12th Jun 2018 14:20
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 11 June 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 9,968,002 | 1.09% | 3,884,912 | 0.42% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 267,575 | 0.03% | 5,184,515 | 0.57% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 409,400 | 0.05% | 579,200 | 0.06% | |||||||
| TOTAL: | 10,644,977 | 1.17% | 9,648,627 | 1.05% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 28 | 160.6100 USD | ||||
| 5p ordinary | Purchase | 73 | 40.3425 GBP | ||||
| ADR | Purchase | 100 | 161.2200 USD | ||||
| ADR | Purchase | 100 | 161.2800 USD | ||||
| ADR | Purchase | 100 | 160.7300 USD | ||||
| 5p ordinary | Purchase | 150 | 40.4750 GBP | ||||
| ADR | Purchase | 200 | 160.6600 USD | ||||
| ADR | Purchase | 200 | 160.4950 USD | ||||
| 5p ordinary | Purchase | 240 | 40.4669 GBP | ||||
| 5p ordinary | Purchase | 278 | 40.1503 GBP | ||||
| 5p ordinary | Purchase | 282 | 40.2700 GBP | ||||
| ADR | Purchase | 300 | 160.7233 USD | ||||
| 5p ordinary | Purchase | 310 | 40.2663 GBP | ||||
| 5p ordinary | Purchase | 375 | 40.2720 GBP | ||||
| 5p ordinary | Purchase | 487 | 40.2019 GBP | ||||
| 5p ordinary | Purchase | 741 | 40.2059 GBP | ||||
| 5p ordinary | Purchase | 748 | 40.1493 GBP | ||||
| ADR | Purchase | 800 | 160.5700 USD | ||||
| ADR | Purchase | 1,020 | 160.9535 USD | ||||
| 5p ordinary | Purchase | 1,023 | 40.1051 GBP | ||||
| ADR | Purchase | 1,100 | 160.7041 USD | ||||
| 5p ordinary | Purchase | 1,141 | 40.1970 GBP | ||||
| ADR | Purchase | 1,600 | 160.6465 USD | ||||
| ADR | Purchase | 1,613 | 160.9733 USD | ||||
| ADR | Purchase | 1,800 | 160.6297 USD | ||||
| 5p ordinary | Purchase | 2,031 | 40.1337 GBP | ||||
| 5p ordinary | Purchase | 2,185 | 40.2730 GBP | ||||
| ADR | Purchase | 2,506 | 160.4800 USD | ||||
| 5p ordinary | Purchase | 2,551 | 40.2563 GBP | ||||
| ADR | Purchase | 2,679 | 160.5787 USD | ||||
| ADR | Purchase | 2,780 | 160.6957 USD | ||||
| 5p ordinary | Purchase | 2,834 | 40.1956 GBP | ||||
| 5p ordinary | Purchase | 2,954 | 40.2727 GBP | ||||
| 5p ordinary | Purchase | 3,000 | 40.3276 GBP | ||||
| 5p ordinary | Purchase | 3,785 | 39.9429 GBP | ||||
| ADR | Purchase | 3,814 | 160.5724 USD | ||||
| 5p ordinary | Purchase | 6,065 | 40.0329 GBP | ||||
| 5p ordinary | Purchase | 7,581 | 40.2641 GBP | ||||
| 5p ordinary | Purchase | 7,711 | 40.0213 GBP | ||||
| ADR | Purchase | 14,252 | 160.7926 USD | ||||
| 5p ordinary | Purchase | 16,664 | 39.9382 GBP | ||||
| 5p ordinary | Purchase | 17,240 | 40.0370 GBP | ||||
| ADR | Purchase | 17,437 | 160.7968 USD | ||||
| 5p ordinary | Purchase | 27,584 | 40.1601 GBP | ||||
| 5p ordinary | Purchase | 34,480 | 40.0304 GBP | ||||
| 5p ordinary | Purchase | 37,511 | 40.2638 GBP | ||||
| 5p ordinary | Purchase | 40,790 | 39.9400 GBP | ||||
| ADR | Purchase | 59,163 | 160.5054 USD | ||||
| 5p ordinary | Purchase | 68,960 | 40.0256 GBP | ||||
| 5p ordinary | Purchase | 197,269 | 40.0845 GBP | ||||
| 5p ordinary | Sale | 26 | 40.2692 GBP | ||||
| ADR | Sale | 28 | 160.6100 USD | ||||
| 5p ordinary | Sale | 48 | 39.9500 GBP | ||||
| 5p ordinary | Sale | 73 | 40.4500 GBP | ||||
| 5p ordinary | Sale | 73 | 40.2850 GBP | ||||
| 5p ordinary | Sale | 75 | 40.4750 GBP | ||||
| ADR | Sale | 100 | 161.1500 USD | ||||
| ADR | Sale | 100 | 160.5100 USD | ||||
| ADR | Sale | 200 | 160.7350 USD | ||||
| ADR | Sale | 200 | 161.2500 USD | ||||
| ADR | Sale | 200 | 160.8750 USD | ||||
| 5p ordinary | Sale | 268 | 40.5002 GBP | ||||
| 5p ordinary | Sale | 407 | 40.1441 GBP | ||||
| ADR | Sale | 500 | 161.0300 USD | ||||
| 5p ordinary | Sale | 511 | 40.3500 GBP | ||||
| 5p ordinary | Sale | 520 | 40.1261 GBP | ||||
| 5p ordinary | Sale | 665 | 40.2474 GBP | ||||
| 5p ordinary | Sale | 748 | 40.1493 GBP | ||||
| ADR | Sale | 813 | 160.9753 USD | ||||
| 5p ordinary | Sale | 944 | 40.4350 GBP | ||||
| ADR | Sale | 1,020 | 160.9535 USD | ||||
| ADR | Sale | 1,100 | 160.7172 USD | ||||
| ADR | Sale | 1,247 | 160.5485 USD | ||||
| 5p ordinary | Sale | 1,386 | 40.2282 GBP | ||||
| 5p ordinary | Sale | 1,461 | 40.4357 GBP | ||||
| ADR | Sale | 1,500 | 160.6123 USD | ||||
| 5p ordinary | Sale | 1,551 | 40.4801 GBP | ||||
| ADR | Sale | 1,600 | 160.5990 USD | ||||
| 5p ordinary | Sale | 1,764 | 40.2733 GBP | ||||
| 5p ordinary | Sale | 1,800 | 40.2600 GBP | ||||
| 5p ordinary | Sale | 2,113 | 39.9417 GBP | ||||
| 5p ordinary | Sale | 2,223 | 40.3092 GBP | ||||
| ADR | Sale | 2,406 | 160.4800 USD | ||||
| 5p ordinary | Sale | 2,798 | 40.1538 GBP | ||||
| 5p ordinary | Sale | 3,700 | 40.4358 GBP | ||||
| 5p ordinary | Sale | 3,895 | 40.4363 GBP | ||||
| 5p ordinary | Sale | 3,953 | 40.1802 GBP | ||||
| 5p ordinary | Sale | 5,301 | 40.1906 GBP | ||||
| 5p ordinary | Sale | 6,359 | 40.0456 GBP | ||||
| 5p ordinary | Sale | 6,504 | 40.2498 GBP | ||||
| 5p ordinary | Sale | 9,982 | 40.4340 GBP | ||||
| 5p ordinary | Sale | 10,275 | 40.1591 GBP | ||||
| 5p ordinary | Sale | 11,400 | 40.1487 GBP | ||||
| ADR | Sale | 17,737 | 160.7966 USD | ||||
| 5p ordinary | Sale | 24,135 | 40.1638 GBP | ||||
| ADR | Sale | 24,625 | 160.7141 USD | ||||
| 5p ordinary | Sale | 31,084 | 40.0000 GBP | ||||
| 5p ordinary | Sale | 41,706 | 39.9400 GBP | ||||
| 5p ordinary | Sale | 77,325 | 40.1126 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | SWAP | Long | 26 | 40.2688 GBP | |||||
| 5p ordinary | SWAP | Long | 278 | 40.0652 GBP | |||||
| 5p ordinary | SWAP | Long | 497 | 40.3207 GBP | |||||
| 5p ordinary | CFD | Long | 520 | 40.1261 GBP | |||||
| 5p ordinary | CFD | Long | 1,386 | 40.2282 GBP | |||||
| 5p ordinary | SWAP | Long | 1,551 | 40.4801 GBP | |||||
| 5p ordinary | CFD | Long | 2,139 | 39.9804 GBP | |||||
| 5p ordinary | CFD | Long | 2,223 | 40.3092 GBP | |||||
| 5p ordinary | CFD | Long | 3,785 | 40.3620 GBP | |||||
| 5p ordinary | SWAP | Long | 5,278 | 40.1843 GBP | |||||
| 5p ordinary | CFD | Long | 6,197 | 40.4781 GBP | |||||
| 5p ordinary | CFD | Long | 6,359 | 40.0456 GBP | |||||
| 5p ordinary | SWAP | Long | 6,800 | 39.9360 GBP | |||||
| 5p ordinary | SWAP | Long | 8,267 | 40.2051 GBP | |||||
| 5p ordinary | CFD | Short | 12 | 40.1500 GBP | |||||
| 5p ordinary | CFD | Short | 49 | 40.1504 GBP | |||||
| 5p ordinary | SWAP | Short | 55 | 40.1443 GBP | |||||
| 5p ordinary | CFD | Short | 217 | 40.1503 GBP | |||||
| 5p ordinary | SWAP | Short | 283 | 40.2654 GBP | |||||
| 5p ordinary | CFD | Short | 900 | 39.9436 GBP | |||||
| 5p ordinary | SWAP | Short | 1,280 | 40.0510 GBP | |||||
| 5p ordinary | SWAP | Short | 2,115 | 40.0319 GBP | |||||
| 5p ordinary | CFD | Short | 2,796 | 40.3003 GBP | |||||
| 5p ordinary | CFD | Short | 3,785 | 39.9429 GBP | |||||
| 5p ordinary | SWAP | Short | 5,460 | 39.9400 GBP | |||||
| 5p ordinary | CFD | Short | 7,711 | 40.0213 GBP | |||||
| 5p ordinary | CFD | Short | 12,912 | 40.3612 GBP | |||||
| 5p ordinary | SWAP | Short | 32,476 | 40.3073 GBP | |||||
| 5p ordinary | CFD | Short | 36,400 | 39.9431 GBP | |||||
| 5p ordinary | SWAP | Short | 43,957 | 40.0353 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ORD | Call Options | Purchasing | 100 | 170 USD | American | 20 Jul 2018 | 1.2000 USD | ||||||||
| ORD | Put Options | Purchasing | 2,600 | 160 USD | American | 20 Jul 2018 | 4.2000 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 12 Jun 2018 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 100,000 | 4000.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 10,000 | 4200.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Purchased | -140,000 | 3500.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 20,700 | 175.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 2,100 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 168.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,600 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,700 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -22,500 | 170.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -44,000 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 1,600 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -100 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 165.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 22,700 | 155.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 13,500 | 170.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 3,600 | 185.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,900 | 95.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 600 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -100 | 120.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -400 | 173.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Written | -900 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,600 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,200 | 110.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 4,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 5,800 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 163.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -400 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -600 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,500 | 148.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 173.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 12,500 | 163.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 2,200 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 500 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -8,000 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -162,000 | 165.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,500 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -100 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -300 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -4,200 | 170.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -6,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,500 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 37,200 | 160.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 7,500 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 4,200 | 180.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 2,800 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 600 | 165.0000 | American | 22 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -1,100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,000 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 70.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 4,100 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 4,100 | 150.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 700 | 85.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 185.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,400 | 75.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -2,600 | 175.0000 | American | 15 Jun 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180612005899/en/
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