29th Sep 2014 15:27
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Identity of the person whose positions/dealings | Barclays PLC. | |||
| are being disclosed: | |||||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 26 September 2014 | |||
| (f) | Has the discloser previously disclosed, or are | YES: | |||
| they today disclosing, under the Code in respect | ABBVIE INC | ||||
| of any other party to this offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 10,766,588 | 1.83% | 4,660,297 | 0.79% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 2,117,853 | 0.36% | 3,755,622 | 0.64% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 1,557,300 | 0.26% | 1,931,700 | 0.33% | |||||||
| TOTAL: | 14,441,741 | 2.45% | 10,347,619 | 1.76% | |||||||
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 19 | 51.8750 GBP | ||||
| ORD | Purchase | 21 | 53.2050 GBP | ||||
| ORD | Purchase | 22 | 53.3459 GBP | ||||
| ORD | Purchase | 35 | 52.0250 GBP | ||||
| ORD | Purchase | 36 | 51.9750 GBP | ||||
| ORD | Purchase | 42 | 53.2000 GBP | ||||
| ORD | Purchase | 47 | 53.3320 GBP | ||||
| ORD | Purchase | 49 | 53.5300 GBP | ||||
| ORD | Purchase | 49 | 53.7500 GBP | ||||
| ORD | Purchase | 63 | 52.9500 GBP | ||||
| ORD | Purchase | 71 | 51.8250 GBP | ||||
| ORD | Purchase | 71 | 53.7250 GBP | ||||
| ORD | Purchase | 71 | 54.0750 GBP | ||||
| ORD | Purchase | 88 | 52.0750 GBP | ||||
| ORD | Purchase | 94 | 52.7500 GBP | ||||
| ORD | Purchase | 105 | 53.1000 GBP | ||||
| ORD | Purchase | 129 | 52.2250 GBP | ||||
| ORD | Purchase | 130 | 53.6750 GBP | ||||
| ORD | Purchase | 142 | 53.7000 GBP | ||||
| ORD | Purchase | 168 | 53.2250 GBP | ||||
| ORD | Purchase | 171 | 52.5000 GBP | ||||
| ORD | Purchase | 188 | 52.4500 GBP | ||||
| ORD | Purchase | 188 | 52.7000 GBP | ||||
| ORD | Purchase | 191 | 54.1000 GBP | ||||
| ORD | Purchase | 238 | 53.8750 GBP | ||||
| ORD | Purchase | 240 | 54.1500 GBP | ||||
| ORD | Purchase | 258 | 52.8579 GBP | ||||
| ORD | Purchase | 263 | 53.3500 GBP | ||||
| ORD | Purchase | 268 | 52.1750 GBP | ||||
| ORD (traded as ADR) | Purchase | 300 | 259.3800 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 261.0600 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 261.6400 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 262.7300 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 262.7500 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 263.4300 USD | ||||
| ORD | Purchase | 359 | 53.3298 GBP | ||||
| ORD | Purchase | 382 | 53.3750 GBP | ||||
| ORD | Purchase | 414 | 52.1000 GBP | ||||
| ORD | Purchase | 448 | 53.1500 GBP | ||||
| ORD | Purchase | 497 | 53.8500 GBP | ||||
| ORD | Purchase | 517 | 52.0000 GBP | ||||
| ORD | Purchase | 531 | 52.1500 GBP | ||||
| ORD | Purchase | 549 | 52.8000 GBP | ||||
| ORD | Purchase | 564 | 53.5750 GBP | ||||
| ORD | Purchase | 598 | 54.0500 GBP | ||||
| ORD (traded as ADR) | Purchase | 600 | 259.3650 USD | ||||
| ORD (traded as ADR) | Purchase | 600 | 259.4000 USD | ||||
| ORD (traded as ADR) | Purchase | 600 | 259.4450 USD | ||||
| ORD (traded as ADR) | Purchase | 600 | 262.6675 USD | ||||
| ORD | Purchase | 630 | 53.4750 GBP | ||||
| ORD (traded as ADR) | Purchase | 900 | 260.2750 USD | ||||
| ORD (traded as ADR) | Purchase | 900 | 261.1900 USD | ||||
| ORD | Purchase | 907 | 52.4000 GBP | ||||
| ORD | Purchase | 933 | 53.2500 GBP | ||||
| ORD | Purchase | 936 | 53.6000 GBP | ||||
| ORD | Purchase | 1,000 | 54.0000 GBP | ||||
| ORD | Purchase | 1,036 | 53.5250 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,200 | 259.3873 USD | ||||
| ORD (traded as ADR) | Purchase | 1,200 | 261.2812 USD | ||||
| ORD (traded as ADR) | Purchase | 1,200 | 261.8785 USD | ||||
| ORD (traded as ADR) | Purchase | 1,200 | 262.8100 USD | ||||
| ORD | Purchase | 1,298 | 53.8000 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,500 | 260.5420 USD | ||||
| ORD (traded as ADR) | Purchase | 1,500 | 261.4820 USD | ||||
| ORD | Purchase | 1,564 | 52.2000 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,650 | 259.9127 USD | ||||
| ORD (traded as ADR) | Purchase | 1,800 | 259.4164 USD | ||||
| ORD (traded as ADR) | Purchase | 1,800 | 261.9883 USD | ||||
| ORD | Purchase | 1,808 | 53.3300 GBP | ||||
| ORD | Purchase | 1,861 | 53.4000 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,986 | 260.3093 USD | ||||
| ORD | Purchase | 2,032 | 52.1250 GBP | ||||
| ORD (traded as ADR) | Purchase | 2,100 | 261.4921 USD | ||||
| ORD (traded as ADR) | Purchase | 2,376 | 262.5181 USD | ||||
| ORD | Purchase | 2,496 | 53.5500 GBP | ||||
| ORD (traded as ADR) | Purchase | 2,640 | 260.8835 USD | ||||
| ORD (traded as ADR) | Purchase | 2,700 | 261.2333 USD | ||||
| ORD | Purchase | 2,878 | 52.1190 GBP | ||||
| ORD (traded as ADR) | Purchase | 3,000 | 262.7340 USD | ||||
| ORD | Purchase | 3,226 | 53.0000 GBP | ||||
| ORD (traded as ADR) | Purchase | 3,600 | 261.2375 USD | ||||
| ORD | Purchase | 3,698 | 52.7570 GBP | ||||
| ORD | Purchase | 3,879 | 52.2500 GBP | ||||
| ORD (traded as ADR) | Purchase | 3,900 | 261.2882 USD | ||||
| ORD (traded as ADR) | Purchase | 4,200 | 262.3367 USD | ||||
| ORD (traded as ADR) | Purchase | 4,464 | 262.0218 USD | ||||
| ORD (traded as ADR) | Purchase | 4,479 | 260.8694 USD | ||||
| ORD (traded as ADR) | Purchase | 4,500 | 262.1666 USD | ||||
| ORD (traded as ADR) | Purchase | 4,614 | 259.8159 USD | ||||
| ORD (traded as ADR) | Purchase | 4,665 | 260.7079 USD | ||||
| ORD (traded as ADR) | Purchase | 4,725 | 260.8626 USD | ||||
| ORD (traded as ADR) | Purchase | 5,100 | 262.5321 USD | ||||
| ORD (traded as ADR) | Purchase | 5,136 | 261.1397 USD | ||||
| ORD (traded as ADR) | Purchase | 5,700 | 261.8776 USD | ||||
| ORD (traded as ADR) | Purchase | 6,045 | 261.5074 USD | ||||
| ORD (traded as ADR) | Purchase | 6,135 | 261.8692 USD | ||||
| ORD (traded as ADR) | Purchase | 6,600 | 261.1997 USD | ||||
| ORD (traded as ADR) | Purchase | 6,900 | 262.3082 USD | ||||
| ORD (traded as ADR) | Purchase | 7,245 | 261.1395 USD | ||||
| ORD (traded as ADR) | Purchase | 7,500 | 259.2790 USD | ||||
| ORD (traded as ADR) | Purchase | 7,800 | 260.7658 USD | ||||
| ORD (traded as ADR) | Purchase | 7,800 | 261.9904 USD | ||||
| ORD | Purchase | 7,804 | 53.3000 GBP | ||||
| ORD (traded as ADR) | Purchase | 7,836 | 260.1416 USD | ||||
| ORD (traded as ADR) | Purchase | 7,902 | 262.6400 USD | ||||
| ORD (traded as ADR) | Purchase | 9,000 | 259.6020 USD | ||||
| ORD | Purchase | 9,515 | 53.2397 GBP | ||||
| ORD (traded as ADR) | Purchase | 9,750 | 261.0424 USD | ||||
| ORD (traded as ADR) | Purchase | 9,780 | 261.1844 USD | ||||
| ORD | Purchase | 9,831 | 52.9903 GBP | ||||
| ORD | Purchase | 10,205 | 53.4983 GBP | ||||
| ORD (traded as ADR) | Purchase | 10,350 | 260.5862 USD | ||||
| ORD | Purchase | 11,638 | 53.1096 GBP | ||||
| ORD | Purchase | 11,647 | 53.5000 GBP | ||||
| ORD (traded as ADR) | Purchase | 12,000 | 260.9579 USD | ||||
| ORD | Purchase | 12,705 | 53.2449 GBP | ||||
| ORD | Purchase | 13,160 | 53.5295 GBP | ||||
| ORD (traded as ADR) | Purchase | 13,209 | 261.1311 USD | ||||
| ORD (traded as ADR) | Purchase | 13,902 | 261.0829 USD | ||||
| ORD (traded as ADR) | Purchase | 14,220 | 261.6336 USD | ||||
| ORD (traded as ADR) | Purchase | 15,000 | 261.3930 USD | ||||
| ORD (traded as ADR) | Purchase | 16,200 | 261.5422 USD | ||||
| ORD | Purchase | 17,837 | 53.3168 GBP | ||||
| ORD (traded as ADR) | Purchase | 18,300 | 260.7793 USD | ||||
| ORD | Purchase | 20,497 | 53.4280 GBP | ||||
| ORD (traded as ADR) | Purchase | 21,288 | 261.7137 USD | ||||
| ORD | Purchase | 25,884 | 53.2930 GBP | ||||
| ORD (traded as ADR) | Purchase | 27,600 | 260.7897 USD | ||||
| ORD (traded as ADR) | Purchase | 28,989 | 260.9741 USD | ||||
| ORD | Purchase | 29,051 | 53.1298 GBP | ||||
| ORD | Purchase | 29,979 | 52.8091 GBP | ||||
| ORD (traded as ADR) | Purchase | 31,800 | 261.2824 USD | ||||
| ORD | Purchase | 32,771 | 53.1372 GBP | ||||
| ORD (traded as ADR) | Purchase | 34,881 | 261.0164 USD | ||||
| ORD | Purchase | 35,162 | 51.8733 GBP | ||||
| ORD (traded as ADR) | Purchase | 39,300 | 261.3076 USD | ||||
| ORD (traded as ADR) | Purchase | 42,300 | 260.5167 USD | ||||
| ORD (traded as ADR) | Purchase | 45,666 | 260.6778 USD | ||||
| ORD (traded as ADR) | Purchase | 60,000 | 260.7430 USD | ||||
| ORD (traded as ADR) | Purchase | 60,600 | 260.9416 USD | ||||
| ORD (traded as ADR) | Purchase | 62,391 | 260.8429 USD | ||||
| ORD (traded as ADR) | Purchase | 72,291 | 261.0038 USD | ||||
| ORD | Purchase | 73,614 | 53.0950 GBP | ||||
| ORD (traded as ADR) | Purchase | 80,130 | 261.0898 USD | ||||
| ORD | Purchase | 89,939 | 53.6500 GBP | ||||
| ORD | Purchase | 100,594 | 53.4500 GBP | ||||
| ORD | Purchase | 109,088 | 53.4433 GBP | ||||
| ORD | Sale | 19 | 51.8750 GBP | ||||
| ORD | Sale | 21 | 53.2050 GBP | ||||
| ORD (traded as ADR) | Sale | 30 | 260.3503 USD | ||||
| ORD | Sale | 35 | 52.0250 GBP | ||||
| ORD | Sale | 36 | 51.9750 GBP | ||||
| ORD | Sale | 42 | 53.2000 GBP | ||||
| ORD | Sale | 49 | 53.5300 GBP | ||||
| ORD | Sale | 49 | 53.7500 GBP | ||||
| ORD (traded as ADR) | Sale | 60 | 262.7000 USD | ||||
| ORD | Sale | 63 | 52.9500 GBP | ||||
| ORD | Sale | 71 | 51.8250 GBP | ||||
| ORD | Sale | 71 | 53.7250 GBP | ||||
| ORD | Sale | 71 | 54.0750 GBP | ||||
| ORD | Sale | 88 | 52.0750 GBP | ||||
| ORD (traded as ADR) | Sale | 93 | 260.9854 USD | ||||
| ORD | Sale | 94 | 52.7500 GBP | ||||
| ORD | Sale | 105 | 53.1000 GBP | ||||
| ORD | Sale | 129 | 52.2250 GBP | ||||
| ORD | Sale | 130 | 53.6750 GBP | ||||
| ORD | Sale | 142 | 53.7000 GBP | ||||
| ORD | Sale | 168 | 53.2250 GBP | ||||
| ORD | Sale | 171 | 52.5000 GBP | ||||
| ORD | Sale | 188 | 52.4500 GBP | ||||
| ORD | Sale | 188 | 52.7000 GBP | ||||
| ORD | Sale | 191 | 54.1000 GBP | ||||
| ORD | Sale | 215 | 53.4750 GBP | ||||
| ORD | Sale | 238 | 53.8750 GBP | ||||
| ORD | Sale | 240 | 54.1500 GBP | ||||
| ORD (traded as ADR) | Sale | 240 | 262.6300 USD | ||||
| ORD | Sale | 263 | 53.3500 GBP | ||||
| ORD | Sale | 268 | 52.1750 GBP | ||||
| ORD (traded as ADR) | Sale | 300 | 257.5400 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 262.6200 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 263.9300 USD | ||||
| ORD | Sale | 329 | 53.4000 GBP | ||||
| ORD (traded as ADR) | Sale | 375 | 261.6203 USD | ||||
| ORD | Sale | 382 | 53.3750 GBP | ||||
| ORD | Sale | 414 | 52.1000 GBP | ||||
| ORD (traded as ADR) | Sale | 426 | 260.3887 USD | ||||
| ORD | Sale | 448 | 53.1500 GBP | ||||
| ORD (traded as ADR) | Sale | 492 | 262.4934 USD | ||||
| ORD | Sale | 497 | 53.8500 GBP | ||||
| ORD | Sale | 517 | 52.0000 GBP | ||||
| ORD | Sale | 531 | 52.1500 GBP | ||||
| ORD | Sale | 549 | 52.8000 GBP | ||||
| ORD | Sale | 564 | 53.5750 GBP | ||||
| ORD | Sale | 594 | 53.4500 GBP | ||||
| ORD | Sale | 598 | 54.0500 GBP | ||||
| ORD (traded as ADR) | Sale | 600 | 262.6250 USD | ||||
| ORD | Sale | 668 | 53.5250 GBP | ||||
| ORD (traded as ADR) | Sale | 720 | 263.0682 USD | ||||
| ORD (traded as ADR) | Sale | 861 | 262.7931 USD | ||||
| ORD (traded as ADR) | Sale | 900 | 261.1000 USD | ||||
| ORD | Sale | 907 | 52.4000 GBP | ||||
| ORD | Sale | 933 | 53.2500 GBP | ||||
| ORD | Sale | 936 | 53.6000 GBP | ||||
| ORD (traded as ADR) | Sale | 960 | 261.7193 USD | ||||
| ORD (traded as ADR) | Sale | 996 | 260.2060 USD | ||||
| ORD | Sale | 1,168 | 53.6500 GBP | ||||
| ORD (traded as ADR) | Sale | 1,200 | 261.1620 USD | ||||
| ORD (traded as ADR) | Sale | 1,200 | 262.3450 USD | ||||
| ORD (traded as ADR) | Sale | 1,200 | 262.3675 USD | ||||
| ORD | Sale | 1,298 | 53.8000 GBP | ||||
| ORD (traded as ADR) | Sale | 1,449 | 260.3898 USD | ||||
| ORD | Sale | 1,456 | 52.2000 GBP | ||||
| ORD (traded as ADR) | Sale | 1,470 | 260.7517 USD | ||||
| ORD (traded as ADR) | Sale | 1,500 | 260.5320 USD | ||||
| ORD (traded as ADR) | Sale | 1,500 | 262.4482 USD | ||||
| ORD (traded as ADR) | Sale | 1,500 | 262.5820 USD | ||||
| ORD (traded as ADR) | Sale | 1,800 | 260.9433 USD | ||||
| ORD (traded as ADR) | Sale | 1,800 | 261.2526 USD | ||||
| ORD (traded as ADR) | Sale | 1,800 | 261.6576 USD | ||||
| ORD | Sale | 2,032 | 52.1250 GBP | ||||
| ORD (traded as ADR) | Sale | 2,100 | 258.8403 USD | ||||
| ORD (traded as ADR) | Sale | 2,454 | 263.1456 USD | ||||
| ORD | Sale | 2,496 | 53.5500 GBP | ||||
| ORD (traded as ADR) | Sale | 2,700 | 260.8323 USD | ||||
| ORD (traded as ADR) | Sale | 2,877 | 261.6787 USD | ||||
| ORD (traded as ADR) | Sale | 3,000 | 260.5936 USD | ||||
| ORD | Sale | 3,879 | 52.2500 GBP | ||||
| ORD | Sale | 4,016 | 53.3265 GBP | ||||
| ORD (traded as ADR) | Sale | 4,797 | 260.1768 USD | ||||
| ORD | Sale | 4,800 | 52.2400 GBP | ||||
| ORD (traded as ADR) | Sale | 5,100 | 261.2495 USD | ||||
| ORD (traded as ADR) | Sale | 5,100 | 261.9476 USD | ||||
| ORD (traded as ADR) | Sale | 5,400 | 261.8372 USD | ||||
| ORD (traded as ADR) | Sale | 7,500 | 259.2790 USD | ||||
| ORD (traded as ADR) | Sale | 7,608 | 260.7591 USD | ||||
| ORD | Sale | 7,828 | 53.1565 GBP | ||||
| ORD (traded as ADR) | Sale | 8,469 | 262.6400 USD | ||||
| ORD (traded as ADR) | Sale | 8,700 | 261.2941 USD | ||||
| ORD (traded as ADR) | Sale | 8,844 | 260.6708 USD | ||||
| ORD | Sale | 9,029 | 53.0000 GBP | ||||
| ORD | Sale | 10,120 | 52.2158 GBP | ||||
| ORD | Sale | 10,205 | 53.5526 GBP | ||||
| ORD (traded as ADR) | Sale | 11,211 | 261.5979 USD | ||||
| ORD | Sale | 11,647 | 53.5000 GBP | ||||
| ORD (traded as ADR) | Sale | 11,871 | 261.8249 USD | ||||
| ORD (traded as ADR) | Sale | 13,800 | 260.7897 USD | ||||
| ORD | Sale | 14,537 | 53.4812 GBP | ||||
| ORD (traded as ADR) | Sale | 15,300 | 261.1929 USD | ||||
| ORD (traded as ADR) | Sale | 15,954 | 260.6496 USD | ||||
| ORD | Sale | 16,289 | 53.3300 GBP | ||||
| ORD | Sale | 16,993 | 53.6971 GBP | ||||
| ORD | Sale | 20,047 | 53.4173 GBP | ||||
| ORD | Sale | 21,554 | 53.2023 GBP | ||||
| ORD (traded as ADR) | Sale | 23,100 | 261.0999 USD | ||||
| ORD | Sale | 23,148 | 52.8787 GBP | ||||
| ORD | Sale | 25,107 | 53.2619 GBP | ||||
| ORD (traded as ADR) | Sale | 25,800 | 260.3431 USD | ||||
| ORD (traded as ADR) | Sale | 30,000 | 260.7430 USD | ||||
| ORD (traded as ADR) | Sale | 30,000 | 261.0040 USD | ||||
| ORD (traded as ADR) | Sale | 34,596 | 261.1539 USD | ||||
| ORD | Sale | 36,347 | 53.1333 GBP | ||||
| ORD (traded as ADR) | Sale | 41,850 | 260.6568 USD | ||||
| ORD (traded as ADR) | Sale | 46,200 | 260.9325 USD | ||||
| ORD (traded as ADR) | Sale | 51,942 | 261.0030 USD | ||||
| ORD | Sale | 53,858 | 53.5571 GBP | ||||
| ORD | Sale | 60,505 | 53.5286 GBP | ||||
| ORD (traded as ADR) | Sale | 63,600 | 261.2824 USD | ||||
| ORD (traded as ADR) | Sale | 67,716 | 261.0592 USD | ||||
| ORD | Sale | 83,376 | 53.1754 GBP | ||||
| ORD | Sale | 91,445 | 52.8812 GBP | ||||
| ORD (traded as ADR) | Sale | 130,002 | 260.7947 USD | ||||
| ORD | Sale | 173,580 | 53.3467 GBP |
(b) Derivatives transactions (other than options)
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | SWAP | Long | 280 | 53.7089 GBP | |||||
| ORD | CFD | Long | 300 | 53.8823 GBP | |||||
| ORD | CFD | Long | 2,442 | 52.4562 GBP | |||||
| ORD | SWAP | Long | 4,403 | 53.1080 GBP | |||||
| ORD | CFD | Long | 3,712 | 52.0246 GBP | |||||
| ORD | CFD | Long | 31,800 | 53.4222 GBP | |||||
| ORD | SWAP | Long | 33,488 | 53.1304 GBP | |||||
| ORD | SWAP | Short | 140 | 53.4053 GBP | |||||
| ORD | CFD | Short | 4,204 | 53.1677 GBP | |||||
| ORD | CFD | Short | 4,500 | 52.9493 GBP | |||||
| ORD | SWAP | Short | 4,995 | 53.4084 GBP | |||||
| ORD | CFD | Short | 5,328 | 52.2070 GBP | |||||
| ORD | SWAP | Short | 36,035 | 52.9340 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Selling | 100 | 255 USD | American | 17 Apr 2015 | 22.0000 USD |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 29 Sep 2014 | ||
| Contact name: | Rajesh Muthanna | ||
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. OPTIONS AND DERIVATIVES
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ADR | Put Options | Purchased | -300 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -2,900 | 185.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -900 | 210.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -200 | 220.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -26,600 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -10,000 | 245.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -1,100 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -300 | 265.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -600 | 270.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 275.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Purchased | -2,000 | 285.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 290.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Purchased | -1,100 | 300.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Written | 1,000 | 100.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 130.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 145.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 150.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,100 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 500 | 170.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 6,100 | 175.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,500 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 190.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 700 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 5,100 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 205.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 13,100 | 215.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 30,700 | 220.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,000 | 220.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Written | 1,700 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 2,700 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 235.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 2,200 | 245.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 275.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 280.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 280.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Purchased | 1,800 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,000 | 215.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 15,900 | 225.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 2,800 | 225.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 6,000 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 3,600 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,000 | 250.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 200 | 255.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 8,300 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 15,600 | 260.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 3,000 | 265.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 10,300 | 265.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 270.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 374,600 | 270.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 3,300 | 275.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 1,500 | 280.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 285.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 300.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 305.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Written | -1,200 | 155.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,200 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -5,800 | 175.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 180.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -200 | 185.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,100 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,300 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 195.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,300 | 195.0000 | American | 15 Jan 2016 | |||||||
| ADR | Call Options | Written | -2,000 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 210.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -300 | 210.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -57,600 | 220.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -300 | 220.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -8,400 | 225.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,900 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -3,500 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,000 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,800 | 235.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -100 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -99,200 | 240.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -4,800 | 245.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -23,700 | 250.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -372,700 | 255.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -100 | 255.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Written | -100 | 320.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -400 | 330.0000 | American | 17 Jan 2015 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2014
Related Shares:
BarclaysShire