9th Oct 2014 14:15
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Identity of the person whose positions/dealings are being disclosed: | Barclays PLC. | |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient | ||
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SHIRE PLC | |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
| (e) Date position held/dealing undertaken: | 8 October 2014 | |
| (f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer? | YES: ABBVIE INC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 11,720,049 | 1.99% | 4,672,913 | 0.79% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 2,116,631 | 0.36% | 5,028,606 | 0.85% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 1,659,300 | 0.28% | 2,359,536 | 0.40% | |||||||
| (4) | |||||||||||
| TOTAL: | 15,495,980 | 2.63% | 12,061,055 | 2.04% |
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||
| security | securities | ||||||||
| ORD | Purchase | 33 | 52.6450 GBP | ||||||
| ORD (traded as ADR) | Purchase | 33 | 254.7797 USD | ||||||
| ORD (traded as ADR) | Purchase | 33 | 254.8200 USD | ||||||
| ORD (traded as ADR) | Purchase | 57 | 260.7800 USD | ||||||
| ORD (traded as ADR) | Purchase | 60 | 255.2900 USD | ||||||
| ORD | Purchase | 67 | 52.4250 GBP | ||||||
| ORD | Purchase | 67 | 52.9250 GBP | ||||||
| ORD (traded as ADR) | Purchase | 90 | 260.8700 USD | ||||||
| ORD | Purchase | 97 | 52.7250 GBP | ||||||
| ORD | Purchase | 99 | 52.6000 GBP | ||||||
| ORD | Purchase | 136 | 52.4000 GBP | ||||||
| ORD | Purchase | 140 | 52.8114 GBP | ||||||
| ORD | Purchase | 144 | 53.0750 GBP | ||||||
| ORD | Purchase | 150 | 52.5250 GBP | ||||||
| ORD | Purchase | 160 | 52.7750 GBP | ||||||
| ORD | Purchase | 160 | 52.9750 GBP | ||||||
| ORD | Purchase | 170 | 52.7142 GBP | ||||||
| ORD | Purchase | 181 | 52.5000 GBP | ||||||
| ORD | Purchase | 300 | 53.1500 GBP | ||||||
| ORD (traded as ADR) | Purchase | 300 | 257.8300 USD | ||||||
| ORD (traded as ADR) | Purchase | 300 | 259.0500 USD | ||||||
| ORD (traded as ADR) | Purchase | 300 | 260.3400 USD | ||||||
| ORD (traded as ADR) | Purchase | 300 | 260.3800 USD | ||||||
| ORD (traded as ADR) | Purchase | 300 | 260.4300 USD | ||||||
| ORD (traded as ADR) | Purchase | 300 | 260.4500 USD | ||||||
| ORD (traded as ADR) | Purchase | 300 | 260.6700 USD | ||||||
| ORD | Purchase | 350 | 52.7000 GBP | ||||||
| ORD (traded as ADR) | Purchase | 366 | 259.3958 USD | ||||||
| ORD | Purchase | 400 | 52.9500 GBP | ||||||
| ORD | Purchase | 415 | 52.8073 GBP | ||||||
| ORD | Purchase | 416 | 52.9105 GBP | ||||||
| ORD | Purchase | 445 | 52.8158 GBP | ||||||
| ORD | Purchase | 462 | 53.0525 GBP | ||||||
| ORD | Purchase | 488 | 53.0000 GBP | ||||||
| ORD (traded as ADR) | Purchase | 600 | 259.0900 USD | ||||||
| ORD (traded as ADR) | Purchase | 600 | 260.7153 USD | ||||||
| ORD (traded as ADR) | Purchase | 636 | 260.4407 USD | ||||||
| ORD | Purchase | 679 | 52.9990 GBP | ||||||
| ORD | Purchase | 724 | 52.5500 GBP | ||||||
| ORD | Purchase | 858 | 52.8000 GBP | ||||||
| ORD (traded as ADR) | Purchase | 900 | 260.6500 USD | ||||||
| ORD (traded as ADR) | Purchase | 900 | 260.9333 USD | ||||||
| ORD (traded as ADR) | Purchase | 1,200 | 260.3432 USD | ||||||
| ORD | Purchase | 1,244 | 52.8917 GBP | ||||||
| ORD (traded as ADR) | Purchase | 1,269 | 258.6315 USD | ||||||
| ORD (traded as ADR) | Purchase | 1,299 | 256.3076 USD | ||||||
| ORD | Purchase | 1,339 | 52.8995 GBP | ||||||
| ORD | Purchase | 1,490 | 52.6500 GBP | ||||||
| ORD (traded as ADR) | Purchase | 1,500 | 256.3180 USD | ||||||
| ORD (traded as ADR) | Purchase | 1,500 | 258.5400 USD | ||||||
| ORD | Purchase | 1,549 | 52.7500 GBP | ||||||
| ORD (traded as ADR) | Purchase | 1,800 | 259.4050 USD | ||||||
| ORD (traded as ADR) | Purchase | 2,100 | 257.6685 USD | ||||||
| ORD (traded as ADR) | Purchase | 2,400 | 256.1767 USD | ||||||
| ORD (traded as ADR) | Purchase | 2,400 | 261.0762 USD | ||||||
| ORD (traded as ADR) | Purchase | 3,000 | 260.9272 USD | ||||||
| ORD (traded as ADR) | Purchase | 3,600 | 260.7933 USD | ||||||
| ORD | Purchase | 3,853 | 52.8500 GBP | ||||||
| ORD (traded as ADR) | Purchase | 3,900 | 258.4338 USD | ||||||
| ORD (traded as ADR) | Purchase | 4,035 | 257.8920 USD | ||||||
| ORD (traded as ADR) | Purchase | 4,200 | 259.4847 USD | ||||||
| ORD (traded as ADR) | Purchase | 5,400 | 256.9864 USD | ||||||
| ORD (traded as ADR) | Purchase | 6,000 | 258.5165 USD | ||||||
| ORD | Purchase | 6,261 | 52.8695 GBP | ||||||
| ORD | Purchase | 7,411 | 52.8064 GBP | ||||||
| ORD (traded as ADR) | Purchase | 7,776 | 259.8562 USD | ||||||
| ORD (traded as ADR) | Purchase | 10,200 | 257.2151 USD | ||||||
| ORD (traded as ADR) | Purchase | 11,850 | 259.4130 USD | ||||||
| ORD | Purchase | 11,958 | 53.0500 GBP | ||||||
| ORD (traded as ADR) | Purchase | 12,300 | 258.9371 USD | ||||||
| ORD (traded as ADR) | Purchase | 13,302 | 257.2841 USD | ||||||
| ORD (traded as ADR) | Purchase | 13,422 | 258.1513 USD | ||||||
| ORD (traded as ADR) | Purchase | 14,400 | 257.7848 USD | ||||||
| ORD | Purchase | 14,630 | 52.8278 GBP | ||||||
| ORD (traded as ADR) | Purchase | 16,200 | 258.0081 USD | ||||||
| ORD (traded as ADR) | Purchase | 18,492 | 259.1546 USD | ||||||
| ORD | Purchase | 19,628 | 52.7635 GBP | ||||||
| ORD | Purchase | 21,565 | 52.6964 GBP | ||||||
| ORD | Purchase | 22,343 | 52.9320 GBP | ||||||
| ORD (traded as ADR) | Purchase | 24,675 | 259.4103 USD | ||||||
| ORD | Purchase | 30,610 | 52.6301 GBP | ||||||
| ORD (traded as ADR) | Purchase | 35,064 | 257.1984 USD | ||||||
| ORD | Purchase | 89,894 | 52.9004 GBP | ||||||
| ORD | Purchase | 91,752 | 52.8824 GBP | ||||||
| ORD (traded as ADR) | Purchase | 134,286 | 258.9475 USD | ||||||
| ORD (traded as ADR) | Purchase | 225,000 | 258.5150 USD | ||||||
| ORD | Sale | 33 | 52.6450 GBP | ||||||
| ORD (traded as ADR) | Sale | 60 | 255.2900 USD | ||||||
| ORD | Sale | 67 | 52.4250 GBP | ||||||
| ORD | Sale | 67 | 52.9250 GBP | ||||||
| ORD | Sale | 97 | 52.7250 GBP | ||||||
| ORD | Sale | 136 | 52.4000 GBP | ||||||
| ORD | Sale | 144 | 53.0750 GBP | ||||||
| ORD | Sale | 150 | 52.5250 GBP | ||||||
| ORD | Sale | 160 | 52.9750 GBP | ||||||
| ORD | Sale | 181 | 52.5000 GBP | ||||||
| ORD (traded as ADR) | Sale | 300 | 255.9100 USD | ||||||
| ORD (traded as ADR) | Sale | 300 | 256.0400 USD | ||||||
| ORD (traded as ADR) | Sale | 300 | 256.0600 USD | ||||||
| ORD (traded as ADR) | Sale | 300 | 257.5600 USD | ||||||
| ORD (traded as ADR) | Sale | 300 | 260.2600 USD | ||||||
| ORD (traded as ADR) | Sale | 300 | 260.4650 USD | ||||||
| ORD (traded as ADR) | Sale | 300 | 260.7000 USD | ||||||
| ORD (traded as ADR) | Sale | 300 | 260.7820 USD | ||||||
| ORD (traded as ADR) | Sale | 300 | 261.2600 USD | ||||||
| ORD | Sale | 308 | 52.8000 GBP | ||||||
| ORD | Sale | 350 | 52.7000 GBP | ||||||
| ORD (traded as ADR) | Sale | 378 | 260.6500 USD | ||||||
| ORD | Sale | 400 | 52.9500 GBP | ||||||
| ORD | Sale | 415 | 52.8500 GBP | ||||||
| ORD | Sale | 488 | 53.0000 GBP | ||||||
| ORD | Sale | 586 | 53.0259 GBP | ||||||
| ORD (traded as ADR) | Sale | 600 | 256.0650 USD | ||||||
| ORD (traded as ADR) | Sale | 600 | 258.6750 USD | ||||||
| ORD (traded as ADR) | Sale | 600 | 259.0750 USD | ||||||
| ORD (traded as ADR) | Sale | 702 | 256.1342 USD | ||||||
| ORD | Sale | 724 | 52.5500 GBP | ||||||
| ORD | Sale | 755 | 52.7412 GBP | ||||||
| ORD (traded as ADR) | Sale | 834 | 261.2117 USD | ||||||
| ORD (traded as ADR) | Sale | 900 | 257.1300 USD | ||||||
| ORD (traded as ADR) | Sale | 900 | 257.7300 USD | ||||||
| ORD (traded as ADR) | Sale | 900 | 260.6800 USD | ||||||
| ORD (traded as ADR) | Sale | 900 | 260.8517 USD | ||||||
| ORD (traded as ADR) | Sale | 900 | 261.0967 USD | ||||||
| ORD (traded as ADR) | Sale | 1,200 | 259.0625 USD | ||||||
| ORD | Sale | 1,418 | 52.8278 GBP | ||||||
| ORD | Sale | 1,462 | 52.6000 GBP | ||||||
| ORD | Sale | 1,466 | 52.6629 GBP | ||||||
| ORD (traded as ADR) | Sale | 1,500 | 256.2620 USD | ||||||
| ORD (traded as ADR) | Sale | 1,500 | 260.6784 USD | ||||||
| ORD (traded as ADR) | Sale | 1,500 | 261.0300 USD | ||||||
| ORD | Sale | 1,549 | 52.7500 GBP | ||||||
| ORD (traded as ADR) | Sale | 1,800 | 260.3300 USD | ||||||
| ORD | Sale | 1,871 | 52.6801 GBP | ||||||
| ORD | Sale | 1,952 | 52.7750 GBP | ||||||
| ORD (traded as ADR) | Sale | 2,322 | 260.8628 USD | ||||||
| ORD (traded as ADR) | Sale | 2,580 | 259.7052 USD | ||||||
| ORD (traded as ADR) | Sale | 2,649 | 256.0437 USD | ||||||
| ORD | Sale | 2,676 | 52.6500 GBP | ||||||
| ORD (traded as ADR) | Sale | 2,700 | 258.8216 USD | ||||||
| ORD (traded as ADR) | Sale | 2,700 | 260.3803 USD | ||||||
| ORD | Sale | 2,710 | 52.7140 GBP | ||||||
| ORD (traded as ADR) | Sale | 3,078 | 257.9250 USD | ||||||
| ORD (traded as ADR) | Sale | 3,102 | 259.0776 USD | ||||||
| ORD | Sale | 3,512 | 52.8431 GBP | ||||||
| ORD | Sale | 4,068 | 52.9756 GBP | ||||||
| ORD | Sale | 4,407 | 52.8255 GBP | ||||||
| ORD (traded as ADR) | Sale | 5,400 | 260.8772 USD | ||||||
| ORD (traded as ADR) | Sale | 5,457 | 260.6651 USD | ||||||
| ORD | Sale | 5,636 | 52.7871 GBP | ||||||
| ORD (traded as ADR) | Sale | 5,700 | 257.9374 USD | ||||||
| ORD (traded as ADR) | Sale | 6,012 | 259.3254 USD | ||||||
| ORD (traded as ADR) | Sale | 6,042 | 257.2556 USD | ||||||
| ORD (traded as ADR) | Sale | 6,651 | 257.2841 USD | ||||||
| ORD | Sale | 8,465 | 52.8616 GBP | ||||||
| ORD | Sale | 8,979 | 52.7539 GBP | ||||||
| ORD (traded as ADR) | Sale | 10,800 | 256.9864 USD | ||||||
| ORD | Sale | 14,360 | 52.8550 GBP | ||||||
| ORD | Sale | 15,117 | 52.8282 GBP | ||||||
| ORD | Sale | 16,781 | 52.6825 GBP | ||||||
| ORD (traded as ADR) | Sale | 17,100 | 258.2891 USD | ||||||
| ORD | Sale | 17,531 | 52.7642 GBP | ||||||
| ORD | Sale | 24,167 | 52.8870 GBP | ||||||
| ORD | Sale | 27,054 | 53.0500 GBP | ||||||
| ORD | Sale | 37,954 | 52.7965 GBP | ||||||
| ORD | Sale | 40,367 | 52.9136 GBP | ||||||
| ORD (traded as ADR) | Sale | 40,722 | 259.2344 USD | ||||||
| ORD | Sale | 68,817 | 52.8916 GBP | ||||||
| ORD (traded as ADR) | Sale | 225,000 | 258.5150 USD | ||||||
| (b) | Derivatives transactions (other than options) | ||||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | CFD | Long | 330 | 52.7290 GBP | |||||
| ORD | SWAP | Long | 642 | 52.6494 GBP | |||||
| ORD | CFD | Long | 755 | 52.7412 GBP | |||||
| ORD | SWAP | Long | 1,871 | 52.6801 GBP | |||||
| ORD | CFD | Long | 3,738 | 52.9974 GBP | |||||
| ORD | SWAP | Long | 4,610 | 52.7792 GBP | |||||
| ORD | CFD | Long | 8,542 | 52.8124 GBP | |||||
| ORD | SWAP | Short | 1,820 | 52.9725 GBP | |||||
| ORD | CFD | Short | 4,551 | 53.0547 GBP | |||||
| ORD | SWAP | Short | 4,686 | 52.7814 GBP | |||||
| ORD | SWAP | Short | 20,991 | 52.8125 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Selling | 20,600 | 250 USD | American | 18 Oct 2014 | 11.4186 USD | ||||||||
| ADR | Call Options | Selling | 100 | 255 USD | American | 17 Apr 2015 | 21.4000 USD | ||||||||
| ADR | Put Options | Selling | 100 | 225 USD | American | 17 Apr 2015 | 8.5000 USD |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? |
| Date of disclosure: | 9 October 2014 |
| Contact name: | Rajesh Muthanna |
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of person whose open positions are being disclosed: | |
| Name of offeror/offeree in relation to whose relevant securities the disclosure relates: |
2. OPTIONS AND DERIVATIVES
| Class of relevant security | Product description e.g. call option | Written or purchased | Number of securities to which option or derivative relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of person whose open positions are being disclosed: | Barclays PLC. |
| Name of offeror/offeree in relation to whose relevant securities the disclosure relates: | SHIRE PLC |
2. OPTIONS AND DERIVATIVES
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ADR | Put Options | Purchased | -300 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -2,900 | 185.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -800 | 190.0000 | American | 22 Nov 2014 | |||||||
| ADR | Put Options | Purchased | -900 | 210.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -26,600 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -10,000 | 245.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -10,000 | 250.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -22,600 | 250.0000 | American | 22 Nov 2014 | |||||||
| ADR | Put Options | Purchased | -33,300 | 252.5000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -30,600 | 255.0000 | American | 22 Nov 2014 | |||||||
| ADR | Put Options | Purchased | -9,100 | 257.5000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -1,100 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -300 | 265.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -600 | 270.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 275.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Purchased | -2,000 | 285.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 290.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Purchased | -1,100 | 300.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Written | 1,000 | 100.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 130.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 2,800 | 140.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 145.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 150.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,100 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 500 | 170.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 6,100 | 175.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,500 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 190.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 700 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 5,100 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 205.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 13,100 | 215.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 30,700 | 220.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 2,400 | 220.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 1,000 | 220.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Written | 100 | 225.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Written | 1,700 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 2,700 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 235.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 2,200 | 245.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 265.0000 | American | 15 Jan 2016 | |||||||
| ADR | Put Options | Written | 300 | 275.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 280.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 280.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Purchased | 1,800 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,000 | 215.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 15,900 | 225.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 2,800 | 225.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 225.0000 | American | 15 Jan 2016 | |||||||
| ADR | Call Options | Purchased | 6,000 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 230.0000 | American | 15 Jan 2016 | |||||||
| ADR | Call Options | Purchased | 3,600 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 100 | 235.0000 | American | 15 Jan 2016 | |||||||
| ADR | Call Options | Purchased | 20,000 | 245.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,900 | 250.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 200 | 255.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 8,300 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 15,600 | 260.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 3,000 | 265.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 10,300 | 265.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 270.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 374,600 | 270.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 5,000 | 275.0000 | American | 22 Nov 2014 | |||||||
| ADR | Call Options | Purchased | 3,300 | 275.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 4,000 | 280.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 285.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 300.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 305.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Written | -1,200 | 155.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,200 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -5,800 | 175.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 180.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -200 | 185.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,100 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,300 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 195.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,300 | 195.0000 | American | 15 Jan 2016 | |||||||
| ADR | Call Options | Written | -2,000 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 210.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -300 | 210.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -57,600 | 220.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -300 | 220.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -8,400 | 225.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,900 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -3,500 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,000 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,800 | 235.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -100 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -99,200 | 240.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -4,800 | 245.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,042 | 250.0000 | American | 17 Oct 2014 | |||||||
| ADR | Call Options | Written | -1,670 | 250.0000 | American | 21 Nov 2014 | |||||||
| ADR | Call Options | Written | -31,000 | 250.0000 | American | 22 Nov 2014 | |||||||
| ADR | Call Options | Written | -23,700 | 250.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -372,700 | 255.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -200 | 255.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Written | -2,500 | 265.0000 | American | 22 Nov 2014 | |||||||
| ADR | Call Options | Written | -100 | 290.0000 | American | 20 Jan 2017 | |||||||
| ADR | Call Options | Written | -100 | 320.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -400 | 330.0000 | American | 17 Jan 2015 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2014
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