16th Apr 2018 11:24
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 13 April 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD | ||||
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 5,066,559 | 0.56% | 4,226,003 | 0.46% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 361,262 | 0.04% | 2,524,551 | 0.28% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 341,000 | 0.04% | 406,000 | 0.05% | |||||||
| TOTAL: | 5,427,821 | 0.64% | 7,156,554 | 0.79% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 100 | 157.1100 USD | ||||
| ADR | Purchase | 100 | 152.0800 USD | ||||
| ADR | Purchase | 100 | 156.2750 USD | ||||
| ADR | Purchase | 100 | 153.5700 USD | ||||
| 5p ordinary | Purchase | 190 | 37.1025 GBP | ||||
| ADR | Purchase | 200 | 152.0700 USD | ||||
| ADR | Purchase | 200 | 152.2800 USD | ||||
| ADR | Purchase | 200 | 157.0400 USD | ||||
| ADR | Purchase | 200 | 152.1625 USD | ||||
| 5p ordinary | Purchase | 213 | 36.3075 GBP | ||||
| 5p ordinary | Purchase | 240 | 35.9800 GBP | ||||
| ADR | Purchase | 300 | 153.2766 USD | ||||
| ADR | Purchase | 300 | 152.5566 USD | ||||
| ADR | Purchase | 300 | 152.2783 USD | ||||
| ADR | Purchase | 300 | 157.2400 USD | ||||
| ADR | Purchase | 300 | 152.2516 USD | ||||
| 5p ordinary | Purchase | 539 | 36.0464 GBP | ||||
| 5p ordinary | Purchase | 629 | 36.0603 GBP | ||||
| ADR | Purchase | 849 | 157.0474 USD | ||||
| 5p ordinary | Purchase | 1,276 | 36.5288 GBP | ||||
| ADR | Purchase | 1,300 | 152.8848 USD | ||||
| 5p ordinary | Purchase | 1,537 | 36.9472 GBP | ||||
| 5p ordinary | Purchase | 1,630 | 37.0100 GBP | ||||
| 5p ordinary | Purchase | 1,701 | 36.4624 GBP | ||||
| ADR | Purchase | 1,826 | 153.9702 USD | ||||
| 5p ordinary | Purchase | 2,000 | 36.1416 GBP | ||||
| ADR | Purchase | 2,026 | 154.0184 USD | ||||
| 5p ordinary | Purchase | 2,297 | 36.0673 GBP | ||||
| ADR | Purchase | 2,416 | 151.6900 USD | ||||
| 5p ordinary | Purchase | 2,626 | 36.7540 GBP | ||||
| ADR | Purchase | 2,643 | 152.4167 USD | ||||
| ADR | Purchase | 3,088 | 154.2436 USD | ||||
| ADR | Purchase | 3,228 | 155.4709 USD | ||||
| 5p ordinary | Purchase | 3,467 | 36.3250 GBP | ||||
| 5p ordinary | Purchase | 4,736 | 36.3907 GBP | ||||
| 5p ordinary | Purchase | 4,797 | 36.5329 GBP | ||||
| ADR | Purchase | 4,832 | 151.7100 USD | ||||
| 5p ordinary | Purchase | 5,004 | 36.4610 GBP | ||||
| ADR | Purchase | 5,151 | 154.0491 USD | ||||
| 5p ordinary | Purchase | 6,095 | 36.0650 GBP | ||||
| 5p ordinary | Purchase | 6,599 | 36.0388 GBP | ||||
| 5p ordinary | Purchase | 6,917 | 36.5151 GBP | ||||
| ADR | Purchase | 9,400 | 153.3865 USD | ||||
| ADR | Purchase | 10,500 | 156.8994 USD | ||||
| 5p ordinary | Purchase | 11,083 | 36.6456 GBP | ||||
| ADR | Purchase | 12,800 | 154.3363 USD | ||||
| ORD | Purchase | 12,820 | 36.4549 GBP | ||||
| 5p ordinary | Purchase | 15,292 | 36.1258 GBP | ||||
| 5p ordinary | Purchase | 15,500 | 36.0622 GBP | ||||
| 5p ordinary | Purchase | 16,081 | 36.3351 GBP | ||||
| 5p ordinary | Purchase | 19,358 | 36.2018 GBP | ||||
| 5p ordinary | Purchase | 20,103 | 36.2416 GBP | ||||
| 5p ordinary | Purchase | 21,522 | 36.2224 GBP | ||||
| 5p ordinary | Purchase | 22,233 | 36.0548 GBP | ||||
| ADR | Purchase | 23,990 | 155.9504 USD | ||||
| ADR | Purchase | 25,512 | 156.9353 USD | ||||
| 5p ordinary | Purchase | 27,078 | 36.3625 GBP | ||||
| 5p ordinary | Purchase | 31,346 | 36.2522 GBP | ||||
| 5p ordinary | Purchase | 39,090 | 36.3253 GBP | ||||
| 5p ordinary | Purchase | 42,087 | 36.0633 GBP | ||||
| ADR | Purchase | 45,920 | 153.7882 USD | ||||
| 5p ordinary | Purchase | 58,782 | 36.1643 GBP | ||||
| 5p ordinary | Purchase | 67,138 | 36.4991 GBP | ||||
| 5p ordinary | Purchase | 67,506 | 36.3744 GBP | ||||
| 5p ordinary | Purchase | 97,740 | 36.6532 GBP | ||||
| 5p ordinary | Purchase | 184,233 | 36.5446 GBP | ||||
| ADR | Sale | 80 | 152.3900 USD | ||||
| ADR | Sale | 100 | 151.9300 USD | ||||
| ADR | Sale | 100 | 153.4403 USD | ||||
| ADR | Sale | 100 | 153.2100 USD | ||||
| ADR | Sale | 100 | 157.0400 USD | ||||
| ADR | Sale | 100 | 153.8853 USD | ||||
| ADR | Sale | 100 | 151.9000 USD | ||||
| ADR | Sale | 100 | 156.6600 USD | ||||
| ADR | Sale | 100 | 154.0600 USD | ||||
| ADR | Sale | 100 | 156.4500 USD | ||||
| ADR | Sale | 100 | 156.2300 USD | ||||
| ADR | Sale | 100 | 153.8800 USD | ||||
| ADR | Sale | 100 | 153.8700 USD | ||||
| 5p ordinary | Sale | 165 | 36.8166 GBP | ||||
| ADR | Sale | 183 | 156.9000 USD | ||||
| ADR | Sale | 196 | 153.9600 USD | ||||
| ADR | Sale | 200 | 153.8025 USD | ||||
| ADR | Sale | 200 | 152.7700 USD | ||||
| ADR | Sale | 200 | 152.5551 USD | ||||
| ADR | Sale | 200 | 152.2775 USD | ||||
| ADR | Sale | 200 | 152.1100 USD | ||||
| ADR | Sale | 200 | 152.0700 USD | ||||
| ADR | Sale | 200 | 151.9501 USD | ||||
| ADR | Sale | 200 | 151.6500 USD | ||||
| ADR | Sale | 200 | 152.8250 USD | ||||
| 5p ordinary | Sale | 208 | 35.8487 GBP | ||||
| 5p ordinary | Sale | 213 | 36.3075 GBP | ||||
| ADR | Sale | 300 | 151.9800 USD | ||||
| ADR | Sale | 300 | 152.2800 USD | ||||
| ADR | Sale | 300 | 156.6466 USD | ||||
| ADR | Sale | 300 | 157.1766 USD | ||||
| 5p ordinary | Sale | 340 | 36.3103 GBP | ||||
| ADR | Sale | 400 | 156.7225 USD | ||||
| ADR | Sale | 400 | 156.9225 USD | ||||
| ADR | Sale | 400 | 156.4600 USD | ||||
| 5p ordinary | Sale | 430 | 36.0786 GBP | ||||
| ADR | Sale | 496 | 153.2090 USD | ||||
| ADR | Sale | 500 | 152.7940 USD | ||||
| ADR | Sale | 500 | 153.3930 USD | ||||
| ADR | Sale | 500 | 153.8600 USD | ||||
| ADR | Sale | 500 | 154.4780 USD | ||||
| ADR | Sale | 549 | 156.9767 USD | ||||
| ADR | Sale | 720 | 152.5766 USD | ||||
| 5p ordinary | Sale | 774 | 36.6534 GBP | ||||
| ADR | Sale | 778 | 156.9545 USD | ||||
| ADR | Sale | 800 | 154.0000 USD | ||||
| ADR | Sale | 852 | 155.1270 USD | ||||
| ADR | Sale | 907 | 155.3070 USD | ||||
| 5p ordinary | Sale | 990 | 36.7554 GBP | ||||
| ADR | Sale | 1,000 | 153.2037 USD | ||||
| ADR | Sale | 1,000 | 152.4420 USD | ||||
| ADR | Sale | 1,047 | 151.7464 USD | ||||
| ADR | Sale | 1,100 | 152.5643 USD | ||||
| ADR | Sale | 1,100 | 153.6601 USD | ||||
| 5p ordinary | Sale | 1,235 | 36.7677 GBP | ||||
| ADR | Sale | 1,650 | 157.4512 USD | ||||
| ADR | Sale | 2,000 | 154.4778 USD | ||||
| ADR | Sale | 2,026 | 154.0184 USD | ||||
| ADR | Sale | 2,147 | 152.2337 USD | ||||
| 5p ordinary | Sale | 2,200 | 36.5494 GBP | ||||
| ADR | Sale | 2,300 | 153.9284 USD | ||||
| ADR | Sale | 2,416 | 151.7100 USD | ||||
| ADR | Sale | 2,416 | 151.6900 USD | ||||
| ADR | Sale | 2,500 | 153.5068 USD | ||||
| ADR | Sale | 2,600 | 155.6721 USD | ||||
| ADR | Sale | 3,300 | 156.7811 USD | ||||
| 5p ordinary | Sale | 3,467 | 36.3250 GBP | ||||
| 5p ordinary | Sale | 3,621 | 36.6063 GBP | ||||
| ADR | Sale | 3,900 | 154.0187 USD | ||||
| 5p ordinary | Sale | 4,333 | 36.8165 GBP | ||||
| ADR | Sale | 5,201 | 154.2090 USD | ||||
| 5p ordinary | Sale | 5,294 | 36.3993 GBP | ||||
| ADR | Sale | 5,400 | 153.9824 USD | ||||
| 5p ordinary | Sale | 5,446 | 36.6935 GBP | ||||
| ADR | Sale | 7,300 | 154.4516 USD | ||||
| ADR | Sale | 8,284 | 156.9604 USD | ||||
| ADR | Sale | 8,504 | 153.0919 USD | ||||
| 5p ordinary | Sale | 8,544 | 36.7059 GBP | ||||
| ADR | Sale | 8,600 | 153.5524 USD | ||||
| ADR | Sale | 9,253 | 152.7030 USD | ||||
| 5p ordinary | Sale | 10,016 | 36.5312 GBP | ||||
| 5p ordinary | Sale | 10,481 | 36.3762 GBP | ||||
| ADR | Sale | 10,500 | 156.8994 USD | ||||
| 5p ordinary | Sale | 15,020 | 36.7338 GBP | ||||
| 5p ordinary | Sale | 16,261 | 36.1230 GBP | ||||
| 5p ordinary | Sale | 16,963 | 36.4939 GBP | ||||
| 5p ordinary | Sale | 18,151 | 36.1930 GBP | ||||
| 5p ordinary | Sale | 20,698 | 36.6469 GBP | ||||
| ADR | Sale | 21,281 | 156.0139 USD | ||||
| 5p ordinary | Sale | 21,511 | 36.2463 GBP | ||||
| 5p ordinary | Sale | 22,498 | 36.2249 GBP | ||||
| 5p ordinary | Sale | 26,344 | 36.5285 GBP | ||||
| 5p ordinary | Sale | 29,713 | 36.2657 GBP | ||||
| 5p ordinary | Sale | 39,120 | 36.3902 GBP | ||||
| 5p ordinary | Sale | 40,115 | 36.4002 GBP | ||||
| 5p ordinary | Sale | 51,686 | 36.4844 GBP | ||||
| 5p ordinary | Sale | 52,112 | 36.4519 GBP | ||||
| ADR | Sale | 52,179 | 153.8215 USD | ||||
| 5p ordinary | Sale | 59,348 | 36.2113 GBP | ||||
| 5p ordinary | Sale | 97,635 | 36.1955 GBP | ||||
| 5p ordinary | Sale | 126,419 | 36.0650 GBP | ||||
| 5p ordinary | Sale | 186,229 | 36.2045 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | CFD | Long | 89 | 36.8891 GBP | |||||
| 5p ordinary | CFD | Long | 256 | 36.8890 GBP | |||||
| 5p ordinary | CFD | Long | 430 | 36.0786 GBP | |||||
| 5p ordinary | SWAP | Long | 593 | 36.3013 GBP | |||||
| 5p ordinary | CFD | Long | 1,329 | 36.5228 GBP | |||||
| 5p ordinary | SWAP | Long | 1,660 | 36.1912 GBP | |||||
| 5p ordinary | CFD | Long | 3,375 | 36.0392 GBP | |||||
| 5p ordinary | SWAP | Long | 4,795 | 36.2763 GBP | |||||
| 5p ordinary | CFD | Long | 5,000 | 36.0098 GBP | |||||
| 5p ordinary | SWAP | Long | 14,906 | 36.7073 GBP | |||||
| 5p ordinary | CFD | Long | 25,015 | 36.5288 GBP | |||||
| 5p ordinary | CFD | Long | 36,740 | 36.4333 GBP | |||||
| 5p ordinary | CFD | Long | 62,959 | 36.0650 GBP | |||||
| 5p ordinary | SWAP | Long | 62,959 | 36.0650 GBP | |||||
| 5p ordinary | CFD | Long | 63,450 | 36.1586 GBP | |||||
| 5p ordinary | SWAP | Long | 71,990 | 36.1497 GBP | |||||
| 5p ordinary | SWAP | Short | 110 | 36.0000 GBP | |||||
| 5p ordinary | SWAP | Short | 323 | 36.0075 GBP | |||||
| 5p ordinary | SWAP | Short | 400 | 36.0375 GBP | |||||
| 5p ordinary | SWAP | Short | 493 | 36.0310 GBP | |||||
| 5p ordinary | CFD | Short | 1,276 | 36.5288 GBP | |||||
| 5p ordinary | SWAP | Short | 1,300 | 36.0376 GBP | |||||
| 5p ordinary | SWAP | Short | 1,701 | 36.4624 GBP | |||||
| 5p ordinary | SWAP | Short | 1,894 | 36.1214 GBP | |||||
| 5p ordinary | SWAP | Short | 2,255 | 36.0204 GBP | |||||
| 5p ordinary | CFD | Short | 2,297 | 36.0673 GBP | |||||
| 5p ordinary | CFD | Short | 2,915 | 36.5831 GBP | |||||
| 5p ordinary | CFD | Short | 3,000 | 36.0382 GBP | |||||
| 5p ordinary | CFD | Short | 4,736 | 36.3907 GBP | |||||
| 5p ordinary | CFD | Short | 4,797 | 36.5329 GBP | |||||
| 5p ordinary | SWAP | Short | 4,818 | 36.3845 GBP | |||||
| 5p ordinary | CFD | Short | 5,000 | 36.1608 GBP | |||||
| 5p ordinary | CFD | Short | 5,000 | 36.9940 GBP | |||||
| 5p ordinary | CFD | Short | 5,560 | 36.0085 GBP | |||||
| 5p ordinary | SWAP | Short | 5,668 | 36.0650 GBP | |||||
| 5p ordinary | SWAP | Short | 5,907 | 36.5610 GBP | |||||
| 5p ordinary | CFD | Short | 6,917 | 36.5151 GBP | |||||
| 5p ordinary | SWAP | Short | 6,952 | 36.5132 GBP | |||||
| 5p ordinary | CFD | Short | 7,000 | 36.0465 GBP | |||||
| 5p ordinary | CFD | Short | 14,736 | 36.6861 GBP | |||||
| 5p ordinary | CFD | Short | 15,500 | 36.0622 GBP | |||||
| 5p ordinary | SWAP | Short | 21,450 | 36.4869 GBP | |||||
| 5p ordinary | CFD | Short | 25,470 | 36.2850 GBP | |||||
| 5p ordinary | CFD | Short | 36,396 | 36.7372 GBP | |||||
| 5p ordinary | SWAP | Short | 72,988 | 36.7333 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 1,000 | 125 USD | American | 18 Jan 2019 | 35.6800 USD | ||||||||
| ADR | Call Options | Purchasing | 200 | 145 USD | American | 4 May 2018 | 14.0000 USD | ||||||||
| ADR | Call Options | Purchasing | 40,000 | 150 USD | American | 20 Apr 2018 | 5.8000 USD | ||||||||
| ADR | Call Options | Purchasing | 600 | 155 USD | American | 27 Apr 2018 | 4.5900 USD | ||||||||
| ADR | Call Options | Purchasing | 500 | 155 USD | American | 18 Jan 2019 | 15.9000 USD | ||||||||
| ADR | Put Options | Purchasing | 1,500 | 135 USD | American | 18 May 2018 | 1.2500 USD | ||||||||
| ADR | Put Options | Purchasing | 500 | 153 USD | American | 13 Apr 2018 | 1.1000 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 16 Apr 2018 | ||
| Contact name: | ELISE TANG | ||
| Telephone number: | 0207 1163001 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 100,000 | 4000.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 10,000 | 4200.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Purchased | -140,000 | 3500.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,100 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 41,900 | 145.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 160.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -200 | 150.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -600 | 120.0000 | American | 27 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,000 | 175.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -2,200 | 200.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,000 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,300 | 110.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -4,700 | 130.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -11,500 | 155.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 1,400 | 135.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Written | 100 | 150.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 150.0000 | American | 13 Apr 2018 | |||||||
| ADR | Call Options | Written | -200 | 153.0000 | American | 13 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -300 | 149.0000 | American | 13 Apr 2018 | |||||||
| ADR | Call Options | Written | -300 | 150.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Written | -700 | 210.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 160.0000 | American | 25 May 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,000 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 700 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -100 | 120.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -200 | 155.0000 | American | 4 May 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 153.0000 | American | 13 Apr 2018 | |||||||
| ADR | Call Options | Written | -500 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 135.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -1,600 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,200 | 110.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -3,600 | 165.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 1,300 | 130.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 900 | 160.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 110.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Written | 200 | 140.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 5,100 | 170.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 4,000 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -500 | 130.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -600 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 143.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 160.0000 | American | 4 May 2018 | |||||||
| ADR | Call Options | Written | -1,400 | 185.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -1,700 | 140.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -1,800 | 205.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -2,100 | 115.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -3,100 | 180.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Written | 700 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 190.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 2,100 | 120.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -300 | 150.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -3,000 | 115.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -4,400 | 150.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -13,500 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 700 | 136.0000 | American | 13 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -100 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 120.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -900 | 130.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -2,000 | 145.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -4,700 | 170.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -5,500 | 135.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -6,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,500 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 185.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 3,100 | 145.0000 | American | 27 Apr 2018 | |||||||
| ADR | Put Options | Written | 2,300 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,000 | 155.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,600 | 140.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 800 | 140.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 600 | 155.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 185.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 160.0000 | American | 13 Apr 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 12,000 | 165.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 5,200 | 150.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 4,100 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 3,000 | 145.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 105.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 95.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -100 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -500 | 125.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -1,300 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,900 | 125.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -2,300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,400 | 75.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -3,300 | 175.0000 | American | 20 Apr 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180416005614/en/
Copyright Business Wire 2018
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