11th Jun 2018 13:38
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 08 June 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 9,557,300 | 1.04% | 3,871,615 | 0.42% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 267,575 | 0.03% | 5,079,413 | 0.56% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 409,400 | 0.05% | 577,000 | 0.06% | |||||||
| (4) | |||||||||||
| TOTAL: | 10,234,275 | 1.07% | 9,528,028 | 1.00% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 5 | 161.6800 USD | ||||
| ADR | Purchase | 42 | 161.3199 USD | ||||
| ADR | Purchase | 65 | 161.8000 USD | ||||
| ADR | Purchase | 100 | 160.7000 USD | ||||
| ADR | Purchase | 200 | 161.2150 USD | ||||
| ADR | Purchase | 200 | 160.6700 USD | ||||
| 5p ordinary | Purchase | 240 | 40.0133 GBP | ||||
| 5p ordinary | Purchase | 241 | 39.9039 GBP | ||||
| ADR | Purchase | 264 | 161.5068 USD | ||||
| 5p ordinary | Purchase | 292 | 40.0050 GBP | ||||
| ADR | Purchase | 300 | 161.3933 USD | ||||
| ADR | Purchase | 300 | 161.2900 USD | ||||
| 5p ordinary | Purchase | 318 | 39.9945 GBP | ||||
| ADR | Purchase | 400 | 161.4475 USD | ||||
| ADR | Purchase | 500 | 161.3980 USD | ||||
| 5p ordinary | Purchase | 622 | 39.8560 GBP | ||||
| ADR | Purchase | 700 | 161.0189 USD | ||||
| 5p ordinary | Purchase | 741 | 39.7350 GBP | ||||
| ADR | Purchase | 823 | 160.9288 USD | ||||
| ADR | Purchase | 850 | 160.9600 USD | ||||
| ADR | Purchase | 900 | 161.6488 USD | ||||
| 5p ordinary | Purchase | 917 | 39.7870 GBP | ||||
| 5p ordinary | Purchase | 1,021 | 39.8846 GBP | ||||
| ADR | Purchase | 1,100 | 161.1747 USD | ||||
| 5p ordinary | Purchase | 1,207 | 39.9368 GBP | ||||
| ADR | Purchase | 1,407 | 161.4477 USD | ||||
| 5p ordinary | Purchase | 1,456 | 39.8988 GBP | ||||
| 5p ordinary | Purchase | 2,340 | 39.9118 GBP | ||||
| ADR | Purchase | 2,411 | 161.0180 USD | ||||
| 5p ordinary | Purchase | 2,685 | 39.9267 GBP | ||||
| 5p ordinary | Purchase | 2,839 | 39.8619 GBP | ||||
| 5p ordinary | Purchase | 3,195 | 39.9715 GBP | ||||
| 5p ordinary | Purchase | 4,342 | 39.9142 GBP | ||||
| ADR | Purchase | 4,404 | 161.5279 USD | ||||
| 5p ordinary | Purchase | 4,992 | 39.9602 GBP | ||||
| ADR | Purchase | 9,436 | 160.5552 USD | ||||
| 5p ordinary | Purchase | 12,018 | 39.8869 GBP | ||||
| ADR | Purchase | 12,026 | 161.0988 USD | ||||
| 5p ordinary | Purchase | 20,386 | 39.9898 GBP | ||||
| 5p ordinary | Purchase | 22,203 | 39.8899 GBP | ||||
| 5p ordinary | Purchase | 57,188 | 39.9800 GBP | ||||
| ADR | Purchase | 59,063 | 161.3986 USD | ||||
| 5p ordinary | Purchase | 82,707 | 39.9480 GBP | ||||
| ADR | Sale | 5 | 161.6800 USD | ||||
| 5p ordinary | Sale | 23 | 39.7300 GBP | ||||
| ADR | Sale | 42 | 161.3199 USD | ||||
| 5p ordinary | Sale | 70 | 39.7904 GBP | ||||
| 5p ordinary | Sale | 73 | 39.9200 GBP | ||||
| 5p ordinary | Sale | 73 | 39.9050 GBP | ||||
| 5p ordinary | Sale | 91 | 39.7600 GBP | ||||
| ADR | Sale | 100 | 160.9350 USD | ||||
| ADR | Sale | 100 | 160.8000 USD | ||||
| ADR | Sale | 200 | 160.6700 USD | ||||
| 5p ordinary | Sale | 219 | 39.9216 GBP | ||||
| 5p ordinary | Sale | 233 | 39.9968 GBP | ||||
| 5p ordinary | Sale | 240 | 40.0133 GBP | ||||
| 5p ordinary | Sale | 397 | 39.7350 GBP | ||||
| ADR | Sale | 400 | 161.4475 USD | ||||
| 5p ordinary | Sale | 479 | 40.0056 GBP | ||||
| 5p ordinary | Sale | 540 | 39.7334 GBP | ||||
| ADR | Sale | 700 | 160.5314 USD | ||||
| ADR | Sale | 700 | 161.0189 USD | ||||
| 5p ordinary | Sale | 744 | 39.8000 GBP | ||||
| 5p ordinary | Sale | 814 | 39.9115 GBP | ||||
| ADR | Sale | 823 | 160.9288 USD | ||||
| ADR | Sale | 850 | 160.9600 USD | ||||
| 5p ordinary | Sale | 861 | 39.7349 GBP | ||||
| ADR | Sale | 880 | 161.1605 USD | ||||
| ADR | Sale | 1,000 | 161.1987 USD | ||||
| ADR | Sale | 1,000 | 160.9520 USD | ||||
| 5p ordinary | Sale | 1,021 | 39.8846 GBP | ||||
| 5p ordinary | Sale | 1,082 | 39.9021 GBP | ||||
| ADR | Sale | 1,200 | 160.6358 USD | ||||
| ADR | Sale | 1,200 | 160.3000 USD | ||||
| 5p ordinary | Sale | 1,386 | 39.7875 GBP | ||||
| ADR | Sale | 2,438 | 161.0520 USD | ||||
| 5p ordinary | Sale | 4,000 | 39.9500 GBP | ||||
| ADR | Sale | 4,456 | 160.3951 USD | ||||
| 5p ordinary | Sale | 5,170 | 39.9002 GBP | ||||
| 5p ordinary | Sale | 5,813 | 39.9684 GBP | ||||
| 5p ordinary | Sale | 7,010 | 39.7732 GBP | ||||
| 5p ordinary | Sale | 7,499 | 39.8570 GBP | ||||
| 5p ordinary | Sale | 9,922 | 39.8046 GBP | ||||
| 5p ordinary | Sale | 11,891 | 39.8858 GBP | ||||
| 5p ordinary | Sale | 15,278 | 39.9783 GBP | ||||
| 5p ordinary | Sale | 17,159 | 39.8160 GBP | ||||
| 5p ordinary | Sale | 17,348 | 39.8610 GBP | ||||
| 5p ordinary | Sale | 17,591 | 39.8612 GBP | ||||
| 5p ordinary | Sale | 19,920 | 39.8816 GBP | ||||
| ADR | Sale | 20,039 | 161.2589 USD | ||||
| 5p ordinary | Sale | 34,467 | 39.8510 GBP | ||||
| 5p ordinary | Sale | 42,484 | 39.9612 GBP | ||||
| 5p ordinary | Sale | 55,651 | 39.7991 GBP | ||||
| ADR | Sale | 59,063 | 161.3987 USD | ||||
| 5p ordinary | Sale | 68,933 | 39.8042 GBP | ||||
| 5p ordinary | Sale | 68,934 | 39.9379 GBP | ||||
| 5p ordinary | Sale | 274,047 | 39.9073 GBP | ||||
| 5p ordinary | Sale | 851,524 | 39.9800 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | SWAP | Long | 10 | 39.9780 GBP | |||||
| 5p ordinary | SWAP | Long | 37 | 39.9748 GBP | |||||
| 5p ordinary | CFD | Long | 540 | 39.7334 GBP | |||||
| 5p ordinary | CFD | Long | 814 | 39.9115 GBP | |||||
| 5p ordinary | CFD | Long | 900 | 39.9174 GBP | |||||
| 5p ordinary | SWAP | Long | 1,377 | 39.8828 GBP | |||||
| 5p ordinary | SWAP | Long | 5,052 | 39.9062 GBP | |||||
| 5p ordinary | SWAP | Long | 6,800 | 39.9760 GBP | |||||
| 5p ordinary | CFD | Long | 7,499 | 39.8570 GBP | |||||
| 5p ordinary | CFD | Long | 8,805 | 39.7237 GBP | |||||
| 5p ordinary | SWAP | Long | 16,941 | 39.8376 GBP | |||||
| 5p ordinary | SWAP | Long | 34,467 | 39.8510 GBP | |||||
| 5p ordinary | SWAP | Long | 49,219 | 40.0400 GBP | |||||
| 5p ordinary | SWAP | Long | 68,933 | 39.8042 GBP | |||||
| 5p ordinary | SWAP | Long | 68,934 | 39.9379 GBP | |||||
| 5p ordinary | SWAP | Short | 24 | 39.9275 GBP | |||||
| 5p ordinary | SWAP | Short | 26 | 39.9015 GBP | |||||
| 5p ordinary | SWAP | Short | 45 | 39.9704 GBP | |||||
| 5p ordinary | CFD | Short | 241 | 39.9040 GBP | |||||
| 5p ordinary | CFD | Short | 553 | 39.9912 GBP | |||||
| 5p ordinary | CFD | Short | 622 | 39.8560 GBP | |||||
| 5p ordinary | SWAP | Short | 1,655 | 39.9809 GBP | |||||
| 5p ordinary | CFD | Short | 2,839 | 39.8619 GBP | |||||
| 5p ordinary | CFD | Short | 4,342 | 39.9142 GBP | |||||
| 5p ordinary | CFD | Short | 5,651 | 39.9831 GBP | |||||
| 5p ordinary | CFD | Short | 14,763 | 39.9721 GBP | |||||
| 5p ordinary | SWAP | Short | 22,106 | 39.9554 GBP | |||||
| 5p ordinary | SWAP | Short | 24,408 | 39.9848 GBP | |||||
| 5p ordinary | SWAP | Short | 33,555 | 39.9800 GBP | |||||
| 5p ordinary | SWAP | Short | 49,219 | 40.0400 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | |
| Date of disclosure: | 11 Jun 2018 | |
| Contact name: | Jay Supaya | |
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | |
| are being disclosed: | ||
| Name of offeror/offeree in relation to whose | SHIRE | |
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ORD | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ORD | Call Options | Purchased | 100,000 | 4000.0000 | American | 15 Jun 2018 | |||||||
| ORD | Call Options | Purchased | 10,000 | 4200.0000 | American | 15 Jun 2018 | |||||||
| ORD | Put Options | Purchased | -140,000 | 3500.0000 | American | 15 Jun 2018 | |||||||
| ORD | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 20,700 | 175.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 2,100 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 168.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,700 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -22,500 | 170.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -44,000 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 1,600 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -100 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -300 | 163.0000 | American | 8 Jun 2018 | |||||||
| ADR | Put Options | Written | 22,700 | 155.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 13,500 | 170.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 3,600 | 185.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,900 | 95.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 600 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 165.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -100 | 120.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -400 | 173.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Written | -900 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,600 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,200 | 110.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 4,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 5,800 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 163.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -400 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -600 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,500 | 148.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 12,500 | 163.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 2,200 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 500 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 173.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -8,000 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -162,000 | 165.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 1,500 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -300 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -4,300 | 170.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -6,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,500 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 37,200 | 160.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 7,500 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 4,200 | 180.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 2,800 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 600 | 165.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,000 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 4,100 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 4,100 | 150.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 700 | 85.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 185.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 200 | 70.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,400 | 75.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -2,600 | 175.0000 | American | 15 Jun 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180611005581/en/
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