21st Jun 2018 13:06
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 20 June 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 9,362,194 | 1.02% | 4,130,420 | 0.45% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 161,600 | 0.02% | 5,432,565 | 0.59% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 246,300 | 0.03% | 256,200 | 0.03% | |||||||
| TOTAL: | 9,770,094 | 1.07% | 9,819,185 | 1.07% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 1 | 158.5500 USD | ||||
| ADR | Purchase | 25 | 160.0600 USD | ||||
| 5p ordinary | Purchase | 48 | 40.4400 GBP | ||||
| ADR | Purchase | 100 | 158.4800 USD | ||||
| ADR | Purchase | 100 | 159.9998 USD | ||||
| ADR | Purchase | 100 | 159.2850 USD | ||||
| ADR | Purchase | 114 | 160.4300 USD | ||||
| ADR | Purchase | 294 | 158.5622 USD | ||||
| ADR | Purchase | 300 | 160.3166 USD | ||||
| ADR | Purchase | 412 | 158.6810 USD | ||||
| ADR | Purchase | 487 | 160.4413 USD | ||||
| ADR | Purchase | 500 | 158.3750 USD | ||||
| ADR | Purchase | 500 | 160.3120 USD | ||||
| 5p ordinary | Purchase | 542 | 40.2000 GBP | ||||
| 5p ordinary | Purchase | 726 | 40.3238 GBP | ||||
| ADR | Purchase | 796 | 158.8814 USD | ||||
| 5p ordinary | Purchase | 887 | 40.3315 GBP | ||||
| ADR | Purchase | 904 | 158.9144 USD | ||||
| 5p ordinary | Purchase | 1,460 | 40.1941 GBP | ||||
| 5p ordinary | Purchase | 1,619 | 40.0732 GBP | ||||
| ADR | Purchase | 2,018 | 159.2278 USD | ||||
| ADR | Purchase | 2,300 | 158.4021 USD | ||||
| ADR | Purchase | 2,400 | 159.3656 USD | ||||
| ADR | Purchase | 3,000 | 159.8607 USD | ||||
| ADR | Purchase | 3,500 | 160.6100 USD | ||||
| 5p ordinary | Purchase | 4,132 | 40.1680 GBP | ||||
| 5p ordinary | Purchase | 6,060 | 40.3113 GBP | ||||
| 5p ordinary | Purchase | 7,929 | 40.2579 GBP | ||||
| 5p ordinary | Purchase | 8,319 | 40.2487 GBP | ||||
| ADR | Purchase | 11,452 | 159.2213 USD | ||||
| ADR | Purchase | 12,703 | 158.9629 USD | ||||
| 5p ordinary | Purchase | 13,027 | 40.3482 GBP | ||||
| 5p ordinary | Purchase | 15,549 | 40.3360 GBP | ||||
| 5p ordinary | Purchase | 17,267 | 40.1075 GBP | ||||
| 5p ordinary | Purchase | 18,283 | 40.1000 GBP | ||||
| 5p ordinary | Purchase | 18,475 | 40.2377 GBP | ||||
| 5p ordinary | Purchase | 20,865 | 40.2665 GBP | ||||
| 5p ordinary | Purchase | 34,535 | 40.3200 GBP | ||||
| 5p ordinary | Purchase | 42,353 | 40.1122 GBP | ||||
| 5p ordinary | Purchase | 51,802 | 40.1071 GBP | ||||
| 5p ordinary | Purchase | 51,802 | 40.3564 GBP | ||||
| 5p ordinary | Purchase | 54,668 | 40.3624 GBP | ||||
| 5p ordinary | Purchase | 103,605 | 40.3562 GBP | ||||
| 5p ordinary | Purchase | 171,595 | 40.1712 GBP | ||||
| 5p ordinary | Purchase | 626,059 | 40.1800 GBP | ||||
| ADR | Sale | 1 | 158.5500 USD | ||||
| ADR | Sale | 14 | 160.4300 USD | ||||
| ADR | Sale | 25 | 160.0600 USD | ||||
| ADR | Sale | 42 | 160.6400 USD | ||||
| ADR | Sale | 100 | 160.6200 USD | ||||
| ADR | Sale | 100 | 160.6075 USD | ||||
| ADR | Sale | 100 | 158.7700 USD | ||||
| ADR | Sale | 183 | 160.3843 USD | ||||
| ADR | Sale | 200 | 158.9500 USD | ||||
| ADR | Sale | 200 | 159.4000 USD | ||||
| ADR | Sale | 200 | 160.4550 USD | ||||
| ADR | Sale | 204 | 160.4049 USD | ||||
| 5p ordinary | Sale | 346 | 40.0131 GBP | ||||
| ADR | Sale | 700 | 159.0110 USD | ||||
| 5p ordinary | Sale | 791 | 40.1564 GBP | ||||
| ADR | Sale | 806 | 158.6127 USD | ||||
| 5p ordinary | Sale | 887 | 40.3315 GBP | ||||
| ADR | Sale | 900 | 159.3577 USD | ||||
| 5p ordinary | Sale | 926 | 40.4203 GBP | ||||
| ADR | Sale | 994 | 159.2631 USD | ||||
| ADR | Sale | 1,200 | 160.1839 USD | ||||
| ADR | Sale | 1,402 | 159.0531 USD | ||||
| ADR | Sale | 1,700 | 159.5116 USD | ||||
| ADR | Sale | 2,106 | 159.1301 USD | ||||
| ADR | Sale | 2,420 | 159.2293 USD | ||||
| ADR | Sale | 2,900 | 159.8350 USD | ||||
| 5p ordinary | Sale | 3,355 | 40.1000 GBP | ||||
| ADR | Sale | 3,564 | 160.6100 USD | ||||
| 5p ordinary | Sale | 3,789 | 40.4277 GBP | ||||
| 5p ordinary | Sale | 4,196 | 40.1459 GBP | ||||
| ADR | Sale | 4,300 | 158.5699 USD | ||||
| ADR | Sale | 4,350 | 158.9619 USD | ||||
| 5p ordinary | Sale | 4,563 | 40.4103 GBP | ||||
| 5p ordinary | Sale | 5,000 | 40.1872 GBP | ||||
| 5p ordinary | Sale | 5,012 | 40.1399 GBP | ||||
| 5p ordinary | Sale | 5,678 | 40.3357 GBP | ||||
| 5p ordinary | Sale | 13,027 | 40.3482 GBP | ||||
| ADR | Sale | 13,301 | 159.0493 USD | ||||
| 5p ordinary | Sale | 16,087 | 40.3286 GBP | ||||
| 5p ordinary | Sale | 35,922 | 40.1018 GBP | ||||
| 5p ordinary | Sale | 54,463 | 40.1063 GBP | ||||
| 5p ordinary | Sale | 64,374 | 40.3599 GBP | ||||
| 5p ordinary | Sale | 83,322 | 40.2764 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | SWAP | Long | 11 | 40.0981 GBP | |||||
| 5p ordinary | SWAP | Long | 40 | 40.1795 GBP | |||||
| 5p ordinary | CFD | Long | 60 | 40.3613 GBP | |||||
| 5p ordinary | SWAP | Long | 445 | 40.2494 GBP | |||||
| 5p ordinary | CFD | Long | 502 | 40.1564 GBP | |||||
| 5p ordinary | CFD | Long | 926 | 40.4203 GBP | |||||
| 5p ordinary | SWAP | Long | 1,381 | 40.2216 GBP | |||||
| 5p ordinary | CFD | Long | 3,777 | 40.0967 GBP | |||||
| 5p ordinary | SWAP | Long | 23,489 | 40.1044 GBP | |||||
| 5p ordinary | SWAP | Short | 73 | 40.1500 GBP | |||||
| 5p ordinary | SWAP | Short | 101 | 40.1594 GBP | |||||
| 5p ordinary | SWAP | Short | 219 | 40.1883 GBP | |||||
| 5p ordinary | SWAP | Short | 528 | 40.1365 GBP | |||||
| 5p ordinary | CFD | Short | 726 | 40.3238 GBP | |||||
| 5p ordinary | SWAP | Short | 1,384 | 40.3611 GBP | |||||
| 5p ordinary | CFD | Short | 1,619 | 40.0732 GBP | |||||
| 5p ordinary | SWAP | Short | 2,646 | 40.1391 GBP | |||||
| 5p ordinary | SWAP | Short | 4,151 | 40.3029 GBP | |||||
| 5p ordinary | CFD | Short | 7,929 | 40.2579 GBP | |||||
| 5p ordinary | CFD | Short | 11,832 | 40.1036 GBP | |||||
| 5p ordinary | CFD | Short | 12,693 | 40.3910 GBP | |||||
| 5p ordinary | SWAP | Short | 14,838 | 40.3168 GBP | |||||
| 5p ordinary | CFD | Short | 18,475 | 40.2377 GBP | |||||
| 5p ordinary | SWAP | Short | 25,921 | 40.4045 GBP | |||||
| 5p ordinary | SWAP | Short | 39,544 | 40.1000 GBP | |||||
| 5p ordinary | SWAP | Short | 43,805 | 40.1360 GBP | |||||
| 5p ordinary | SWAP Expires 20/08/2018 | Short | 626,059 | 40.1800 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 100 | 160 USD | American | 22 Jun 2018 | 1.4000 USD | ||||||||
| ADR | Call Options | Purchasing | 2,000 | 163 USD | American | 22 Jun 2018 | 0.3000 USD | ||||||||
| ADR | Call Options | Purchasing | 100 | 165 USD | American | 29 Jun 2018 | 0.5500 USD | ||||||||
| ADR | Call Options | Purchasing | 1,800 | 165 USD | American | 20 Jul 2018 | 2.0500 USD | ||||||||
| ADR | Put Options | Purchasing | 800 | 158 USD | American | 22 Jun 2018 | 0.9000 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 21 Jun 2018 | ||
| Contact name: | Femi Badmos | ||
| Telephone number: | 020 3555 1125 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 20,700 | 175.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 2,100 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 2,000 | 163.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 153.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,600 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,700 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -44,000 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 1,600 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 160.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Written | -100 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -900 | 158.0000 | American | 22 Jun 2018 | |||||||
| ADR | Put Options | Written | 21,700 | 155.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 14,900 | 168.0000 | American | 29 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 3,600 | 185.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,900 | 95.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 700 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 600 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -100 | 120.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -400 | 173.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,600 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,900 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,200 | 110.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 4,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 4,100 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -400 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -600 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,500 | 148.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 2,200 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 500 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -1,300 | 168.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Written | -3,400 | 170.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Written | -8,000 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,500 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -300 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -700 | 170.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -6,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,500 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 7,500 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 4,200 | 180.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 2,800 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 600 | 165.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -100 | 165.0000 | American | 29 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -1,100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,000 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 4,100 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 700 | 85.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 185.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 400 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 200 | 70.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,100 | 210.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,400 | 75.0000 | American | 20 Jul 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180621005604/en/
Copyright Business Wire 2018
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