14th Nov 2018 13:44
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 13 November 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 5,528,082 | 0.60% | 2,407,937 | 0.26% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 165,432 | 0.02% | 3,874,508 | 0.42% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 364,800 | 0.04% | 416,700 | 0.05% | |||||||
| TOTAL: | 6,058,314 | 0.66% | 6,699,145 | 0.73% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 5p ordinary | Purchase | 37 | 46.7513 GBP | ||||
| 5p ordinary | Purchase | 38 | 46.8900 GBP | ||||
| 5p ordinary | Purchase | 40 | 46.4775 GBP | ||||
| 5p ordinary | Purchase | 45 | 46.8800 GBP | ||||
| 5p ordinary | Purchase | 57 | 46.9200 GBP | ||||
| 5p ordinary | Purchase | 94 | 46.9800 GBP | ||||
| 5p ordinary | Purchase | 100 | 46.7800 GBP | ||||
| 5p ordinary | Purchase | 105 | 46.4100 GBP | ||||
| 5p ordinary | Purchase | 187 | 46.9000 GBP | ||||
| 5p ordinary | Purchase | 333 | 46.4801 GBP | ||||
| 5p ordinary | Purchase | 339 | 46.7604 GBP | ||||
| 5p ordinary | Purchase | 472 | 46.4650 GBP | ||||
| 5p ordinary | Purchase | 475 | 46.4307 GBP | ||||
| 5p ordinary | Purchase | 674 | 46.6689 GBP | ||||
| 5p ordinary | Purchase | 763 | 46.5148 GBP | ||||
| 5p ordinary | Purchase | 829 | 46.4672 GBP | ||||
| 5p ordinary | Purchase | 1,013 | 46.5909 GBP | ||||
| 5p ordinary | Purchase | 1,109 | 46.4473 GBP | ||||
| 5p ordinary | Purchase | 1,907 | 46.6045 GBP | ||||
| 5p ordinary | Purchase | 2,223 | 46.9564 GBP | ||||
| 5p ordinary | Purchase | 2,238 | 46.7276 GBP | ||||
| 5p ordinary | Purchase | 2,934 | 46.8216 GBP | ||||
| 5p ordinary | Purchase | 3,095 | 46.5638 GBP | ||||
| 5p ordinary | Purchase | 3,368 | 46.9417 GBP | ||||
| 5p ordinary | Purchase | 3,707 | 46.8581 GBP | ||||
| 5p ordinary | Purchase | 3,857 | 46.7019 GBP | ||||
| 5p ordinary | Purchase | 4,581 | 46.6292 GBP | ||||
| 5p ordinary | Purchase | 5,829 | 46.7697 GBP | ||||
| 5p ordinary | Purchase | 8,981 | 46.3226 GBP | ||||
| 5p ordinary | Purchase | 10,856 | 46.8020 GBP | ||||
| 5p ordinary | Purchase | 14,711 | 46.7740 GBP | ||||
| 5p ordinary | Purchase | 21,993 | 46.2600 GBP | ||||
| 5p ordinary | Purchase | 25,070 | 46.4802 GBP | ||||
| 5p ordinary | Purchase | 38,608 | 46.2579 GBP | ||||
| 5p ordinary | Purchase | 64,313 | 46.7342 GBP | ||||
| 5p ordinary | Purchase | 134,455 | 46.5700 GBP | ||||
| 5p ordinary | Purchase | 1,343,625 | 46.9850 GBP | ||||
| 5p ordinary | Sale | 7 | 46.4692 GBP | ||||
| 5p ordinary | Sale | 20 | 46.4775 GBP | ||||
| 5p ordinary | Sale | 38 | 46.8900 GBP | ||||
| 5p ordinary | Sale | 45 | 46.8800 GBP | ||||
| 5p ordinary | Sale | 57 | 46.9200 GBP | ||||
| 5p ordinary | Sale | 94 | 46.9800 GBP | ||||
| 5p ordinary | Sale | 95 | 46.9050 GBP | ||||
| 5p ordinary | Sale | 105 | 46.9150 GBP | ||||
| 5p ordinary | Sale | 187 | 46.9000 GBP | ||||
| 5p ordinary | Sale | 262 | 46.4650 GBP | ||||
| 5p ordinary | Sale | 345 | 46.7947 GBP | ||||
| 5p ordinary | Sale | 357 | 46.4683 GBP | ||||
| 5p ordinary | Sale | 394 | 46.7421 GBP | ||||
| 5p ordinary | Sale | 477 | 46.4696 GBP | ||||
| 5p ordinary | Sale | 498 | 46.3874 GBP | ||||
| 5p ordinary | Sale | 663 | 46.4657 GBP | ||||
| 5p ordinary | Sale | 733 | 46.6846 GBP | ||||
| 5p ordinary | Sale | 780 | 46.5454 GBP | ||||
| 5p ordinary | Sale | 806 | 46.4711 GBP | ||||
| 5p ordinary | Sale | 888 | 46.4693 GBP | ||||
| 5p ordinary | Sale | 929 | 46.4880 GBP | ||||
| 5p ordinary | Sale | 1,371 | 46.4906 GBP | ||||
| 5p ordinary | Sale | 1,867 | 46.5700 GBP | ||||
| 5p ordinary | Sale | 1,873 | 46.9658 GBP | ||||
| 5p ordinary | Sale | 3,200 | 46.5223 GBP | ||||
| 5p ordinary | Sale | 3,733 | 46.2600 GBP | ||||
| 5p ordinary | Sale | 5,829 | 46.7697 GBP | ||||
| 5p ordinary | Sale | 10,000 | 46.6233 GBP | ||||
| 5p ordinary | Sale | 10,856 | 46.8020 GBP | ||||
| 5p ordinary | Sale | 20,000 | 46.4586 GBP | ||||
| 5p ordinary | Sale | 37,245 | 46.5007 GBP | ||||
| 5p ordinary | Sale | 38,631 | 46.2603 GBP | ||||
| 5p ordinary | Sale | 49,707 | 46.2705 GBP | ||||
| 5p ordinary | Sale | 57,368 | 46.7362 GBP | ||||
| 5p ordinary | Sale | 77,207 | 46.7339 GBP | ||||
| 5p ordinary | Sale | 94,733 | 46.7298 GBP | ||||
| 5p ordinary | Sale | 95,683 | 46.7345 GBP | ||||
| 5p ordinary | Sale | 461,485 | 46.9850 GBP | ||||
| ADR | Purchase | 13 | 180.9500 USD | ||||
| ADR | Purchase | 86 | 180.9800 USD | ||||
| ADR | Purchase | 100 | 180.5900 USD | ||||
| ADR | Purchase | 100 | 180.5650 USD | ||||
| ADR | Purchase | 100 | 181.0400 USD | ||||
| ADR | Purchase | 100 | 180.8300 USD | ||||
| ADR | Purchase | 200 | 180.9200 USD | ||||
| ADR | Purchase | 210 | 180.8504 USD | ||||
| ADR | Purchase | 400 | 180.6302 USD | ||||
| ADR | Purchase | 620 | 180.6600 USD | ||||
| ADR | Purchase | 790 | 180.7392 USD | ||||
| ADR | Purchase | 834 | 180.7324 USD | ||||
| ADR | Purchase | 1,448 | 180.8600 USD | ||||
| ADR | Purchase | 1,500 | 180.6241 USD | ||||
| ADR | Purchase | 1,500 | 180.6225 USD | ||||
| ADR | Purchase | 2,000 | 180.4883 USD | ||||
| ADR | Purchase | 2,142 | 180.8057 USD | ||||
| ADR | Purchase | 2,510 | 181.2390 USD | ||||
| ADR | Purchase | 3,900 | 180.7505 USD | ||||
| ADR | Purchase | 8,718 | 180.7843 USD | ||||
| ADR | Purchase | 12,117 | 180.9013 USD | ||||
| ADR | Sale | 40 | 180.5700 USD | ||||
| ADR | Sale | 78 | 180.4900 USD | ||||
| ADR | Sale | 100 | 181.2100 USD | ||||
| ADR | Sale | 100 | 180.5300 USD | ||||
| ADR | Sale | 100 | 181.0200 USD | ||||
| ADR | Sale | 100 | 181.0175 USD | ||||
| ADR | Sale | 100 | 180.7800 USD | ||||
| ADR | Sale | 183 | 181.0501 USD | ||||
| ADR | Sale | 199 | 180.6500 USD | ||||
| ADR | Sale | 200 | 180.5025 USD | ||||
| ADR | Sale | 200 | 181.2050 USD | ||||
| ADR | Sale | 222 | 180.4914 USD | ||||
| ADR | Sale | 300 | 180.4866 USD | ||||
| ADR | Sale | 300 | 180.4733 USD | ||||
| ADR | Sale | 381 | 180.8762 USD | ||||
| ADR | Sale | 387 | 180.8629 USD | ||||
| ADR | Sale | 460 | 180.8808 USD | ||||
| ADR | Sale | 481 | 180.6623 USD | ||||
| ADR | Sale | 556 | 180.9166 USD | ||||
| ADR | Sale | 624 | 181.2059 USD | ||||
| ADR | Sale | 700 | 180.7275 USD | ||||
| ADR | Sale | 900 | 180.5372 USD | ||||
| ADR | Sale | 1,100 | 180.4816 USD | ||||
| ADR | Sale | 1,390 | 180.8600 USD | ||||
| ADR | Sale | 1,400 | 180.5942 USD | ||||
| ADR | Sale | 1,561 | 180.8515 USD | ||||
| ADR | Sale | 3,900 | 180.7505 USD | ||||
| ADR | Sale | 8,974 | 180.8882 USD | ||||
| ADR | Sale | 13,795 | 180.8573 USD |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | CFD | Long | 29 | 46.5455 GBP | |||||
| 5p ordinary | SWAP | Long | 271 | 46.9272 GBP | |||||
| 5p ordinary | CFD | Long | 345 | 46.7946 GBP | |||||
| 5p ordinary | CFD | Long | 498 | 46.3874 GBP | |||||
| 5p ordinary | CFD | Long | 751 | 46.5454 GBP | |||||
| 5p ordinary | CFD | Long | 3,200 | 46.5223 GBP | |||||
| 5p ordinary | SWAP | Long | 3,902 | 46.2600 GBP | |||||
| 5p ordinary | SWAP | Long | 6,843 | 46.3241 GBP | |||||
| 5p ordinary | CFD | Long | 7,947 | 46.4454 GBP | |||||
| 5p ordinary | CFD | Long | 23,935 | 46.5733 GBP | |||||
| 5p ordinary | SWAP | Short | 8 | 46.6200 GBP | |||||
| 5p ordinary | CFD | Short | 30 | 46.9243 GBP | |||||
| 5p ordinary | SWAP | Short | 161 | 46.5482 GBP | |||||
| 5p ordinary | CFD | Short | 314 | 46.2850 GBP | |||||
| 5p ordinary | SWAP | Short | 426 | 46.2620 GBP | |||||
| 5p ordinary | CFD | Short | 763 | 46.5148 GBP | |||||
| 5p ordinary | SWAP | Short | 1,159 | 46.4267 GBP | |||||
| 5p ordinary | CFD | Short | 4,581 | 46.6292 GBP | |||||
| 5p ordinary | CFD | Short | 8,981 | 46.3226 GBP | |||||
| 5p ordinary | SWAP | Short | 9,188 | 46.4286 GBP | |||||
| 5p ordinary | SWAP | Short | 14,161 | 46.2600 GBP | |||||
| 5p ordinary | SWAP | Short | 51,439 | 46.3900 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Selling | 100 | 190 USD | American | 21 Dec 2018 | 3.7000 USD | ||||||||
| ADR | Put Options | Purchasing | 100 | 150 USD | American | 18 Jan 2019 | 2.4600 USD | ||||||||
| ADR | Put Options | Selling | 500 | 165 USD | American | 19 Jul 2019 | 8.0000 USD | ||||||||
| ADR | Put Options | Selling | 100 | 170 USD | American | 18 Jan 2019 | 5.9400 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 14 Nov 2018 | ||
| Contact name: | Large Holdings Regulatory Operations | ||
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 210.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 195.0000 | American | 16 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 205.0000 | American | 30 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 208.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 208.0000 | American | 30 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 205.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 180.0000 | American | 23 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 800 | 190.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 900 | 180.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,200 | 178.0000 | American | 30 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 1,200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 5,700 | 160.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Purchased | 7,700 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 18,200 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 21,000 | 190.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 21,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 23,900 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -56,000 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -42,400 | 200.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -41,600 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -38,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,700 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,000 | 185.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -1,500 | 210.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,000 | 210.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -800 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -600 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -500 | 160.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -500 | 135.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -100 | 170.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -100 | 190.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 150.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -100 | 175.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -43,900 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -14,700 | 160.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Purchased | -5,900 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -5,500 | 165.0000 | American | 16 Nov 2018 | |||||||
| ADR | Put Options | Purchased | -4,800 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -3,600 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,000 | 155.0000 | American | 16 Nov 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,100 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -500 | 175.0000 | American | 16 Nov 2018 | |||||||
| ADR | Put Options | Purchased | -400 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -200 | 65.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 168.0000 | American | 14 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 75.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 183.0000 | American | 16 Nov 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -100 | 70.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 100.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 500 | 165.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 500 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 600 | 165.0000 | American | 19 Jul 2019 | |||||||
| ADR | Put Options | Written | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,200 | 150.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,200 | 150.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 2,100 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,300 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,900 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 4,000 | 165.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 4,800 | 155.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 5,300 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 11,000 | 160.0000 | American | 19 Jul 2019 | |||||||
| ADR | Put Options | Written | 11,000 | 170.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 14,800 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 22,900 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 35,100 | 160.0000 | American | 18 Jan 2019 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20181114005519/en/
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