1st Sep 2014 15:15
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Identity of the person whose positions/dealings | Barclays PLC. | |||
| are being disclosed: | |||||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 29 August 2014 | |||
| (f) | Has the discloser previously disclosed, or are | YES: | |||
| they today disclosing, under the Code in respect | ABBVIE INC | ||||
| of any other party to this offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 9,767,640 | 1.66% | 3,826,439 | 0.65% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 2,136,021 | 0.36% | 3,889,429 | 0.66% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 1,299,900 | 0.22% | 1,362,900 | 0.23% | |||||||
| (4) | |||||||||||
| TOTAL: | 13,203,561 | 2.24% | 9,078,768 | 1.54% | |||||||
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD (traded as ADR) | Purchase | 6 | 244.5800 USD | ||||
| ORD | Purchase | 35 | 49.0790 GBP | ||||
| ORD | Purchase | 36 | 49.0350 GBP | ||||
| ORD | Purchase | 37 | 48.9940 GBP | ||||
| ORD | Purchase | 37 | 48.9950 GBP | ||||
| ORD | Purchase | 37 | 49.0040 GBP | ||||
| ORD | Purchase | 37 | 49.1150 GBP | ||||
| ORD | Purchase | 37 | 49.1250 GBP | ||||
| ORD | Purchase | 37 | 49.1600 GBP | ||||
| ORD | Purchase | 37 | 49.1990 GBP | ||||
| ORD | Purchase | 38 | 49.1450 GBP | ||||
| ORD | Purchase | 52 | 49.0200 GBP | ||||
| ORD | Purchase | 54 | 48.9800 GBP | ||||
| ORD | Purchase | 55 | 49.0250 GBP | ||||
| ORD | Purchase | 58 | 49.0990 GBP | ||||
| ORD | Purchase | 58 | 49.1090 GBP | ||||
| ORD | Purchase | 58 | 49.1590 GBP | ||||
| ORD | Purchase | 62 | 49.0850 GBP | ||||
| ORD | Purchase | 64 | 49.1550 GBP | ||||
| ORD (traded as ADR) | Purchase | 69 | 244.8000 USD | ||||
| ORD | Purchase | 75 | 48.9790 GBP | ||||
| ORD | Purchase | 75 | 48.9990 GBP | ||||
| ORD | Purchase | 75 | 49.0490 GBP | ||||
| ORD | Purchase | 75 | 49.0840 GBP | ||||
| ORD | Purchase | 75 | 49.2100 GBP | ||||
| ORD | Purchase | 77 | 49.0300 GBP | ||||
| ORD | Purchase | 97 | 49.0690 GBP | ||||
| ORD | Purchase | 100 | 49.1100 GBP | ||||
| ORD | Purchase | 111 | 49.0050 GBP | ||||
| ORD | Purchase | 112 | 49.1050 GBP | ||||
| ORD | Purchase | 120 | 49.0650 GBP | ||||
| ORD | Purchase | 120 | 49.1000 GBP | ||||
| ORD | Purchase | 130 | 49.0150 GBP | ||||
| ORD | Purchase | 141 | 49.1900 GBP | ||||
| ORD | Purchase | 148 | 49.0450 GBP | ||||
| ORD (traded as ADR) | Purchase | 150 | 244.2400 USD | ||||
| ORD | Purchase | 189 | 49.0500 GBP | ||||
| ORD | Purchase | 251 | 49.1400 GBP | ||||
| ORD | Purchase | 265 | 49.1338 GBP | ||||
| ORD | Purchase | 290 | 49.0186 GBP | ||||
| ORD | Purchase | 300 | 49.1300 GBP | ||||
| ORD (traded as ADR) | Purchase | 300 | 244.2100 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 244.2700 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 244.6000 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 244.8800 USD | ||||
| ORD | Purchase | 321 | 49.0000 GBP | ||||
| ORD | Purchase | 335 | 48.9900 GBP | ||||
| ORD | Purchase | 351 | 49.0700 GBP | ||||
| ORD | Purchase | 353 | 49.1406 GBP | ||||
| ORD | Purchase | 362 | 49.0550 GBP | ||||
| ORD | Purchase | 420 | 49.0400 GBP | ||||
| ORD | Purchase | 421 | 49.0800 GBP | ||||
| ORD | Purchase | 422 | 49.0950 GBP | ||||
| ORD | Purchase | 422 | 49.1800 GBP | ||||
| ORD | Purchase | 431 | 49.0910 GBP | ||||
| ORD | Purchase | 585 | 49.0600 GBP | ||||
| ORD | Purchase | 588 | 49.0750 GBP | ||||
| ORD (traded as ADR) | Purchase | 600 | 244.6300 USD | ||||
| ORD | Purchase | 624 | 49.0100 GBP | ||||
| ORD | Purchase | 722 | 49.0900 GBP | ||||
| ORD | Purchase | 813 | 49.1133 GBP | ||||
| ORD (traded as ADR) | Purchase | 900 | 244.1450 USD | ||||
| ORD (traded as ADR) | Purchase | 900 | 244.5366 USD | ||||
| ORD (traded as ADR) | Purchase | 969 | 244.4444 USD | ||||
| ORD (traded as ADR) | Purchase | 1,257 | 244.3914 USD | ||||
| ORD (traded as ADR) | Purchase | 1,293 | 244.4319 USD | ||||
| ORD (traded as ADR) | Purchase | 1,500 | 244.1520 USD | ||||
| ORD | Purchase | 1,628 | 49.0102 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,854 | 244.6009 USD | ||||
| ORD | Purchase | 2,340 | 49.1448 GBP | ||||
| ORD (traded as ADR) | Purchase | 2,700 | 244.4024 USD | ||||
| ORD (traded as ADR) | Purchase | 2,700 | 244.4277 USD | ||||
| ORD | Purchase | 3,948 | 49.0604 GBP | ||||
| ORD (traded as ADR) | Purchase | 4,881 | 244.6850 USD | ||||
| ORD (traded as ADR) | Purchase | 6,285 | 244.5319 USD | ||||
| ORD (traded as ADR) | Purchase | 7,119 | 244.6994 USD | ||||
| ORD | Purchase | 8,336 | 49.0694 GBP | ||||
| ORD (traded as ADR) | Purchase | 9,390 | 244.4923 USD | ||||
| ORD | Purchase | 11,821 | 49.2300 GBP | ||||
| ORD (traded as ADR) | Purchase | 12,000 | 244.7350 USD | ||||
| ORD | Purchase | 12,846 | 49.0879 GBP | ||||
| ORD (traded as ADR) | Purchase | 14,034 | 244.5834 USD | ||||
| ORD | Purchase | 24,969 | 49.1700 GBP | ||||
| ORD | Purchase | 26,196 | 49.0719 GBP | ||||
| ORD (traded as ADR) | Purchase | 31,881 | 244.5629 USD | ||||
| ORD | Purchase | 39,640 | 49.0817 GBP | ||||
| ORD (traded as ADR) | Purchase | 41,700 | 244.3972 USD | ||||
| ORD | Purchase | 50,168 | 49.0942 GBP | ||||
| ORD | Purchase | 53,699 | 49.1500 GBP | ||||
| ORD | Purchase | 71,264 | 49.0783 GBP | ||||
| ORD | Purchase | 83,759 | 49.0844 GBP | ||||
| ORD (traded as ADR) | Purchase | 150,090 | 244.5358 USD | ||||
| ORD | Purchase | 400,000 | 49.0670 GBP | ||||
| ORD | Sale | 36 | 49.0350 GBP | ||||
| ORD | Sale | 37 | 48.9940 GBP | ||||
| ORD | Sale | 37 | 48.9950 GBP | ||||
| ORD | Sale | 37 | 49.0040 GBP | ||||
| ORD | Sale | 37 | 49.1150 GBP | ||||
| ORD | Sale | 37 | 49.1250 GBP | ||||
| ORD | Sale | 37 | 49.1600 GBP | ||||
| ORD | Sale | 37 | 49.1990 GBP | ||||
| ORD | Sale | 38 | 49.1450 GBP | ||||
| ORD (traded as ADR) | Sale | 45 | 244.4100 USD | ||||
| ORD | Sale | 54 | 48.9800 GBP | ||||
| ORD | Sale | 55 | 49.0250 GBP | ||||
| ORD | Sale | 58 | 49.0990 GBP | ||||
| ORD | Sale | 58 | 49.1090 GBP | ||||
| ORD | Sale | 58 | 49.1590 GBP | ||||
| ORD | Sale | 62 | 49.0850 GBP | ||||
| ORD | Sale | 64 | 49.1550 GBP | ||||
| ORD | Sale | 75 | 48.9790 GBP | ||||
| ORD | Sale | 75 | 48.9990 GBP | ||||
| ORD | Sale | 75 | 49.0490 GBP | ||||
| ORD | Sale | 75 | 49.0840 GBP | ||||
| ORD | Sale | 75 | 49.2100 GBP | ||||
| ORD | Sale | 77 | 49.0300 GBP | ||||
| ORD | Sale | 85 | 49.0705 GBP | ||||
| ORD | Sale | 87 | 49.1700 GBP | ||||
| ORD | Sale | 88 | 49.0200 GBP | ||||
| ORD (traded as ADR) | Sale | 90 | 244.5400 USD | ||||
| ORD | Sale | 91 | 49.1500 GBP | ||||
| ORD | Sale | 97 | 49.0690 GBP | ||||
| ORD | Sale | 111 | 49.0050 GBP | ||||
| ORD | Sale | 112 | 49.1050 GBP | ||||
| ORD | Sale | 120 | 49.0650 GBP | ||||
| ORD | Sale | 120 | 49.1000 GBP | ||||
| ORD | Sale | 130 | 49.0150 GBP | ||||
| ORD | Sale | 138 | 48.9806 GBP | ||||
| ORD | Sale | 141 | 49.1900 GBP | ||||
| ORD | Sale | 189 | 49.0500 GBP | ||||
| ORD | Sale | 246 | 49.0450 GBP | ||||
| ORD | Sale | 300 | 49.1300 GBP | ||||
| ORD (traded as ADR) | Sale | 300 | 244.1700 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 244.8400 USD | ||||
| ORD | Sale | 315 | 49.0900 GBP | ||||
| ORD | Sale | 321 | 49.0000 GBP | ||||
| ORD | Sale | 329 | 49.0519 GBP | ||||
| ORD | Sale | 335 | 48.9900 GBP | ||||
| ORD | Sale | 351 | 49.0700 GBP | ||||
| ORD | Sale | 362 | 49.0550 GBP | ||||
| ORD | Sale | 401 | 49.0618 GBP | ||||
| ORD | Sale | 420 | 49.0400 GBP | ||||
| ORD | Sale | 421 | 49.0800 GBP | ||||
| ORD | Sale | 422 | 49.0950 GBP | ||||
| ORD | Sale | 422 | 49.1800 GBP | ||||
| ORD (traded as ADR) | Sale | 516 | 244.2269 USD | ||||
| ORD | Sale | 585 | 49.0600 GBP | ||||
| ORD | Sale | 588 | 49.0750 GBP | ||||
| ORD (traded as ADR) | Sale | 600 | 244.1800 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 244.5450 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 244.5500 USD | ||||
| ORD | Sale | 624 | 49.0100 GBP | ||||
| ORD | Sale | 788 | 49.1400 GBP | ||||
| ORD | Sale | 850 | 49.0899 GBP | ||||
| ORD (traded as ADR) | Sale | 900 | 244.1450 USD | ||||
| ORD (traded as ADR) | Sale | 900 | 244.4266 USD | ||||
| ORD | Sale | 997 | 49.0571 GBP | ||||
| ORD (traded as ADR) | Sale | 1,200 | 244.2650 USD | ||||
| ORD | Sale | 1,376 | 49.2300 GBP | ||||
| ORD (traded as ADR) | Sale | 1,800 | 244.4766 USD | ||||
| ORD | Sale | 2,483 | 49.0436 GBP | ||||
| ORD (traded as ADR) | Sale | 2,700 | 244.4211 USD | ||||
| ORD (traded as ADR) | Sale | 2,700 | 244.4788 USD | ||||
| ORD (traded as ADR) | Sale | 3,000 | 244.2026 USD | ||||
| ORD (traded as ADR) | Sale | 3,390 | 244.5143 USD | ||||
| ORD (traded as ADR) | Sale | 3,900 | 244.4008 USD | ||||
| ORD | Sale | 3,948 | 49.0604 GBP | ||||
| ORD | Sale | 4,779 | 49.0667 GBP | ||||
| ORD (traded as ADR) | Sale | 4,836 | 244.5970 USD | ||||
| ORD (traded as ADR) | Sale | 4,848 | 244.4360 USD | ||||
| ORD (traded as ADR) | Sale | 5,400 | 244.4024 USD | ||||
| ORD | Sale | 5,509 | 49.2196 GBP | ||||
| ORD | Sale | 7,772 | 49.0691 GBP | ||||
| ORD (traded as ADR) | Sale | 11,460 | 244.4997 USD | ||||
| ORD (traded as ADR) | Sale | 12,069 | 244.7354 USD | ||||
| ORD | Sale | 12,546 | 49.0382 GBP | ||||
| ORD | Sale | 13,500 | 49.0104 GBP | ||||
| ORD | Sale | 24,453 | 49.0647 GBP | ||||
| ORD | Sale | 26,118 | 49.0718 GBP | ||||
| ORD (traded as ADR) | Sale | 35,400 | 244.4065 USD | ||||
| ORD (traded as ADR) | Sale | 39,900 | 244.4796 USD | ||||
| ORD (traded as ADR) | Sale | 43,800 | 244.6742 USD | ||||
| ORD | Sale | 48,961 | 49.0648 GBP | ||||
| ORD | Sale | 49,207 | 49.0356 GBP | ||||
| ORD (traded as ADR) | Sale | 53,100 | 244.4718 USD | ||||
| ORD (traded as ADR) | Sale | 60,369 | 244.5955 USD | ||||
| ORD | Sale | 69,992 | 49.0771 GBP | ||||
| ORD | Sale | 73,857 | 49.0759 GBP | ||||
| ORD | Sale | 80,783 | 49.1496 GBP | ||||
| ORD | Sale | 88,105 | 49.0492 GBP | ||||
| ORD | Sale | 119,632 | 49.0790 GBP | ||||
| ORD | Sale | 141,416 | 49.0570 GBP |
(b) Derivatives transactions (other than options)
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | SWAP | Long | 114 | 49.0665 GBP | |||||
| ORD | SWAP | Long | 120 | 49.0985 GBP | |||||
| ORD | CFD | Long | 329 | 49.0519 GBP | |||||
| ORD | SWAP | Long | 1,911 | 49.0736 GBP | |||||
| ORD | SWAP | Long | 2,249 | 49.0395 GBP | |||||
| ORD | SWAP | Long | 15,558 | 49.0428 GBP | |||||
| ORD | SWAP | Short | 290 | 49.0186 GBP | |||||
| ORD | SWAP | Short | 300 | 49.0705 GBP | |||||
| ORD | CFD | Short | 353 | 49.1406 GBP | |||||
| ORD | SWAP | Short | 2,100 | 49.1223 GBP | |||||
| ORD | CFD | Short | 2,340 | 49.1448 GBP | |||||
| ORD | CFD | Short | 8,695 | 49.1641 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 1 Sep 2014 | ||
| Contact name: | Rajesh Muthanna | ||
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. OPTIONS AND DERIVATIVES
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ADR | Put Options | Purchased | -300 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -2,800 | 160.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 185.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Purchased | -2,900 | 185.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -200 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -1,000 | 210.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -200 | 220.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,600 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -300 | 255.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -600 | 270.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 275.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Purchased | -2,000 | 285.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 290.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Purchased | -1,100 | 300.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Written | 1,000 | 100.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 130.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 145.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 150.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,100 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 500 | 170.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 6,100 | 175.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,000 | 180.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Written | 300 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 190.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 700 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 5,000 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 205.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 200 | 215.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Written | 13,100 | 215.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 3,400 | 225.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Written | 1,700 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 2,700 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 235.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 2,200 | 245.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 275.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 280.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,800 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,000 | 215.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 15,900 | 225.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 2,800 | 225.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 6,000 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 3,600 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,000 | 250.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 200 | 255.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 8,300 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 15,700 | 260.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 3,100 | 265.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 8,000 | 265.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 321,300 | 270.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 3,300 | 275.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 285.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 300.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 305.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Written | -1,200 | 155.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,500 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -5,800 | 175.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 180.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -200 | 185.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,100 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,300 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 195.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -2,000 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 210.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -300 | 210.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -57,600 | 220.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -300 | 220.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -8,400 | 225.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,900 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -3,500 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,100 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,800 | 235.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -100 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -1,200 | 240.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,800 | 245.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -20,600 | 250.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -321,500 | 255.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -200 | 270.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -100 | 320.0000 | American | 17 Jan 2015 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2014
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