Form 8.3 - SHIRE PLC

30th Jul 2014 14:59

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)		Identity of the person whose positions/dealings		Barclays PLC.
		are being disclosed:
(b)		Owner or controller of interest and short
		positions disclosed, if different from 1(a):
(c)		Name of offeror/offeree in relation to whose		SHIRE PLC
		relevant securities this form relates:
(d)		If an exempt fund manager connected with an
		offeror/offeree, state this and specify identity of
		offeror/offeree:
(e)		Date position held/dealing undertaken:		29 July 2014
(f)		Has the discloser previously disclosed, or are		YES:
		they today disclosing, under the Code in respect		ABBVIE INC
		of any other party to this offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:				ORD
				Interests				Short Positions
				Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		9,450,026		1.60%		2,478,727		0.42%
(2)		Derivatives (other than
		options):		1,198,073		0.20%		4,935,073		0.84%
(3)		Options and agreements to
		purchase/sell:		1,436,700		0.24%		1,491,300		0.25%
		TOTAL:		12,084,799		2.04%		8,905,100		1.51%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
ORD		Purchase		33		49.2800 GBP
ORD		Purchase		35		49.3000 GBP
ORD		Purchase		61		49.3550 GBP
ORD		Purchase		91		49.2050 GBP
ORD		Purchase		125		49.3518 GBP
ORD		Purchase		131		49.3300 GBP
ORD		Purchase		157		49.4300 GBP
ORD		Purchase		169		49.3200 GBP
ORD		Purchase		199		49.3450 GBP
ORD		Purchase		284		49.1800 GBP
ORD		Purchase		305		49.2400 GBP
ORD		Purchase		323		49.3800 GBP
ORD		Purchase		402		49.2150 GBP
ORD		Purchase		422		49.3400 GBP
ORD		Purchase		545		49.1900 GBP
ORD		Purchase		655		49.2900 GBP
ORD		Purchase		871		49.3700 GBP
ORD		Purchase		1,188		49.2700 GBP
ORD		Purchase		1,207		49.2300 GBP
ORD		Purchase		1,679		49.2100 GBP
ORD		Purchase		2,332		49.2200 GBP
ORD		Purchase		2,353		49.2000 GBP
ORD		Purchase		2,782		49.3600 GBP
ORD		Purchase		3,113		49.2500 GBP
ORD		Purchase		3,503		49.2762 GBP
ORD		Purchase		3,768		49.2094 GBP
ORD		Purchase		7,730		49.2893 GBP
ORD (traded as ADR)		Purchase		7,800		250.2004 USD
ORD		Purchase		8,249		49.3233 GBP
ORD		Purchase		11,179		49.3477 GBP
ORD		Purchase		12,141		49.3280 GBP
ORD		Purchase		16,714		49.3500 GBP
ORD		Purchase		16,899		49.3190 GBP
ORD		Purchase		17,625		49.2224 GBP
ORD		Purchase		17,803		49.2774 GBP
ORD		Purchase		22,955		49.3229 GBP
ORD		Purchase		25,000		49.3611 GBP
ORD		Purchase		27,761		49.2686 GBP
ORD		Purchase		28,098		49.3259 GBP
ORD		Purchase		48,218		49.1538 GBP
ORD		Purchase		71,683		49.3126 GBP
ORD		Purchase		129,351		49.2867 GBP
ORD		Purchase		315,800		49.3027 GBP
ORD		Purchase		362,253		49.1987 GBP
ORD		Sale		33		49.2800 GBP
ORD		Sale		35		49.3000 GBP
ORD		Sale		60		49.0500 GBP
ORD		Sale		61		49.3550 GBP
ORD		Sale		91		49.2050 GBP
ORD		Sale		124		49.4200 GBP
ORD		Sale		131		49.3300 GBP
ORD		Sale		152		49.1980 GBP
ORD		Sale		157		49.4300 GBP
ORD		Sale		160		49.3450 GBP
ORD		Sale		161		49.2213 GBP
ORD		Sale		169		49.3200 GBP
ORD		Sale		284		49.1800 GBP
ORD		Sale		305		49.2400 GBP
ORD		Sale		315		49.2900 GBP
ORD		Sale		323		49.3800 GBP
ORD		Sale		402		49.2150 GBP
ORD		Sale		483		49.3183 GBP
ORD		Sale		545		49.1900 GBP
ORD		Sale		871		49.3700 GBP
ORD		Sale		1,188		49.2700 GBP
ORD		Sale		1,207		49.2300 GBP
ORD		Sale		1,436		49.2985 GBP
ORD		Sale		1,500		49.3121 GBP
ORD		Sale		1,505		49.1500 GBP
ORD		Sale		1,679		49.2100 GBP
ORD		Sale		1,690		49.2034 GBP
ORD		Sale		2,146		49.2000 GBP
ORD		Sale		2,332		49.2200 GBP
ORD		Sale		2,782		49.3600 GBP
ORD		Sale		2,930		49.2500 GBP
ORD		Sale		4,341		49.2576 GBP
ORD		Sale		5,056		49.2410 GBP
ORD		Sale		5,440		49.3879 GBP
ORD		Sale		6,420		49.2563 GBP
ORD		Sale		7,777		49.2634 GBP
ORD (traded as ADR)		Sale		7,800		250.2004 USD
ORD		Sale		8,047		49.2012 GBP
ORD		Sale		8,372		49.2526 GBP
ORD		Sale		15,227		49.2760 GBP
ORD		Sale		16,714		49.3500 GBP
ORD		Sale		20,860		49.3276 GBP
ORD		Sale		23,124		49.2692 GBP
ORD		Sale		29,525		49.3400 GBP
ORD		Sale		55,924		49.1817 GBP
ORD		Sale		63,033		49.2626 GBP
ORD		Sale		71,085		49.3580 GBP
ORD		Sale		93,957		49.2398 GBP
ORD		Sale		141,343		49.2297 GBP
ORD		Sale		159,318		49.2340 GBP
ORD		Sale		281,865		49.1940 GBP

(b) Derivatives transactions (other than options)

Class of		Product		Nature of dealing		Number of		Price per
relevant		description				reference		unit
security						securities
ORD		SWAP		Long		380		49.2950 GBP
ORD		SWAP		Long		971		49.3112 GBP
ORD		CFD		Long		2,333		49.3199 GBP
ORD		SWAP		Long		8,530		49.3539 GBP
ORD		SWAP		Short		974		49.2520 GBP
ORD		CFD		Short		4,705		49.2625 GBP
ORD		CFD		Short		7,800		49.1544 GBP
ORD		SWAP		Short		12,611		49.2212 GBP
ORD		CFD		Short		7,730		49.2893 GBP
ORD		CFD		Short		25,000		49.3611 GBP
ORD		CFD		Short		55,241		49.3680 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

date

money

relevant

selling,

securities

per unit

paid/

security

varying etc

to which

received

option

per unit

relates

ADR

Put Options

Selling

4,700

175 USD

American

18 Oct 2014

0.3500 USD

(ii) Exercising

Class of relevant security

Product description e.g. call option

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing e.g. subscription, conversion

Details

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?		YES
Date of disclosure:		30 Jul 2014
Contact name:		Rajesh Muthanna
Telephone number:		020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings		Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose		SHIRE PLC
relevant securities this from relates:

2. OPTIONS AND DERIVATIVES

Class

Product

Writing,

Number

Exercise

Type

Expiry

of

description

purchasing,

of

price

date

relevant

selling,

securities

per unit

security

varying etc

to which

option

relates

ADR

Put Options

Purchased

-300

160.0000

American

18 Oct 2014

ADR

Put Options

Purchased

-2,800

160.0000

American

17 Jan 2015

ADR

Put Options

Purchased

-600

185.0000

American

17 Jan 2015

ADR

Put Options

Purchased

-200

190.0000

American

18 Oct 2014

ADR

Put Options

Purchased

-100

215.0000

American

16 Aug 2014

ADR

Put Options

Purchased

-100

220.0000

American

16 Aug 2014

ADR

Put Options

Purchased

-300

230.0000

American

18 Oct 2014

ADR

Put Options

Purchased

-1,100

240.0000

American

16 Aug 2014

ADR

Put Options

Purchased

-1,600

240.0000

American

18 Oct 2014

ADR

Put Options

Purchased

-3,800

250.0000

American

16 Aug 2014

ADR

Put Options

Purchased

-300

255.0000

American

17 Jan 2015

ADR

Put Options

Purchased

-1,000

260.0000

American

18 Oct 2014

ADR

Put Options

Purchased

-1,600

270.0000

American

16 Aug 2014

ADR

Put Options

Written

100

130.0000

American

17 Jan 2015

ADR

Put Options

Written

100

140.0000

American

18 Oct 2014

ADR

Put Options

Written

300

145.0000

American

18 Oct 2014

ADR

Put Options

Written

300

150.0000

American

18 Oct 2014

ADR

Put Options

Written

1,100

165.0000

American

18 Oct 2014

ADR

Put Options

Written

500

170.0000

American

18 Oct 2014

ADR

Put Options

Written

5,400

175.0000

American

18 Oct 2014

ADR

Put Options

Written

1,000

180.0000

American

20 Sep 2014

ADR

Put Options

Written

300

180.0000

American

18 Oct 2014

ADR

Put Options

Written

700

195.0000

American

18 Oct 2014

ADR

Put Options

Written

100

200.0000

American

16 Aug 2014

ADR

Put Options

Written

200

200.0000

American

18 Oct 2014

ADR

Put Options

Written

300

205.0000

American

18 Oct 2014

ADR

Put Options

Written

100

210.0000

American

16 Aug 2014

ADR

Put Options

Written

200

220.0000

American

17 Jan 2015

ADR

Put Options

Written

100

225.0000

American

16 Aug 2014

ADR

Put Options

Written

200

230.0000

American

17 Jan 2015

ADR

Put Options

Written

100

235.0000

American

18 Oct 2014

ADR

Put Options

Written

300

275.0000

American

18 Oct 2014

ADR

Put Options

Written

300

280.0000

American

18 Oct 2014

ADR

Call Options

Purchased

1,800

165.0000

American

18 Oct 2014

ADR

Call Options

Purchased

1,600

215.0000

American

16 Aug 2014

ADR

Call Options

Purchased

1,000

215.0000

American

18 Oct 2014

ADR

Call Options

Purchased

900

230.0000

American

16 Aug 2014

ADR

Call Options

Purchased

100

240.0000

American

16 Aug 2014

ADR

Call Options

Purchased

1,600

250.0000

American

17 Jan 2015

ADR

Call Options

Purchased

20,000

255.0000

American

16 Aug 2014

ADR

Call Options

Purchased

200

255.0000

American

18 Oct 2014

ADR

Call Options

Purchased

123,800

260.0000

American

16 Aug 2014

ADR

Call Options

Purchased

3,500

260.0000

American

18 Oct 2014

ADR

Call Options

Purchased

400

260.0000

American

17 Jan 2015

ADR

Call Options

Purchased

1,600

265.0000

American

16 Aug 2014

ADR

Call Options

Purchased

3,100

265.0000

American

18 Oct 2014

ADR

Call Options

Purchased

7,500

265.0000

American

17 Jan 2015

ADR

Call Options

Purchased

300,000

270.0000

American

17 Jan 2015

ADR

Call Options

Purchased

100

280.0000

American

16 Aug 2014

ADR

Call Options

Written

-1,200

155.0000

American

18 Oct 2014

ADR

Call Options

Written

-2,500

160.0000

American

18 Oct 2014

ADR

Call Options

Written

-5,800

175.0000

American

18 Oct 2014

ADR

Call Options

Written

-200

180.0000

American

18 Oct 2014

ADR

Call Options

Written

-100

180.0000

American

17 Jan 2015

ADR

Call Options

Written

-1,100

190.0000

American

18 Oct 2014

ADR

Call Options

Written

-2,300

195.0000

American

18 Oct 2014

ADR

Call Options

Written

-2,000

200.0000

American

18 Oct 2014

ADR

Call Options

Written

-200

210.0000

American

18 Oct 2014

ADR

Call Options

Written

-2,200

220.0000

American

18 Oct 2014

ADR

Call Options

Written

-1,600

230.0000

American

18 Oct 2014

ADR

Call Options

Written

-500

230.0000

American

17 Jan 2015

ADR

Call Options

Written

-1,100

235.0000

American

18 Oct 2014

ADR

Call Options

Written

-142,000

240.0000

American

16 Aug 2014

ADR

Call Options

Written

-100

240.0000

American

18 Oct 2014

ADR

Call Options

Written

-200

240.0000

American

17 Jan 2015

ADR

Call Options

Written

-300

245.0000

American

17 Jan 2015

ADR

Call Options

Written

-3,100

250.0000

American

16 Aug 2014

ADR

Call Options

Written

-100

255.0000

American

16 Aug 2014

ADR

Call Options

Written

-308,500

255.0000

American

17 Jan 2015

ADR

Call Options

Written

-6,000

265.0000

American

16 Aug 2014

ADR

Call Options

Written

-200

270.0000

American

18 Oct 2014

ADR

Call Options

Written

-1,900

270.0000

American

17 Jan 2015

ADR

Call Options

Written

-100

320.0000

American

17 Jan 2015

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Copyright Business Wire 2014

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