23rd Apr 2018 17:46
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 20 April 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 5,527,983 | 0.61% | 5,099,446 | 0.56% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 1,092,990 | 0.12% | 3,062,839 | 0.34% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 369,400 | 0.04% | 419,900 | 0.05% | |||||||
| (4) | |||||||||||
| TOTAL: | 6,990,373 | 0.77% | 8,582,185 | 0.95% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 100 | 164.5800 USD | ||||
| ADR | Purchase | 100 | 164.1500 USD | ||||
| ADR | Purchase | 100 | 164.7100 USD | ||||
| ADR | Purchase | 100 | 165.6400 USD | ||||
| ADR | Purchase | 148 | 160.1610 USD | ||||
| ADR | Purchase | 200 | 161.9225 USD | ||||
| ADR | Purchase | 200 | 161.3300 USD | ||||
| ADR | Purchase | 314 | 163.5200 USD | ||||
| ADR | Purchase | 400 | 161.8950 USD | ||||
| ADR | Purchase | 410 | 164.7204 USD | ||||
| ADR | Purchase | 499 | 160.7749 USD | ||||
| ADR | Purchase | 500 | 162.2840 USD | ||||
| ADR | Purchase | 500 | 162.7520 USD | ||||
| ADR | Purchase | 514 | 161.9500 USD | ||||
| ADR | Purchase | 534 | 160.0861 USD | ||||
| ADR | Purchase | 554 | 164.6300 USD | ||||
| ADR | Purchase | 680 | 164.6226 USD | ||||
| ADR | Purchase | 900 | 163.4588 USD | ||||
| ADR | Purchase | 1,100 | 164.5805 USD | ||||
| ADR | Purchase | 1,300 | 162.8792 USD | ||||
| ADR | Purchase | 1,700 | 162.0400 USD | ||||
| ADR | Purchase | 1,792 | 164.3700 USD | ||||
| ADR | Purchase | 2,100 | 164.4041 USD | ||||
| ADR | Purchase | 2,334 | 163.4419 USD | ||||
| ADR | Purchase | 3,030 | 162.3378 USD | ||||
| ADR | Purchase | 3,300 | 163.6279 USD | ||||
| ADR | Purchase | 3,500 | 163.8548 USD | ||||
| ADR | Purchase | 9,000 | 163.2870 USD | ||||
| ADR | Purchase | 18,300 | 163.9279 USD | ||||
| ADR | Purchase | 18,400 | 163.7119 USD | ||||
| ADR | Purchase | 23,148 | 162.7121 USD | ||||
| ADR | Purchase | 82,716 | 162.2822 USD | ||||
| ADR | Purchase | 87,914 | 162.9142 USD | ||||
| ADR | Sale | 1 | 163.3600 USD | ||||
| ADR | Sale | 100 | 162.9500 USD | ||||
| ADR | Sale | 100 | 161.5800 USD | ||||
| ADR | Sale | 142 | 160.0903 USD | ||||
| ADR | Sale | 200 | 164.4850 USD | ||||
| ADR | Sale | 257 | 160.8400 USD | ||||
| ADR | Sale | 314 | 163.5200 USD | ||||
| ADR | Sale | 400 | 163.2875 USD | ||||
| ADR | Sale | 486 | 162.5852 USD | ||||
| 5p ordinary | Sale | 500 | 38.0010 GBP | ||||
| ADR | Sale | 500 | 162.7520 USD | ||||
| ADR | Sale | 514 | 161.9500 USD | ||||
| ADR | Sale | 530 | 163.4079 USD | ||||
| ADR | Sale | 533 | 160.0800 USD | ||||
| ADR | Sale | 800 | 163.2981 USD | ||||
| ADR | Sale | 831 | 164.6300 USD | ||||
| ADR | Sale | 1,000 | 161.5710 USD | ||||
| ADR | Sale | 1,000 | 163.3060 USD | ||||
| ADR | Sale | 1,100 | 161.6630 USD | ||||
| ADR | Sale | 1,100 | 162.2968 USD | ||||
| ADR | Sale | 1,247 | 160.8473 USD | ||||
| ADR | Sale | 1,490 | 164.6891 USD | ||||
| ADR | Sale | 1,800 | 163.2600 USD | ||||
| ADR | Sale | 1,900 | 164.3126 USD | ||||
| ADR | Sale | 1,900 | 162.1965 USD | ||||
| ADR | Sale | 2,100 | 164.4041 USD | ||||
| ADR | Sale | 3,026 | 164.3700 USD | ||||
| ADR | Sale | 3,800 | 163.7846 USD | ||||
| ADR | Sale | 6,800 | 163.2828 USD | ||||
| ADR | Sale | 8,000 | 164.1525 USD | ||||
| ADR | Sale | 8,495 | 163.5900 USD | ||||
| ADR | Sale | 13,300 | 163.7162 USD | ||||
| ADR | Sale | 13,700 | 163.4344 USD | ||||
| ADR | Sale | 14,136 | 162.4941 USD | ||||
| ADR | Sale | 63,481 | 162.2194 USD | ||||
| ADR | Sale | 112,867 | 162.8556 USD |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | CFD | Long | 54 | 38.5081 GBP | |||||
| 5p ordinary | CFD | Long | 233 | 38.5082 GBP | |||||
| 5p ordinary | CFD | Long | 247 | 38.4236 GBP | |||||
| 5p ordinary | CFD | Long | 273 | 37.9806 GBP | |||||
| 5p ordinary | CFD | Long | 560 | 38.7500 GBP | |||||
| 5p ordinary | CFD | Long | 792 | 37.9805 GBP | |||||
| 5p ordinary | CFD | Long | 5,000 | 38.8404 GBP | |||||
| 5p ordinary | CFD | Long | 6,281 | 38.1375 GBP | |||||
| 5p ordinary | CFD | Long | 12,295 | 38.2761 GBP | |||||
| 5p ordinary | CFD | Long | 20,674 | 37.9419 GBP | |||||
| 5p ordinary | CFD | Long | 21,193 | 38.2459 GBP | |||||
| 5p ordinary | CFD | Long | 29,015 | 38.4370 GBP | |||||
| 5p ordinary | CFD | Long | 36,285 | 38.2065 GBP | |||||
| 5p ordinary | CFD | Long | 65,237 | 38.1478 GBP | |||||
| 5p ordinary | CFD | Long | 83,676 | 38.9495 GBP | |||||
| 5p ordinary | CFD | Long | 147,136 | 38.1955 GBP | |||||
| 5p ordinary | CFD | Short | 639 | 38.2042 GBP | |||||
| 5p ordinary | CFD | Short | 1,000 | 38.6584 GBP | |||||
| 5p ordinary | CFD | Short | 1,000 | 38.6794 GBP | |||||
| 5p ordinary | CFD | Short | 1,139 | 37.9766 GBP | |||||
| 5p ordinary | CFD | Short | 1,502 | 38.2395 GBP | |||||
| 5p ordinary | CFD | Short | 1,933 | 38.3251 GBP | |||||
| 5p ordinary | CFD | Short | 2,000 | 38.4419 GBP | |||||
| 5p ordinary | CFD | Short | 2,000 | 38.8762 GBP | |||||
| 5p ordinary | CFD | Short | 3,000 | 38.6134 GBP | |||||
| 5p ordinary | CFD | Short | 3,489 | 38.0056 GBP | |||||
| 5p ordinary | CFD | Short | 3,715 | 38.1940 GBP | |||||
| 5p ordinary | CFD | Short | 3,833 | 38.2174 GBP | |||||
| 5p ordinary | CFD | Short | 4,000 | 38.4634 GBP | |||||
| 5p ordinary | CFD | Short | 5,000 | 37.7030 GBP | |||||
| 5p ordinary | CFD | Short | 5,000 | 38.5334 GBP | |||||
| 5p ordinary | CFD | Short | 8,862 | 38.1447 GBP | |||||
| 5p ordinary | CFD | Short | 10,000 | 38.3633 GBP | |||||
| 5p ordinary | CFD | Short | 103,275 | 38.5409 GBP | |||||
| 5p ordinary | CFD | Short | 108,436 | 38.2180 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 500 | 160 USD | American | 20 Apr 2018 | 2.5320 USD | ||||||||
| ADR | Call Options | Purchasing | 800 | 163 USD | American | 20 Apr 2018 | 1.6500 USD | ||||||||
| ADR | Call Options | Purchasing | 500 | 165 USD | American | 20 Apr 2018 | 0.7900 USD | ||||||||
| ADR | Call Options | Purchasing | 1,400 | 168 USD | American | 20 Apr 2018 | 0.5642 USD | ||||||||
| ADR | Call Options | Purchasing | 100 | 170 USD | American | 18 Jan 2019 | 14.5000 USD | ||||||||
| ADR | Call Options | Purchasing | 1,000 | 170 USD | American | 17 Jan 2020 | 20.3400 USD | ||||||||
| ADR | Call Options | Purchasing | 2,200 | 180 USD | American | 27 Apr 2018 | 1.2500 USD | ||||||||
| ADR | Call Options | Purchasing | 500 | 185 USD | American | 19 Oct 2018 | 5.2000 USD | ||||||||
| ADR | Call Options | Purchasing | 500 | 200 USD | American | 18 Jan 2019 | 3.4000 USD | ||||||||
| ADR | Call Options | Selling | 100 | 125 USD | American | 20 Jul 2018 | 41.0000 USD | ||||||||
| ADR | Call Options | Selling | 500 | 165 USD | American | 20 Apr 2018 | 0.6120 USD | ||||||||
| ADR | Call Options | Selling | 2,400 | 180 USD | American | 20 Apr 2018 | 0.2000 USD | ||||||||
| ADR | Put Options | Purchasing | 200 | 158 USD | American | 20 Apr 2018 | 0.1750 USD | ||||||||
| ADR | Put Options | Purchasing | 100 | 160 USD | American | 20 Apr 2018 | 0.5000 USD | ||||||||
| ADR | Put Options | Purchasing | 1,000 | 170 USD | American | 17 Jan 2020 | 20.5000 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | |
| Date of disclosure: | 23 Apr 2018 | |
| Contact name: | ELISE TANG | |
| Telephone number: | 0207 1163001 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | |
| are being disclosed: | ||
| Name of offeror/offeree in relation to whose | SHIRE | |
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 100,000 | 4000.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 10,000 | 4200.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Purchased | -140,000 | 3500.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 41,900 | 145.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 17,800 | 195.0000 | American | 27 Apr 2018 | |||||||
| ADR | Put Options | Written | 2,400 | 165.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 1,100 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 160.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -200 | 150.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -600 | 120.0000 | American | 27 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,000 | 175.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -2,300 | 200.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -2,400 | 160.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,000 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,300 | 110.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -4,700 | 130.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -11,500 | 155.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Written | 100 | 150.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 1,400 | 135.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -100 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 165.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -300 | 150.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Written | -500 | 160.0000 | American | 25 May 2018 | |||||||
| ADR | Call Options | Written | -600 | 173.0000 | American | 4 May 2018 | |||||||
| ADR | Call Options | Written | -700 | 210.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -1,200 | 163.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,100 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,000 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 700 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 185.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 120.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 147.0000 | American | 27 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 158.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -200 | 155.0000 | American | 4 May 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,000 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -1,300 | 165.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -1,500 | 135.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -1,600 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,900 | 190.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -2,200 | 110.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 5,100 | 170.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 4,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,400 | 160.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 1,300 | 130.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 110.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Written | 200 | 140.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -600 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 143.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 160.0000 | American | 4 May 2018 | |||||||
| ADR | Call Options | Written | -1,400 | 185.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -1,700 | 140.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -1,800 | 205.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -2,100 | 115.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -4,100 | 180.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 2,100 | 120.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Written | 700 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -1,300 | 150.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -2,400 | 190.0000 | American | 27 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -3,000 | 115.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -4,400 | 150.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -13,400 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,100 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -100 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 175.0000 | American | 4 May 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -500 | 120.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -900 | 130.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -2,000 | 145.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -4,700 | 170.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -5,500 | 135.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -6,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,500 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 3,100 | 145.0000 | American | 27 Apr 2018 | |||||||
| ADR | Put Options | Written | 2,300 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,100 | 155.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 800 | 163.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 185.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -1,100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,600 | 140.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 12,000 | 165.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 5,200 | 150.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 4,100 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 3,000 | 145.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 2,200 | 180.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 1,400 | 168.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 800 | 140.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Written | 700 | 85.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 600 | 155.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 185.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 200 | 70.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 105.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 95.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -100 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -500 | 125.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,300 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,900 | 125.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -2,300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,400 | 75.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -3,300 | 175.0000 | American | 20 Apr 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180423006111/en/
Copyright Business Wire 2018
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