4th Apr 2018 15:50
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 03 April 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 4,813,954 | 0.53% | 3,647,701 | 0.40% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 477,179 | 0.05% | 2,302,476 | 0.25% | ||||||||
| (3) | Stock-settled derivatives (including options) |
| |||||||||
| and agreements to purchase/sell: | 340,400 | 0.04% | 298,500 | 0.03% | |||||||
| TOTAL: | 5,631,533 | 0.62% | 6,248,677 | 0.68% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 5p ordinary | Purchase | 1 | 35.1500 GBP | ||||
| 5p ordinary | Purchase | 8 | 35.2300 GBP | ||||
| ADR | Purchase | 9 | 148.4600 USD | ||||
| 5p ordinary | Purchase | 12 | 35.0708 GBP | ||||
| 5p ordinary | Purchase | 12 | 35.1650 GBP | ||||
| ADR | Purchase | 62 | 147.8750 USD | ||||
| ADR | Purchase | 100 | 148.9800 USD | ||||
| ADR | Purchase | 100 | 148.2800 USD | ||||
| ADR | Purchase | 100 | 148.4110 USD | ||||
| ADR | Purchase | 100 | 148.5250 USD | ||||
| ADR | Purchase | 100 | 148.3600 USD | ||||
| 5p ordinary | Purchase | 100 | 35.4550 GBP | ||||
| ADR | Purchase | 100 | 149.6400 USD | ||||
| ADR | Purchase | 150 | 148.6533 USD | ||||
| 5p ordinary | Purchase | 159 | 35.2810 GBP | ||||
| ADR | Purchase | 195 | 148.2607 USD | ||||
| ADR | Purchase | 200 | 148.1800 USD | ||||
| ADR | Purchase | 200 | 148.0950 USD | ||||
| ADR | Purchase | 200 | 148.1550 USD | ||||
| 5p ordinary | Purchase | 224 | 35.3699 GBP | ||||
| ADR | Purchase | 300 | 147.8300 USD | ||||
| ADR | Purchase | 321 | 147.9921 USD | ||||
| ADR | Purchase | 338 | 149.6502 USD | ||||
| ADR | Purchase | 400 | 148.6300 USD | ||||
| ADR | Purchase | 504 | 148.6996 USD | ||||
| ADR | Purchase | 700 | 148.3582 USD | ||||
| 5p ordinary | Purchase | 763 | 35.0701 GBP | ||||
| ADR | Purchase | 800 | 148.3786 USD | ||||
| ADR | Purchase | 800 | 148.7249 USD | ||||
| 5p ordinary | Purchase | 804 | 35.1121 GBP | ||||
| ADR | Purchase | 900 | 147.9558 USD | ||||
| 5p ordinary | Purchase | 1,000 | 35.0671 GBP | ||||
| ADR | Purchase | 1,400 | 147.8725 USD | ||||
| ADR | Purchase | 1,474 | 148.4800 USD | ||||
| ADR | Purchase | 1,500 | 147.7305 USD | ||||
| ADR | Purchase | 1,600 | 147.8278 USD | ||||
| 5p ordinary | Purchase | 1,640 | 35.1152 GBP | ||||
| 5p ordinary | Purchase | 1,646 | 35.0712 GBP | ||||
| ADR | Purchase | 1,705 | 148.4083 USD | ||||
| ADR | Purchase | 1,894 | 148.0464 USD | ||||
| 5p ordinary | Purchase | 2,000 | 34.9050 GBP | ||||
| ADR | Purchase | 3,100 | 147.9587 USD | ||||
| ADR | Purchase | 4,100 | 147.6085 USD | ||||
| 5p ordinary | Purchase | 4,159 | 35.0750 GBP | ||||
| 5p ordinary | Purchase | 4,250 | 35.0958 GBP | ||||
| 5p ordinary | Purchase | 4,300 | 35.1814 GBP | ||||
| 5p ordinary | Purchase | 4,336 | 35.2468 GBP | ||||
| ADR | Purchase | 4,900 | 147.7570 USD | ||||
| 5p ordinary | Purchase | 5,000 | 35.3255 GBP | ||||
| ADR | Purchase | 5,600 | 147.8919 USD | ||||
| ADR | Purchase | 6,257 | 148.0966 USD | ||||
| 5p ordinary | Purchase | 6,366 | 35.0348 GBP | ||||
| ADR | Purchase | 6,994 | 148.1584 USD | ||||
| 5p ordinary | Purchase | 7,457 | 35.2094 GBP | ||||
| ADR | Purchase | 9,395 | 148.8754 USD | ||||
| 5p ordinary | Purchase | 9,494 | 35.2586 GBP | ||||
| 5p ordinary | Purchase | 9,765 | 35.3174 GBP | ||||
| 5p ordinary | Purchase | 10,929 | 35.1662 GBP | ||||
| ADR | Purchase | 12,469 | 148.1533 USD | ||||
| 5p ordinary | Purchase | 13,377 | 35.2713 GBP | ||||
| 5p ordinary | Purchase | 13,754 | 35.1841 GBP | ||||
| 5p ordinary | Purchase | 15,000 | 35.0698 GBP | ||||
| 5p ordinary | Purchase | 38,477 | 35.1817 GBP | ||||
| 5p ordinary | Purchase | 38,909 | 35.1694 GBP | ||||
| 5p ordinary | Purchase | 39,270 | 35.1639 GBP | ||||
| 5p ordinary | Purchase | 47,102 | 35.0734 GBP | ||||
| 5p ordinary | Purchase | 101,063 | 35.1898 GBP | ||||
| ADR | Sale | 9 | 148.4600 USD | ||||
| ADR | Sale | 15 | 147.0200 USD | ||||
| ADR | Sale | 62 | 147.8750 USD | ||||
| 5p ordinary | Sale | 80 | 35.0000 GBP | ||||
| 5p ordinary | Sale | 87 | 35.3651 GBP | ||||
| 5p ordinary | Sale | 87 | 35.1550 GBP | ||||
| 5p ordinary | Sale | 100 | 147.0600 USD | ||||
| ADR | Sale | 100 | 147.0900 USD | ||||
| ADR | Sale | 100 | 148.3800 USD | ||||
| ADR | Sale | 100 | 148.5100 USD | ||||
| ADR | Sale | 100 | 149.0000 USD | ||||
| ADR | Sale | 100 | 148.3400 USD | ||||
| ADR | Sale | 113 | 147.1447 USD | ||||
| 5p ordinary | Sale | 140 | 35.1150 GBP | ||||
| 5p ordinary | Sale | 179 | 35.1758 GBP | ||||
| ADR | Sale | 200 | 148.0675 USD | ||||
| ADR | Sale | 300 | 147.6733 USD | ||||
| ADR | Sale | 300 | 148.6633 USD | ||||
| 5p ordinary | Sale | 344 | 35.0695 GBP | ||||
| ADR | Sale | 372 | 149.5076 USD | ||||
| ADR | Sale | 399 | 147.7116 USD | ||||
| ADR | Sale | 400 | 148.4223 USD | ||||
| ADR | Sale | 400 | 149.6550 USD | ||||
| ADR | Sale | 527 | 148.3994 USD | ||||
| ADR | Sale | 600 | 148.1583 USD | ||||
| ADR | Sale | 600 | 148.0120 USD | ||||
| ADR | Sale | 700 | 147.9307 USD | ||||
| ADR | Sale | 800 | 147.8718 USD | ||||
| 5p ordinary | Sale | 871 | 35.4990 GBP | ||||
| ADR | Sale | 900 | 147.8944 USD | ||||
| ADR | Sale | 954 | 148.0756 USD | ||||
| ADR | Sale | 1,000 | 147.9590 USD | ||||
| ADR | Sale | 1,100 | 147.9331 USD | ||||
| ADR | Sale | 1,400 | 147.8725 USD | ||||
| ADR | Sale | 1,446 | 148.1072 USD | ||||
| ADR | Sale | 1,500 | 148.1246 USD | ||||
| 5p ordinary | Sale | 1,610 | 35.0918 GBP | ||||
| 5p ordinary | Sale | 1,639 | 35.0765 GBP | ||||
| ADR | Sale | 1,911 | 148.4800 USD | ||||
| 5p ordinary | Sale | 3,371 | 35.1101 GBP | ||||
| ADR | Sale | 4,000 | 147.7769 USD | ||||
| ADR | Sale | 6,200 | 147.8337 USD | ||||
| ADR | Sale | 6,362 | 148.2430 USD | ||||
| 5p ordinary | Sale | 6,607 | 35.0558 GBP | ||||
| 5p ordinary | Sale | 7,008 | 35.4060 GBP | ||||
| 5p ordinary | Sale | 7,722 | 34.9091 GBP | ||||
| 5p ordinary | Sale | 8,875 | 35.2137 GBP | ||||
| 5p ordinary | Sale | 9,074 | 35.2152 GBP | ||||
| 5p ordinary | Sale | 9,083 | 35.0775 GBP | ||||
| ADR | Sale | 9,232 | 148.0895 USD | ||||
| 5p ordinary | Sale | 12,652 | 35.1812 GBP | ||||
| ADR | Sale | 16,201 | 148.5583 USD | ||||
| 5p ordinary | Sale | 16,446 | 35.1939 GBP | ||||
| 5p ordinary | Sale | 17,274 | 35.3700 GBP | ||||
| 5p ordinary | Sale | 19,260 | 35.2584 GBP | ||||
| 5p ordinary | Sale | 29,207 | 35.0750 GBP | ||||
| 5p ordinary | Sale | 34,548 | 35.3250 GBP | ||||
| 5p ordinary | Sale | 54,057 | 35.2019 GBP | ||||
| 5p ordinary | Sale | 61,909 | 35.0768 GBP | ||||
| 5p ordinary | Sale | 65,932 | 35.1336 GBP | ||||
| 5p ordinary | Sale | 128,718 | 35.2077 GBP | ||||
| 5p ordinary | Sale | 179,733 | 35.1944 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | SWAP | Long | 44 | 35.4345 GBP | |||||
| 5p ordinary | CFD | Long | 87 | 35.3651 GBP | |||||
| 5p ordinary | CFD | Long | 300 | 35.1306 GBP | |||||
| 5p ordinary | CFD | Long | 345 | 35.3083 GBP | |||||
| 5p ordinary | SWAP | Long | 603 | 35.3924 GBP | |||||
| 5p ordinary | CFD | Long | 1,151 | 35.0595 GBP | |||||
| 5p ordinary | CFD | Long | 1,290 | 35.1363 GBP | |||||
| 5p ordinary | CFD | Long | 1,610 | 35.0918 GBP | |||||
| 5p ordinary | SWAP | Long | 1,959 | 35.0587 GBP | |||||
| 5p ordinary | CFD | Long | 2,000 | 35.1153 GBP | |||||
| 5p ordinary | SWAP | Long | 3,450 | 35.2300 GBP | |||||
| 5p ordinary | CFD | Long | 7,722 | 34.9091 GBP | |||||
| 5p ordinary | CFD | Long | 9,083 | 35.0775 GBP | |||||
| 5p ordinary | CFD | Long | 12,288 | 35.2073 GBP | |||||
| 5p ordinary | SWAP | Long | 12,652 | 35.1812 GBP | |||||
| 5p ordinary | CFD | Long | 15,023 | 35.7050 GBP | |||||
| 5p ordinary | SWAP | Long | 16,230 | 35.3167 GBP | |||||
| 5p ordinary | SWAP | Long | 39,230 | 35.0750 GBP | |||||
| 5p ordinary | CFD | Long | 54,057 | 35.2019 GBP | |||||
| 5p ordinary | CFD | Long | 65,932 | 35.1337 GBP | |||||
| 5p ordinary | SWAP | Long | 83,678 | 35.2066 GBP | |||||
| 5p ordinary | SWAP | Long | 120,045 | 35.2036 GBP | |||||
| 5p ordinary | CFD | Short | 9 | 35.0344 GBP | |||||
| 5p ordinary | CFD | Short | 154 | 35.0362 GBP | |||||
| 5p ordinary | CFD | Short | 219 | 35.0347 GBP | |||||
| 5p ordinary | CFD | Short | 224 | 35.3700 GBP | |||||
| 5p ordinary | SWAP | Short | 332 | 35.5054 GBP | |||||
| 5p ordinary | CFD | Short | 413 | 35.0363 GBP | |||||
| 5p ordinary | CFD | Short | 803 | 35.3597 GBP | |||||
| 5p ordinary | CFD | Short | 827 | 35.0778 GBP | |||||
| 5p ordinary | SWAP | Short | 938 | 35.3811 GBP | |||||
| 5p ordinary | CFD | Short | 2,000 | 34.9138 GBP | |||||
| 5p ordinary | SWAP | Short | 2,446 | 35.1274 GBP | |||||
| 5p ordinary | CFD | Short | 3,282 | 35.3406 GBP | |||||
| 5p ordinary | CFD | Short | 4,250 | 35.0958 GBP | |||||
| 5p ordinary | SWAP | Short | 4,300 | 35.1814 GBP | |||||
| 5p ordinary | CFD | Short | 6,366 | 35.0348 GBP | |||||
| 5p ordinary | CFD | Short | 9,494 | 35.2586 GBP | |||||
| 5p ordinary | SWAP | Short | 14,524 | 35.0750 GBP | |||||
| 5p ordinary | CFD | Short | 15,023 | 35.7050 GBP | |||||
| 5p ordinary | SWAP | Short | 17,913 | 35.1694 GBP | |||||
| 5p ordinary | SWAP | Short | 19,040 | 35.1913 GBP | |||||
| 5p ordinary | SWAP | Short | 20,712 | 35.1973 GBP | |||||
| 5p ordinary | SWAP | Short | 84,081 | 35.1855 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 4 Apr 2018 | ||
| Contact name: | ELISE TANG | ||
| Telephone number: | 0207 1163001 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 100,000 | 4000.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 10,000 | 4200.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 41,800 | 145.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 1,100 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -600 | 120.0000 | American | 27 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,000 | 175.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -2,200 | 200.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,000 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,300 | 110.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -4,700 | 130.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -11,400 | 155.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 145.0000 | American | 6 Apr 2018 | |||||||
| ADR | Call Options | Written | -100 | 160.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -200 | 150.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 1,400 | 135.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 165.0000 | American | 6 Apr 2018 | |||||||
| ADR | Put Options | Written | 100 | 150.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -700 | 210.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -200 | 153.0000 | American | 13 Apr 2018 | |||||||
| ADR | Call Options | Written | -300 | 150.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,400 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,200 | 110.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -3,100 | 145.0000 | American | 6 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 120.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 133.0000 | American | 6 Apr 2018 | |||||||
| ADR | Call Options | Written | -500 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 4,100 | 170.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 4,000 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,400 | 130.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 900 | 160.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 150.0000 | American | 6 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 110.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -600 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 160.0000 | American | 4 May 2018 | |||||||
| ADR | Call Options | Written | -1,400 | 185.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -1,700 | 140.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -1,800 | 205.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -2,100 | 115.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -3,100 | 180.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -500 | 130.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 2,100 | 120.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 190.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -800 | 135.0000 | American | 6 Apr 2018 | |||||||
| ADR | Call Options | Written | -800 | 170.0000 | American | 6 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -3,000 | 115.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -39,200 | 150.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -13,500 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -200 | 145.0000 | American | 4 May 2018 | |||||||
| ADR | Put Options | Purchased | -300 | 150.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 700 | 136.0000 | American | 13 Apr 2018 | |||||||
| ADR | Put Options | Written | 200 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -900 | 130.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -2,000 | 145.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -4,700 | 170.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -5,500 | 135.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -6,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,500 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -100 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 120.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Written | 3,100 | 145.0000 | American | 27 Apr 2018 | |||||||
| ADR | Put Options | Written | 2,000 | 155.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 185.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,400 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,700 | 144.0000 | American | 6 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -500 | 195.0000 | American | 6 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 28,400 | 165.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Written | 3,000 | 145.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 800 | 140.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 185.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -1,300 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,900 | 125.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -2,300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,400 | 75.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -3,300 | 175.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 105.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 95.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 117.0000 | American | 6 Apr 2018 | |||||||
| ADR | Call Options | Written | -100 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -500 | 125.0000 | American | 20 Apr 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180404005797/en/
Copyright Business Wire 2018
Related Shares:
BarclaysShire