2nd Oct 2018 12:24
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 01 October 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 4,098,639 | 0.45% | 2,506,228 | 0.27% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 318,876 | 0.03% | 3,108,481 | 0.34% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 203,300 | 0.02% | 282,000 | 0.03% | |||||||
| TOTAL: | 4,620,815 | 0.51% | 5,896,709 | 0.64% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 5p ordinary | Purchase | 12 | 45.9050 GBP | ||||
| 5p ordinary | Purchase | 27 | 45.7200 GBP | ||||
| 5p ordinary | Purchase | 53 | 45.6800 GBP | ||||
| 5p ordinary | Purchase | 57 | 45.9750 GBP | ||||
| 5p ordinary | Purchase | 65 | 45.7550 GBP | ||||
| 5p ordinary | Purchase | 79 | 46.0245 GBP | ||||
| 5p ordinary | Purchase | 106 | 45.6715 GBP | ||||
| 5p ordinary | Purchase | 120 | 45.9550 GBP | ||||
| 5p ordinary | Purchase | 124 | 45.9350 GBP | ||||
| 5p ordinary | Purchase | 129 | 45.9300 GBP | ||||
| 5p ordinary | Purchase | 142 | 45.6766 GBP | ||||
| 5p ordinary | Purchase | 270 | 45.7480 GBP | ||||
| 5p ordinary | Purchase | 335 | 45.9279 GBP | ||||
| 5p ordinary | Purchase | 492 | 45.6077 GBP | ||||
| 5p ordinary | Purchase | 578 | 45.7005 GBP | ||||
| 5p ordinary | Purchase | 1,286 | 45.9156 GBP | ||||
| 5p ordinary | Purchase | 1,573 | 45.6515 GBP | ||||
| 5p ordinary | Purchase | 1,659 | 45.7603 GBP | ||||
| 5p ordinary | Purchase | 1,837 | 45.4350 GBP | ||||
| 5p ordinary | Purchase | 3,795 | 45.8269 GBP | ||||
| 5p ordinary | Purchase | 6,427 | 45.8499 GBP | ||||
| 5p ordinary | Purchase | 7,065 | 45.4460 GBP | ||||
| 5p ordinary | Purchase | 8,978 | 45.8538 GBP | ||||
| 5p ordinary | Purchase | 10,662 | 45.4755 GBP | ||||
| 5p ordinary | Purchase | 18,450 | 45.4586 GBP | ||||
| 5p ordinary | Purchase | 22,189 | 45.4329 GBP | ||||
| 5p ordinary | Purchase | 34,727 | 45.8392 GBP | ||||
| 5p ordinary | Purchase | 36,337 | 45.4815 GBP | ||||
| 5p ordinary | Purchase | 114,181 | 45.6016 GBP | ||||
| 5p ordinary | Sale | 3 | 45.4650 GBP | ||||
| 5p ordinary | Sale | 9 | 45.8816 GBP | ||||
| 5p ordinary | Sale | 27 | 45.7200 GBP | ||||
| 5p ordinary | Sale | 57 | 45.9750 GBP | ||||
| 5p ordinary | Sale | 65 | 45.7550 GBP | ||||
| 5p ordinary | Sale | 65 | 45.5250 GBP | ||||
| 5p ordinary | Sale | 85 | 45.6232 GBP | ||||
| 5p ordinary | Sale | 124 | 45.9350 GBP | ||||
| 5p ordinary | Sale | 129 | 45.9300 GBP | ||||
| 5p ordinary | Sale | 147 | 45.8534 GBP | ||||
| 5p ordinary | Sale | 147 | 45.5550 GBP | ||||
| 5p ordinary | Sale | 163 | 45.9516 GBP | ||||
| 5p ordinary | Sale | 241 | 45.8787 GBP | ||||
| 5p ordinary | Sale | 274 | 45.5574 GBP | ||||
| 5p ordinary | Sale | 274 | 45.9875 GBP | ||||
| 5p ordinary | Sale | 300 | 45.5688 GBP | ||||
| 5p ordinary | Sale | 305 | 45.6770 GBP | ||||
| 5p ordinary | Sale | 343 | 45.7171 GBP | ||||
| 5p ordinary | Sale | 368 | 45.9283 GBP | ||||
| 5p ordinary | Sale | 743 | 45.6492 GBP | ||||
| 5p ordinary | Sale | 916 | 45.7988 GBP | ||||
| 5p ordinary | Sale | 2,335 | 45.9568 GBP | ||||
| 5p ordinary | Sale | 3,795 | 45.8269 GBP | ||||
| 5p ordinary | Sale | 5,502 | 45.8557 GBP | ||||
| 5p ordinary | Sale | 5,552 | 45.6088 GBP | ||||
| 5p ordinary | Sale | 7,288 | 45.6360 GBP | ||||
| 5p ordinary | Sale | 8,978 | 45.8538 GBP | ||||
| 5p ordinary | Sale | 23,555 | 45.4376 GBP | ||||
| 5p ordinary | Sale | 29,381 | 45.4350 GBP | ||||
| 5p ordinary | Sale | 34,089 | 45.8453 GBP | ||||
| 5p ordinary | Sale | 39,550 | 45.7211 GBP | ||||
| 5p ordinary | Sale | 87,894 | 45.6420 GBP | ||||
| 5p ordinary | Sale | 1,201,395 | 46.0000 GBP | ||||
| ADR | Purchase | 1 | 178.0300 USD | ||||
| ADR | Purchase | 30 | 179.0900 USD | ||||
| ADR | Purchase | 100 | 177.9900 USD | ||||
| ADR | Purchase | 100 | 178.0700 USD | ||||
| ADR | Purchase | 100 | 178.0800 USD | ||||
| ADR | Purchase | 200 | 178.6050 USD | ||||
| ADR | Purchase | 200 | 177.9400 USD | ||||
| ADR | Purchase | 200 | 178.1575 USD | ||||
| ADR | Purchase | 200 | 178.0500 USD | ||||
| ADR | Purchase | 300 | 178.8133 USD | ||||
| ADR | Purchase | 400 | 177.8925 USD | ||||
| ADR | Purchase | 626 | 178.1191 USD | ||||
| ADR | Purchase | 800 | 178.2678 USD | ||||
| ADR | Purchase | 1,000 | 177.8910 USD | ||||
| ADR | Purchase | 1,020 | 178.1134 USD | ||||
| ADR | Purchase | 1,100 | 179.2090 USD | ||||
| ADR | Purchase | 1,800 | 178.0573 USD | ||||
| ADR | Purchase | 2,155 | 178.1939 USD | ||||
| ADR | Purchase | 2,523 | 178.3094 USD | ||||
| ADR | Purchase | 2,900 | 178.1036 USD | ||||
| ADR | Purchase | 3,800 | 178.1367 USD | ||||
| ADR | Purchase | 4,642 | 178.1407 USD | ||||
| ADR | Purchase | 6,809 | 177.9956 USD | ||||
| ADR | Sale | 1 | 178.0300 USD | ||||
| ADR | Sale | 25 | 178.0900 USD | ||||
| ADR | Sale | 30 | 179.0900 USD | ||||
| ADR | Sale | 100 | 178.1900 USD | ||||
| ADR | Sale | 100 | 178.0200 USD | ||||
| ADR | Sale | 100 | 178.1100 USD | ||||
| ADR | Sale | 500 | 178.1225 USD | ||||
| ADR | Sale | 510 | 178.1134 USD | ||||
| ADR | Sale | 700 | 178.2600 USD | ||||
| ADR | Sale | 1,117 | 178.2131 USD | ||||
| ADR | Sale | 1,500 | 178.1713 USD | ||||
| ADR | Sale | 2,000 | 178.0551 USD | ||||
| ADR | Sale | 2,700 | 178.0785 USD | ||||
| ADR | Sale | 2,710 | 178.1142 USD | ||||
| ADR | Sale | 2,981 | 178.1757 USD | ||||
| ADR | Sale | 3,300 | 178.1389 USD | ||||
| ADR | Sale | 4,223 | 178.5886 USD |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | SWAP | Long | 15 | 45.5953 GBP | |||||
| 5p ordinary | SWAP | Long | 18 | 45.9577 GBP | |||||
| 5p ordinary | SWAP | Long | 80 | 45.6688 GBP | |||||
| 5p ordinary | CFD | Long | 163 | 45.9516 GBP | |||||
| 5p ordinary | SWAP | Long | 240 | 45.9432 GBP | |||||
| 5p ordinary | CFD | Long | 274 | 45.5574 GBP | |||||
| 5p ordinary | SWAP | Long | 300 | 45.5688 GBP | |||||
| 5p ordinary | CFD | Long | 829 | 45.4761 GBP | |||||
| 5p ordinary | SWAP | Long | 1,698 | 45.4747 GBP | |||||
| 5p ordinary | CFD | Long | 5,552 | 45.6088 GBP | |||||
| 5p ordinary | CFD | Long | 7,288 | 45.6360 GBP | |||||
| 5p ordinary | SWAP | Long | 7,760 | 45.9584 GBP | |||||
| 5p ordinary | SWAP | Long | 10,351 | 45.8555 GBP | |||||
| 5p ordinary | SWAP | Long | 10,580 | 45.4350 GBP | |||||
| 5p ordinary | CFD | Long | 27,839 | 45.6533 GBP | |||||
| 5p ordinary | CFD | Short | 79 | 46.0245 GBP | |||||
| 5p ordinary | CFD | Short | 759 | 45.4418 GBP | |||||
| 5p ordinary | CFD | Short | 1,659 | 45.7603 GBP | |||||
| 5p ordinary | CFD | Short | 3,280 | 45.4325 GBP | |||||
| 5p ordinary | SWAP | Short | 3,438 | 45.4350 GBP | |||||
| 5p ordinary | CFD | Short | 3,785 | 45.4576 GBP | |||||
| 5p ordinary | CFD | Short | 6,427 | 45.8499 GBP | |||||
| 5p ordinary | CFD | Short | 10,662 | 45.4755 GBP | |||||
| 5p ordinary | SWAP | Short | 16,128 | 45.4900 GBP | |||||
| 5p ordinary | CFD | Short | 18,450 | 45.4586 GBP | |||||
| 5p ordinary | SWAP | Short | 40,382 | 45.5035 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 300 | 190 USD | American | 18 Jan 2019 | 3.2300 USD | ||||||||
| ADR | Call Options | Purchasing | 1,700 | 195 USD | American | 18 Jan 2019 | 1.5729 USD | ||||||||
| ADR | Call Options | Purchasing | 3,600 | 200 USD | American | 18 Jan 2019 | 1.0586 USD | ||||||||
| ADR | Call Options | Selling | 100 | 170 USD | American | 18 Apr 2019 | 18.0000 USD | ||||||||
| ADR | Call Options | Selling | 2,300 | 180 USD | American | 18 Jan 2019 | 8.1721 USD | ||||||||
| ADR | Call Options | Selling | 6,500 | 185 USD | American | 18 Jan 2019 | 5.8121 USD | ||||||||
| ADR | Put Options | Purchasing | 15,000 | 178 USD | American | 5 Oct 2018 | 0.9333 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 2 Oct 2018 | ||
| Contact name: | Large Holdings Regulatory Operations | ||
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 160.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 210.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 190.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 130.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,200 | 165.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 1,200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,200 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 2,400 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 3,700 | 185.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 5,000 | 195.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 8,100 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -12,600 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -6,000 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -4,200 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -4,100 | 180.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -2,700 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,100 | 210.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -900 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -800 | 160.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -500 | 160.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 170.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -100 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -100 | 173.0000 | American | 12 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -44,000 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -15,000 | 178.0000 | American | 5 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -8,900 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -8,600 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -6,600 | 165.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -4,600 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,000 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,100 | 150.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 70.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 100.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 500 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,000 | 155.0000 | American | 5 Oct 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,300 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 5,300 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 10,000 | 160.0000 | American | 19 Jul 2019 | |||||||
| ADR | Put Options | Written | 18,300 | 155.0000 | American | 19 Oct 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20181002005513/en/
Copyright Business Wire 2018
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