30th May 2018 14:39
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 29 May 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 9,553,974 | 1.05% | 3,188,408 | 0.35% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 373,106 | 0.04% | 4,893,168 | 0.54% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 356,300 | 0.04% | 586,100 | 0.06% | |||||||
| (4) | |||||||||||
| TOTAL: | 10,283,380 | 1.13% | 8,667,676 | 0.95% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 44 | 164.3895 USD | ||||
| ADR | Purchase | 45 | 163.4000 USD | ||||
| ADR | Purchase | 75 | 162.8104 USD | ||||
| ADR | Purchase | 100 | 164.1500 USD | ||||
| ADR | Purchase | 100 | 164.2200 USD | ||||
| ADR | Purchase | 100 | 162.5700 USD | ||||
| ADR | Purchase | 100 | 162.8000 USD | ||||
| ADR | Purchase | 100 | 162.7800 USD | ||||
| 5p ordinary | Purchase | 104 | 40.8150 GBP | ||||
| ADR | Purchase | 115 | 163.8299 USD | ||||
| 5p ordinary | Purchase | 128 | 40.8734 GBP | ||||
| ADR | Purchase | 137 | 164.3008 USD | ||||
| 5p ordinary | Purchase | 180 | 40.8800 GBP | ||||
| ADR | Purchase | 200 | 162.8950 USD | ||||
| 5p ordinary | Purchase | 209 | 40.8127 GBP | ||||
| ADR | Purchase | 300 | 163.6300 USD | ||||
| 5p ordinary | Purchase | 313 | 40.8117 GBP | ||||
| 5p ordinary | Purchase | 372 | 40.8100 GBP | ||||
| 5p ordinary | Purchase | 433 | 40.9619 GBP | ||||
| 5p ordinary | Purchase | 550 | 41.0431 GBP | ||||
| ADR | Purchase | 600 | 162.8500 USD | ||||
| 5p ordinary | Purchase | 628 | 40.9636 GBP | ||||
| 5p ordinary | Purchase | 655 | 40.8950 GBP | ||||
| ADR | Purchase | 700 | 163.6557 USD | ||||
| ADR | Purchase | 903 | 162.6000 USD | ||||
| 5p ordinary | Purchase | 920 | 40.8756 GBP | ||||
| 5p ordinary | Purchase | 966 | 40.9109 GBP | ||||
| ADR | Purchase | 1,102 | 162.9602 USD | ||||
| ADR | Purchase | 1,247 | 162.5500 USD | ||||
| 5p ordinary | Purchase | 1,470 | 40.9634 GBP | ||||
| 5p ordinary | Purchase | 1,600 | 40.9276 GBP | ||||
| ADR | Purchase | 1,637 | 164.2000 USD | ||||
| 5p ordinary | Purchase | 2,783 | 40.9521 GBP | ||||
| ADR | Purchase | 3,600 | 163.1487 USD | ||||
| 5p ordinary | Purchase | 3,624 | 40.8829 GBP | ||||
| ADR | Purchase | 3,650 | 163.6271 USD | ||||
| ADR | Purchase | 3,700 | 163.1409 USD | ||||
| ADR | Purchase | 3,936 | 162.7784 USD | ||||
| ADR | Purchase | 3,936 | 162.7785 USD | ||||
| ADR | Purchase | 3,963 | 162.8916 USD | ||||
| 5p ordinary | Purchase | 4,049 | 40.9837 GBP | ||||
| 5p ordinary | Purchase | 4,915 | 40.8722 GBP | ||||
| 5p ordinary | Purchase | 5,294 | 40.9319 GBP | ||||
| 5p ordinary | Purchase | 5,469 | 40.8561 GBP | ||||
| 5p ordinary | Purchase | 6,886 | 40.8893 GBP | ||||
| 5p ordinary | Purchase | 6,903 | 40.8553 GBP | ||||
| 5p ordinary | Purchase | 7,469 | 40.9644 GBP | ||||
| ADR | Purchase | 12,777 | 163.1380 USD | ||||
| ADR | Purchase | 15,237 | 162.9200 USD | ||||
| 5p ordinary | Purchase | 16,900 | 40.8635 GBP | ||||
| 5p ordinary | Purchase | 22,321 | 40.9131 GBP | ||||
| 5p ordinary | Purchase | 95,745 | 40.8770 GBP | ||||
| 5p ordinary | Purchase | 183,699 | 40.8977 GBP | ||||
| ADR | Sale | 44 | 164.3895 USD | ||||
| ADR | Sale | 45 | 163.4000 USD | ||||
| ADR | Sale | 100 | 162.7900 USD | ||||
| ADR | Sale | 100 | 162.8900 USD | ||||
| ADR | Sale | 100 | 163.0900 USD | ||||
| 5p ordinary | Sale | 107 | 40.8850 GBP | ||||
| ADR | Sale | 115 | 163.8299 USD | ||||
| ADR | Sale | 175 | 162.7930 USD | ||||
| 5p ordinary | Sale | 180 | 40.8800 GBP | ||||
| ADR | Sale | 200 | 162.8150 USD | ||||
| ADR | Sale | 233 | 162.7814 USD | ||||
| ADR | Sale | 300 | 162.7833 USD | ||||
| 5p ordinary | Sale | 349 | 40.8553 GBP | ||||
| ADR | Sale | 400 | 163.3025 USD | ||||
| ADR | Sale | 400 | 163.4546 USD | ||||
| ADR | Sale | 600 | 163.7550 USD | ||||
| 5p ordinary | Sale | 635 | 40.7632 GBP | ||||
| 5p ordinary | Sale | 770 | 40.9259 GBP | ||||
| 5p ordinary | Sale | 844 | 40.8816 GBP | ||||
| ADR | Sale | 1,001 | 162.8779 USD | ||||
| ADR | Sale | 1,245 | 162.8514 USD | ||||
| 5p ordinary | Sale | 1,328 | 40.9100 GBP | ||||
| ADR | Sale | 1,503 | 162.7827 USD | ||||
| 5p ordinary | Sale | 1,617 | 40.7498 GBP | ||||
| ADR | Sale | 1,800 | 162.7730 USD | ||||
| ADR | Sale | 1,800 | 163.5126 USD | ||||
| ADR | Sale | 1,900 | 162.7735 USD | ||||
| ADR | Sale | 1,924 | 162.9928 USD | ||||
| ADR | Sale | 1,974 | 164.2000 USD | ||||
| ADR | Sale | 2,150 | 162.5710 USD | ||||
| 5p ordinary | Sale | 2,224 | 40.9108 GBP | ||||
| 5p ordinary | Sale | 2,289 | 40.8650 GBP | ||||
| 5p ordinary | Sale | 2,422 | 40.8904 GBP | ||||
| 5p ordinary | Sale | 3,091 | 40.8205 GBP | ||||
| ADR | Sale | 3,100 | 163.0220 USD | ||||
| 5p ordinary | Sale | 3,423 | 40.8778 GBP | ||||
| 5p ordinary | Sale | 3,513 | 40.8879 GBP | ||||
| ADR | Sale | 3,936 | 162.7784 USD | ||||
| ADR | Sale | 4,195 | 162.7822 USD | ||||
| 5p ordinary | Sale | 4,340 | 40.8735 GBP | ||||
| 5p ordinary | Sale | 4,907 | 40.8720 GBP | ||||
| ADR | Sale | 5,972 | 162.9901 USD | ||||
| 5p ordinary | Sale | 7,000 | 40.8805 GBP | ||||
| 5p ordinary | Sale | 8,033 | 40.8675 GBP | ||||
| 5p ordinary | Sale | 13,153 | 40.9392 GBP | ||||
| 5p ordinary | Sale | 16,475 | 40.8791 GBP | ||||
| ADR | Sale | 22,392 | 163.1540 USD | ||||
| 5p ordinary | Sale | 34,095 | 40.8944 GBP | ||||
| 5p ordinary | Sale | 37,582 | 40.9119 GBP | ||||
| 5p ordinary | Sale | 77,444 | 40.8550 GBP | ||||
| 5p ordinary | Sale | 113,669 | 40.9027 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | SWAP | Long | 122 | 40.8913 GBP | |||||
| 5p ordinary | SWAP | Long | 219 | 40.8750 GBP | |||||
| 5p ordinary | CFD | Long | 635 | 40.7632 GBP | |||||
| 5p ordinary | CFD | Long | 844 | 40.8816 GBP | |||||
| 5p ordinary | CFD | Long | 1,109 | 40.8533 GBP | |||||
| 5p ordinary | CFD | Long | 2,115 | 40.8804 GBP | |||||
| 5p ordinary | SWAP | Long | 2,488 | 40.8703 GBP | |||||
| 5p ordinary | CFD | Long | 3,513 | 40.8879 GBP | |||||
| 5p ordinary | CFD | Long | 5,000 | 40.9376 GBP | |||||
| 5p ordinary | CFD | Long | 5,757 | 40.7379 GBP | |||||
| 5p ordinary | SWAP | Long | 10,625 | 40.8515 GBP | |||||
| 5p ordinary | CFD | Long | 13,153 | 40.9392 GBP | |||||
| 5p ordinary | SWAP | Long | 15,866 | 40.9012 GBP | |||||
| 5p ordinary | CFD | Long | 18,381 | 40.9067 GBP | |||||
| 5p ordinary | SWAP | Short | 27 | 40.8796 GBP | |||||
| 5p ordinary | CFD | Short | 266 | 40.7632 GBP | |||||
| 5p ordinary | CFD | Short | 447 | 40.9131 GBP | |||||
| 5p ordinary | SWAP | Short | 532 | 40.9013 GBP | |||||
| 5p ordinary | SWAP | Short | 886 | 40.8939 GBP | |||||
| 5p ordinary | CFD | Short | 2,783 | 40.9521 GBP | |||||
| 5p ordinary | SWAP | Short | 3,562 | 40.8367 GBP | |||||
| 5p ordinary | CFD | Short | 3,783 | 40.9992 GBP | |||||
| 5p ordinary | CFD | Short | 5,294 | 40.9319 GBP | |||||
| 5p ordinary | CFD | Short | 8,730 | 40.9124 GBP | |||||
| 5p ordinary | SWAP | Short | 10,554 | 40.9310 GBP | |||||
| 5p ordinary | CFD | Short | 16,031 | 40.9399 GBP | |||||
| 5p ordinary | SWAP | Short | 20,707 | 40.9100 GBP | |||||
| 5p ordinary | SWAP | Short | 30,920 | 40.8627 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ORD | Call Options | Selling | 100 | 170 USD | American | 20 Jul 2018 | 3.5000 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 30 May 2018 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 100,000 | 4000.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 10,000 | 4200.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Purchased | -140,000 | 3500.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 20,700 | 175.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 2,100 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,700 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -22,500 | 170.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -44,000 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 1,600 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -100 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 22,700 | 155.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 11,700 | 170.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 3,600 | 185.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,900 | 95.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 165.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -100 | 120.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -400 | 173.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Written | -900 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,600 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,200 | 110.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 4,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 2,000 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -400 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -600 | 165.0000 | American | 1 Jun 2018 | |||||||
| ADR | Call Options | Written | -600 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,500 | 148.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 2,200 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 500 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 1 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -8,000 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -162,000 | 165.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 1,500 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -300 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -4,300 | 170.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -6,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,500 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 9,800 | 160.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 4,200 | 180.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 2,800 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 900 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,000 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 4,100 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 4,100 | 150.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 700 | 85.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 500 | 160.0000 | American | 1 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 185.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 200 | 70.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,400 | 75.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -2,600 | 175.0000 | American | 15 Jun 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180530005882/en/
Copyright Business Wire 2018
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