17th May 2018 12:57
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 16 May 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 8,587,536 | 0.94% | 3,017,391 | 0.33% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 335,309 | 0.04% | 4,373,860 | 0.48% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 357,400 | 0.04% | 689,200 | 0.08% | |||||||
| (4) | |||||||||||
| TOTAL: | 9,280,245 | 1.02% | 8,080,451 | 0.89% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 9 | 171.1744 USD | ||||
| ADR | Purchase | 13 | 172.5000 USD | ||||
| ADR | Purchase | 18 | 172.9500 USD | ||||
| ADR | Purchase | 40 | 172.1675 USD | ||||
| ADR | Purchase | 80 | 172.7100 USD | ||||
| ADR | Purchase | 93 | 170.9000 USD | ||||
| ADR | Purchase | 100 | 170.5850 USD | ||||
| ADR | Purchase | 100 | 172.7700 USD | ||||
| ADR | Purchase | 100 | 172.3300 USD | ||||
| 5p ordinary | Purchase | 114 | 42.1186 GBP | ||||
| 5p ordinary | Purchase | 121 | 42.3200 GBP | ||||
| 5p ordinary | Purchase | 130 | 42.1545 GBP | ||||
| ADR | Purchase | 200 | 170.9650 USD | ||||
| ADR | Purchase | 200 | 171.8750 USD | ||||
| ADR | Purchase | 200 | 172.5350 USD | ||||
| ADR | Purchase | 200 | 172.7830 USD | ||||
| ADR | Purchase | 200 | 172.7250 USD | ||||
| ADR | Purchase | 200 | 172.6100 USD | ||||
| ADR | Purchase | 200 | 171.0200 USD | ||||
| ADR | Purchase | 220 | 172.4518 USD | ||||
| 5p ordinary | Purchase | 274 | 42.0506 GBP | ||||
| ADR | Purchase | 300 | 172.0500 USD | ||||
| 5p ordinary | Purchase | 340 | 42.1839 GBP | ||||
| ADR | Purchase | 400 | 172.5950 USD | ||||
| ADR | Purchase | 490 | 172.2065 USD | ||||
| ADR | Purchase | 500 | 172.5750 USD | ||||
| 5p ordinary | Purchase | 503 | 42.0338 GBP | ||||
| 5p ordinary | Purchase | 538 | 42.2969 GBP | ||||
| ADR | Purchase | 713 | 170.7748 USD | ||||
| ADR | Purchase | 820 | 172.4037 USD | ||||
| 5p ordinary | Purchase | 848 | 42.1347 GBP | ||||
| ADR | Purchase | 1,046 | 172.6762 USD | ||||
| ADR | Purchase | 1,080 | 170.8140 USD | ||||
| ADR | Purchase | 1,195 | 172.6129 USD | ||||
| ADR | Purchase | 1,224 | 170.9481 USD | ||||
| ADR | Purchase | 1,239 | 172.4496 USD | ||||
| ADR | Purchase | 1,600 | 172.5175 USD | ||||
| 5p ordinary | Purchase | 1,766 | 42.2396 GBP | ||||
| ADR | Purchase | 2,098 | 172.6409 USD | ||||
| 5p ordinary | Purchase | 2,140 | 42.1673 GBP | ||||
| ADR | Purchase | 2,200 | 171.6918 USD | ||||
| ADR | Purchase | 2,278 | 173.1300 USD | ||||
| ADR | Purchase | 2,300 | 172.3166 USD | ||||
| 5p ordinary | Purchase | 2,857 | 42.1449 GBP | ||||
| ADR | Purchase | 3,300 | 172.2103 USD | ||||
| 5p ordinary | Purchase | 4,068 | 42.1042 GBP | ||||
| ADR | Purchase | 4,236 | 171.8855 USD | ||||
| ADR | Purchase | 4,260 | 172.4545 USD | ||||
| ADR | Purchase | 4,300 | 172.2459 USD | ||||
| ADR | Purchase | 4,719 | 171.3708 USD | ||||
| ADR | Purchase | 4,837 | 172.5434 USD | ||||
| ADR | Purchase | 5,200 | 171.5693 USD | ||||
| ADR | Purchase | 6,613 | 172.4182 USD | ||||
| 5p ordinary | Purchase | 7,944 | 42.0665 GBP | ||||
| ADR | Purchase | 8,300 | 172.3936 USD | ||||
| ADR | Purchase | 13,900 | 172.1171 USD | ||||
| 5p ordinary | Purchase | 15,401 | 42.1609 GBP | ||||
| ADR | Purchase | 18,150 | 171.5893 USD | ||||
| 5p ordinary | Purchase | 19,556 | 42.1190 GBP | ||||
| 5p ordinary | Purchase | 19,833 | 42.1503 GBP | ||||
| 5p ordinary | Purchase | 32,060 | 42.1561 GBP | ||||
| 5p ordinary | Purchase | 33,297 | 42.2778 GBP | ||||
| ADR | Purchase | 39,099 | 172.2575 USD | ||||
| 5p ordinary | Purchase | 39,974 | 42.1437 GBP | ||||
| 5p ordinary | Purchase | 178,317 | 42.1493 GBP | ||||
| 5p ordinary | Purchase | 309,838 | 42.1466 GBP | ||||
| ADR | Sale | 13 | 172.5000 USD | ||||
| ADR | Sale | 15 | 171.1300 USD | ||||
| ADR | Sale | 18 | 172.9500 USD | ||||
| ADR | Sale | 25 | 172.7900 USD | ||||
| ADR | Sale | 93 | 170.9000 USD | ||||
| ADR | Sale | 100 | 171.8500 USD | ||||
| ADR | Sale | 100 | 170.7050 USD | ||||
| ADR | Sale | 100 | 170.0000 USD | ||||
| 5p ordinary | Sale | 100 | 42.1150 GBP | ||||
| ADR | Sale | 100 | 172.5800 USD | ||||
| ADR | Sale | 198 | 172.6359 USD | ||||
| ADR | Sale | 200 | 171.0200 USD | ||||
| ADR | Sale | 200 | 171.4650 USD | ||||
| ADR | Sale | 300 | 170.7933 USD | ||||
| ADR | Sale | 313 | 170.7794 USD | ||||
| ADR | Sale | 400 | 172.3831 USD | ||||
| 5p ordinary | Sale | 447 | 42.0683 GBP | ||||
| ADR | Sale | 500 | 171.4380 USD | ||||
| ADR | Sale | 800 | 172.5462 USD | ||||
| 5p ordinary | Sale | 1,016 | 42.0320 GBP | ||||
| 5p ordinary | Sale | 1,084 | 42.0567 GBP | ||||
| ADR | Sale | 1,100 | 172.2736 USD | ||||
| ADR | Sale | 1,139 | 172.4425 USD | ||||
| ADR | Sale | 1,139 | 173.1300 USD | ||||
| ADR | Sale | 1,400 | 172.0600 USD | ||||
| ADR | Sale | 1,406 | 172.8110 USD | ||||
| ADR | Sale | 1,669 | 171.2656 USD | ||||
| 5p ordinary | Sale | 1,947 | 42.1141 GBP | ||||
| ADR | Sale | 2,080 | 172.2980 USD | ||||
| ADR | Sale | 2,100 | 171.6204 USD | ||||
| 5p ordinary | Sale | 2,257 | 42.1562 GBP | ||||
| ADR | Sale | 2,885 | 172.5543 USD | ||||
| ADR | Sale | 3,000 | 172.3422 USD | ||||
| 5p ordinary | Sale | 4,030 | 42.1028 GBP | ||||
| ADR | Sale | 4,038 | 172.4620 USD | ||||
| ADR | Sale | 4,837 | 172.5434 USD | ||||
| ADR | Sale | 5,400 | 171.8517 USD | ||||
| 5p ordinary | Sale | 6,085 | 42.1345 GBP | ||||
| ADR | Sale | 6,345 | 171.7400 USD | ||||
| 5p ordinary | Sale | 6,431 | 42.0617 GBP | ||||
| ADR | Sale | 6,941 | 172.3102 USD | ||||
| ADR | Sale | 7,500 | 172.2495 USD | ||||
| 5p ordinary | Sale | 7,863 | 42.1675 GBP | ||||
| ADR | Sale | 8,100 | 172.3980 USD | ||||
| 5p ordinary | Sale | 9,948 | 42.1258 GBP | ||||
| 5p ordinary | Sale | 10,197 | 42.1312 GBP | ||||
| 5p ordinary | Sale | 11,040 | 42.1869 GBP | ||||
| 5p ordinary | Sale | 19,570 | 42.2919 GBP | ||||
| 5p ordinary | Sale | 19,833 | 42.1503 GBP | ||||
| 5p ordinary | Sale | 19,835 | 42.1767 GBP | ||||
| ADR | Sale | 19,901 | 172.0518 USD | ||||
| 5p ordinary | Sale | 20,363 | 42.1600 GBP | ||||
| 5p ordinary | Sale | 25,082 | 42.1330 GBP | ||||
| ADR | Sale | 29,515 | 171.6579 USD | ||||
| 5p ordinary | Sale | 29,568 | 42.1618 GBP | ||||
| 5p ordinary | Sale | 32,973 | 42.1470 GBP | ||||
| 5p ordinary | Sale | 59,608 | 42.1336 GBP | ||||
| 5p ordinary | Sale | 69,018 | 42.1660 GBP | ||||
| 5p ordinary | Sale | 145,209 | 42.1478 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | SWAP | Long | 99 | 42.0665 GBP | |||||
| 5p ordinary | SWAP | Long | 149 | 42.0410 GBP | |||||
| 5p ordinary | SWAP | Long | 370 | 42.1938 GBP | |||||
| 5p ordinary | SWAP | Long | 855 | 42.1310 GBP | |||||
| 5p ordinary | SWAP | Long | 1,106 | 42.1390 GBP | |||||
| 5p ordinary | SWAP | Long | 1,453 | 42.1494 GBP | |||||
| 5p ordinary | CFD | Long | 2,257 | 42.1562 GBP | |||||
| 5p ordinary | SWAP | Long | 2,269 | 42.1348 GBP | |||||
| 5p ordinary | CFD | Long | 3,897 | 42.1382 GBP | |||||
| 5p ordinary | CFD | Long | 9,948 | 42.1258 GBP | |||||
| 5p ordinary | SWAP | Long | 29,987 | 42.1194 GBP | |||||
| 5p ordinary | CFD | Long | 57,023 | 42.1279 GBP | |||||
| 5p ordinary | SWAP | Short | 49 | 42.0842 GBP | |||||
| 5p ordinary | CFD | Short | 538 | 42.2969 GBP | |||||
| 5p ordinary | SWAP | Short | 640 | 42.1143 GBP | |||||
| 5p ordinary | CFD | Short | 832 | 42.0062 GBP | |||||
| 5p ordinary | CFD | Short | 1,052 | 42.2707 GBP | |||||
| 5p ordinary | CFD | Short | 1,766 | 42.2396 GBP | |||||
| 5p ordinary | CFD | Short | 7,944 | 42.0665 GBP | |||||
| 5p ordinary | SWAP | Short | 66,691 | 42.1600 GBP | |||||
| 5p ordinary | SWAP | Short | 99,304 | 42.1344 GBP | |||||
| ORD | CFD | Short | 178,317 | 42.1493 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Selling | 400 | 115 USD | American | 20 Jul 2018 | 58.5000 USD | ||||||||
| ADR | Call Options | Selling | 500 | 165 USD | American | 18 May 2018 | 7.7000 USD | ||||||||
| ADR | Put Options | Purchasing | 22,500 | 170 USD | American | 15 Jun 2018 | 3.4000 USD | ||||||||
| ADR | Put Options | Selling | 1,400 | 135 USD | American | 25 May 2018 | 0.0300 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 17 May 2018 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 100,000 | 4000.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 10,000 | 4200.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Purchased | -140,000 | 3500.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Put Options | Purchased | -100,000 | 3600.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Written | 2,400 | 165.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 1,300 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 160.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -200 | 150.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,000 | 175.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,700 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -22,500 | 170.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -44,000 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 29,100 | 150.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 4,400 | 170.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 105.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -100 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -300 | 170.0000 | American | 25 May 2018 | |||||||
| ADR | Call Options | Purchased | 11,700 | 170.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 3,500 | 185.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,900 | 95.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,000 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 900 | 163.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 160.0000 | American | 25 May 2018 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 165.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -100 | 120.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -400 | 173.0000 | American | 22 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -700 | 135.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -900 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,600 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,200 | 110.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 4,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,400 | 158.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 2,000 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 140.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 165.0000 | American | 1 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -400 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -600 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,500 | 148.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Written | -1,500 | 185.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Written | 1,400 | 135.0000 | American | 25 May 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 500 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 175.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 1 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -3,000 | 115.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -8,000 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -162,000 | 165.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 1,500 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -300 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -900 | 130.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -2,000 | 145.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -4,700 | 170.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -6,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,500 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 9,800 | 160.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Written | 2,800 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,800 | 95.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 900 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 22 Jun 2018 | |||||||
| ADR | Put Options | Written | 200 | 90.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,000 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,600 | 140.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 4,100 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 4,100 | 150.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Written | 2,800 | 110.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 2,000 | 155.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 1,400 | 180.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 700 | 85.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 185.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 300 | 125.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Written | 200 | 70.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 200 | 110.0000 | American | 25 May 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -100 | 165.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,300 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,300 | 175.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,400 | 75.0000 | American | 20 Jul 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180517005665/en/
Copyright Business Wire 2018
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