14th May 2018 14:50
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 11 May 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 8,184,738 | 0.90% | 2,923,024 | 0.32% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 298,084 | 0.03% | 4,005,587 | 0.44% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 355,400 | 0.04% | 692,400 | 0.08% | |||||||
| TOTAL: | 8,838,222 | 0.97% | 7,621,011 | 0.84% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 5 | 164.4800 USD | ||||
| ADR | Purchase | 15 | 165.1300 USD | ||||
| ADR | Purchase | 25 | 165.1700 USD | ||||
| ADR | Purchase | 30 | 166.7700 USD | ||||
| ADR | Purchase | 31 | 164.3100 USD | ||||
| ADR | Purchase | 100 | 164.6400 USD | ||||
| ADR | Purchase | 100 | 164.5100 USD | ||||
| ADR | Purchase | 100 | 164.5000 USD | ||||
| ADR | Purchase | 129 | 164.8046 USD | ||||
| ADR | Purchase | 200 | 165.7650 USD | ||||
| ADR | Purchase | 200 | 165.5212 USD | ||||
| ADR | Purchase | 200 | 166.3700 USD | ||||
| ADR | Purchase | 211 | 164.7103 USD | ||||
| 5p ordinary | Purchase | 254 | 40.4761 GBP | ||||
| ADR | Purchase | 300 | 164.6583 USD | ||||
| ADR | Purchase | 400 | 166.4262 USD | ||||
| 5p ordinary | Purchase | 417 | 40.3275 GBP | ||||
| ADR | Purchase | 600 | 165.1483 USD | ||||
| 5p ordinary | Purchase | 793 | 40.5198 GBP | ||||
| ADR | Purchase | 800 | 166.5087 USD | ||||
| ADR | Purchase | 974 | 164.8326 USD | ||||
| 5p ordinary | Purchase | 1,126 | 40.4950 GBP | ||||
| 5p ordinary | Purchase | 1,162 | 40.4836 GBP | ||||
| 5p ordinary | Purchase | 1,508 | 40.4173 GBP | ||||
| ADR | Purchase | 1,565 | 166.1536 USD | ||||
| 5p ordinary | Purchase | 1,682 | 40.4610 GBP | ||||
| ADR | Purchase | 1,930 | 166.4549 USD | ||||
| 5p ordinary | Purchase | 2,021 | 40.5029 GBP | ||||
| ADR | Purchase | 2,036 | 166.4500 USD | ||||
| 5p ordinary | Purchase | 2,579 | 40.5166 GBP | ||||
| 5p ordinary | Purchase | 3,271 | 40.4261 GBP | ||||
| ADR | Purchase | 3,650 | 165.1382 USD | ||||
| 5p ordinary | Purchase | 3,853 | 40.4930 GBP | ||||
| 5p ordinary | Purchase | 4,066 | 40.4808 GBP | ||||
| 5p ordinary | Purchase | 4,299 | 40.4704 GBP | ||||
| 5p ordinary | Purchase | 5,061 | 40.5009 GBP | ||||
| 5p ordinary | Purchase | 5,862 | 40.4706 GBP | ||||
| 5p ordinary | Purchase | 5,886 | 40.5302 GBP | ||||
| 5p ordinary | Purchase | 6,100 | 40.4665 GBP | ||||
| 5p ordinary | Purchase | 8,000 | 40.4017 GBP | ||||
| ADR | Purchase | 8,700 | 165.1152 USD | ||||
| 5p ordinary | Purchase | 8,779 | 40.4655 GBP | ||||
| ADR | Purchase | 9,000 | 165.1977 USD | ||||
| ADR | Purchase | 9,169 | 165.3695 USD | ||||
| 5p ordinary | Purchase | 12,040 | 40.6250 GBP | ||||
| 5p ordinary | Purchase | 18,274 | 40.5132 GBP | ||||
| 5p ordinary | Purchase | 24,599 | 40.4417 GBP | ||||
| ADR | Purchase | 24,627 | 165.0989 USD | ||||
| 5p ordinary | Purchase | 45,709 | 40.5489 GBP | ||||
| 5p ordinary | Purchase | 167,065 | 40.4562 GBP | ||||
| ADR | Sale | 5 | 164.4800 USD | ||||
| ADR | Sale | 15 | 165.1300 USD | ||||
| ADR | Sale | 30 | 166.7700 USD | ||||
| ADR | Sale | 31 | 164.3100 USD | ||||
| ADR | Sale | 100 | 164.8200 USD | ||||
| ADR | Sale | 100 | 164.4700 USD | ||||
| ADR | Sale | 100 | 164.5000 USD | ||||
| ADR | Sale | 100 | 165.1200 USD | ||||
| ADR | Sale | 187 | 166.0391 USD | ||||
| ADR | Sale | 200 | 164.5750 USD | ||||
| ADR | Sale | 200 | 165.8950 USD | ||||
| ADR | Sale | 200 | 166.0928 USD | ||||
| ADR | Sale | 200 | 164.9400 USD | ||||
| ADR | Sale | 200 | 164.5600 USD | ||||
| ADR | Sale | 200 | 164.8050 USD | ||||
| 5p ordinary | Sale | 211 | 40.4910 GBP | ||||
| 5p ordinary | Sale | 290 | 40.5983 GBP | ||||
| ADR | Sale | 300 | 166.0900 USD | ||||
| 5p ordinary | Sale | 382 | 40.4595 GBP | ||||
| ADR | Sale | 400 | 165.5381 USD | ||||
| 5p ordinary | Sale | 493 | 40.4701 GBP | ||||
| 5p ordinary | Sale | 494 | 40.4927 GBP | ||||
| ADR | Sale | 500 | 164.6100 USD | ||||
| 5p ordinary | Sale | 509 | 40.5191 GBP | ||||
| 5p ordinary | Sale | 547 | 40.4911 GBP | ||||
| ADR | Sale | 565 | 164.7043 USD | ||||
| ADR | Sale | 600 | 166.5450 USD | ||||
| ADR | Sale | 600 | 165.5933 USD | ||||
| ADR | Sale | 800 | 165.0015 USD | ||||
| ADR | Sale | 978 | 166.4704 USD | ||||
| 5p ordinary | Sale | 985 | 40.4473 GBP | ||||
| ADR | Sale | 1,331 | 166.5556 USD | ||||
| 5p ordinary | Sale | 1,355 | 40.4640 GBP | ||||
| 5p ordinary | Sale | 1,590 | 40.4443 GBP | ||||
| 5p ordinary | Sale | 1,594 | 40.4550 GBP | ||||
| ADR | Sale | 1,600 | 164.7665 USD | ||||
| 5p ordinary | Sale | 1,680 | 40.4909 GBP | ||||
| ADR | Sale | 1,700 | 164.7194 USD | ||||
| 5p ordinary | Sale | 1,826 | 40.4286 GBP | ||||
| ADR | Sale | 1,900 | 164.8384 USD | ||||
| ADR | Sale | 2,036 | 166.4500 USD | ||||
| 5p ordinary | Sale | 2,072 | 40.4198 GBP | ||||
| 5p ordinary | Sale | 2,369 | 40.4785 GBP | ||||
| ADR | Sale | 3,300 | 164.9621 USD | ||||
| 5p ordinary | Sale | 3,418 | 40.4416 GBP | ||||
| ADR | Sale | 3,914 | 164.9014 USD | ||||
| 5p ordinary | Sale | 5,212 | 40.6214 GBP | ||||
| ADR | Sale | 6,000 | 165.3002 USD | ||||
| ADR | Sale | 8,600 | 165.1818 USD | ||||
| ADR | Sale | 11,543 | 165.3108 USD | ||||
| 5p ordinary | Sale | 11,791 | 40.4894 GBP | ||||
| 5p ordinary | Sale | 12,430 | 40.6181 GBP | ||||
| ADR | Sale | 15,863 | 165.2555 USD | ||||
| 5p ordinary | Sale | 20,074 | 40.4562 GBP | ||||
| 5p ordinary | Sale | 20,827 | 40.5129 GBP | ||||
| 5p ordinary | Sale | 22,461 | 40.6250 GBP | ||||
| 5p ordinary | Sale | 34,509 | 40.4840 GBP | ||||
| 5p ordinary | Sale | 123,133 | 40.5628 GBP | ||||
| 5p ordinary | Sale | 648,412 | 40.5000 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | SWAP | Long | 44 | 40.4500 GBP | |||||
| 5p ordinary | SWAP | Long | 93 | 40.4995 GBP | |||||
| 5p ordinary | CFD | Long | 211 | 40.4910 GBP | |||||
| 5p ordinary | SWAP | Long | 234 | 40.4342 GBP | |||||
| 5p ordinary | CFD | Long | 290 | 40.5983 GBP | |||||
| 5p ordinary | CFD | Long | 312 | 40.6213 GBP | |||||
| 5p ordinary | SWAP | Long | 382 | 40.4595 GBP | |||||
| 5p ordinary | CFD | Long | 1,680 | 40.4908 GBP | |||||
| 5p ordinary | SWAP | Long | 2,103 | 40.6112 GBP | |||||
| 5p ordinary | CFD | Long | 2,369 | 40.4785 GBP | |||||
| 5p ordinary | CFD | Long | 3,433 | 40.5279 GBP | |||||
| 5p ordinary | SWAP | Long | 4,747 | 40.6250 GBP | |||||
| 5p ordinary | SWAP | Long | 8,771 | 40.4288 GBP | |||||
| 5p ordinary | SWAP | Long | 34,509 | 40.4840 GBP | |||||
| 5p ordinary | CFD | Long | 44,946 | 40.6217 GBP | |||||
| 5p ordinary | SWAP | Long | 85,523 | 40.5200 GBP | |||||
| 5p ordinary | CFD | Short | 254 | 40.4761 GBP | |||||
| 5p ordinary | SWAP | Short | 382 | 40.4557 GBP | |||||
| 5p ordinary | SWAP | Short | 414 | 40.5256 GBP | |||||
| 5p ordinary | CFD | Short | 515 | 40.4418 GBP | |||||
| 5p ordinary | SWAP | Short | 955 | 40.4448 GBP | |||||
| 5p ordinary | SWAP | Short | 959 | 40.4654 GBP | |||||
| 5p ordinary | CFD | Short | 1,508 | 40.4173 GBP | |||||
| 5p ordinary | CFD | Short | 1,582 | 40.5032 GBP | |||||
| 5p ordinary | CFD | Short | 3,000 | 40.4003 GBP | |||||
| 5p ordinary | CFD | Short | 3,271 | 40.4261 GBP | |||||
| 5p ordinary | SWAP | Short | 3,504 | 40.4543 GBP | |||||
| 5p ordinary | SWAP | Short | 4,073 | 40.4512 GBP | |||||
| 5p ordinary | CFD | Short | 5,000 | 40.4025 GBP | |||||
| 5p ordinary | CFD | Short | 5,886 | 40.5302 GBP | |||||
| 5p ordinary | SWAP | Short | 6,902 | 40.6250 GBP | |||||
| 5p ordinary | SWAP | Short | 8,766 | 40.4596 GBP | |||||
| 5p ordinary | SWAP | Short | 9,415 | 40.3794 GBP | |||||
| 5p ordinary | CFD | Short | 19,435 | 40.5185 GBP | |||||
| 5p ordinary | SWAP | Short | 26,532 | 40.4828 GBP | |||||
| 5p ordinary | SWAP | Short | 34,565 | 40.4426 GBP | |||||
| 5p ordinary | CFD | Short | 111,188 | 40.4473 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 14 May 2018 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 100,000 | 4000.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 10,000 | 4200.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Purchased | -140,000 | 3500.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Put Options | Purchased | -100,000 | 3600.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 2,400 | 165.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 1,300 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 160.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -200 | 150.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,000 | 175.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,400 | 160.0000 | American | 11 May 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,700 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -44,000 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 105.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Written | 29,100 | 150.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 2,400 | 170.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -100 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -300 | 170.0000 | American | 25 May 2018 | |||||||
| ADR | Call Options | Purchased | 900 | 163.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 165.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 160.0000 | American | 25 May 2018 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 165.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 11,700 | 170.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 3,500 | 185.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,400 | 95.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,000 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 120.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 135.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -900 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,600 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,200 | 110.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 200 | 140.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 4,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -100 | 165.0000 | American | 1 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -500 | 155.0000 | American | 11 May 2018 | |||||||
| ADR | Call Options | Written | -600 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,500 | 148.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Written | -1,500 | 185.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -1,900 | 165.0000 | American | 11 May 2018 | |||||||
| ADR | Call Options | Written | -3,200 | 175.0000 | American | 11 May 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 500 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 175.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 1 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -200 | 190.0000 | American | 11 May 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -3,000 | 115.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -8,000 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -162,000 | 165.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,500 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,100 | 170.0000 | American | 11 May 2018 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -300 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -900 | 130.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -2,000 | 145.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -3,100 | 180.0000 | American | 11 May 2018 | |||||||
| ADR | Call Options | Written | -4,700 | 170.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -6,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,500 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -14,300 | 155.0000 | American | 11 May 2018 | |||||||
| ADR | Call Options | Purchased | 900 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 22 Jun 2018 | |||||||
| ADR | Put Options | Written | 200 | 90.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 9,800 | 160.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Written | 2,800 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,800 | 95.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 178.0000 | American | 11 May 2018 | |||||||
| ADR | Put Options | Purchased | -1,100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,000 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,600 | 140.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 700 | 85.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 185.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 300 | 125.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Written | 200 | 70.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 200 | 110.0000 | American | 25 May 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 4,100 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 4,100 | 150.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 3,600 | 163.0000 | American | 11 May 2018 | |||||||
| ADR | Put Options | Written | 2,800 | 110.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 2,400 | 180.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 2,000 | 155.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -500 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,300 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,300 | 175.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,400 | 75.0000 | American | 20 Jul 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180514005775/en/
Copyright Business Wire 2018
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