct 2014 | 2.8000 USD |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | yes |
| Date of disclosure: | 25 September 2014 | |
| Contact name: | Rajesh Muthanna | |
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of person whose open positions are being disclosed: | Barclays PLC. | |
| Name of offeror/offeree in relation to whose relevant securities the disclosure relates: | SHIRE PLC |
2. OPTIONS AND DERIVATIVES
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ADR | Put Options | Purchased | -300 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -2,900 | 185.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -900 | 210.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -200 | 220.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -26,600 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -10,000 | 245.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -1,100 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -300 | 265.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -600 | 270.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 275.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Purchased | -2,000 | 285.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 290.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Purchased | -1,100 | 300.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Written | 1,000 | 100.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 130.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 145.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 150.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,100 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 500 | 170.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 6,100 | 175.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,500 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 190.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 700 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 5,100 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 205.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 13,100 | 215.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 30,700 | 220.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,000 | 220.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Written | 1,700 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 2,700 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 235.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 2,200 | 245.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 275.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 280.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 280.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Purchased | 1,800 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,000 | 215.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 15,900 | 225.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 2,800 | 225.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 6,000 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 3,600 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,000 | 250.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 200 | 255.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 8,300 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 15,600 | 260.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 3,000 | 265.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 10,300 | 265.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 270.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 374,600 | 270.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 3,300 | 275.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 1,500 | 280.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 285.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 300.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 305.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Written | -1,200 | 155.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,200 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -5,800 | 175.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 180.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -200 | 185.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,100 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,300 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 195.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,300 | 195.0000 | American | 15 Jan 2016 | |||||||
| ADR | Call Options | Written | -2,000 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 210.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -300 | 210.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -57,600 | 220.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -300 | 220.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -8,400 | 225.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,900 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -3,500 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,000 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,800 | 235.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -100 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -99,200 | 240.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -4,800 | 245.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -23,700 | 250.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -372,700 | 255.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -100 | 320.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -400 | 330.0000 | American | 17 Jan 2015 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2014
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