5th Apr 2018 12:53
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 04 April 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 4,707,120 | 0.07% | 3,640,963 | 0.40% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 472,075 | 0.05% | 2,328,126 | 0.26% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 341,400 | 0.04% | 298,500 | 0.03% | |||||||
| (4) | |||||||||||
| TOTAL: | 5,520,595 | 0.16% | 6,267,589 | 0.69% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 5p ordinary | Purchase | 10 | 35.8435 GBP | ||||
| ADR | Purchase | 14 | 153.0000 USD | ||||
| 5p ordinary | Purchase | 29 | 35.8044 GBP | ||||
| ADR | Purchase | 35 | 149.3600 USD | ||||
| ADR | Purchase | 37 | 152.8989 USD | ||||
| 5p ordinary | Purchase | 41 | 35.7994 GBP | ||||
| 5p ordinary | Purchase | 84 | 36.0975 GBP | ||||
| 5p ordinary | Purchase | 91 | 35.5950 GBP | ||||
| ADR | Purchase | 100 | 153.0500 USD | ||||
| 5p ordinary | Purchase | 105 | 36.0450 GBP | ||||
| 5p ordinary | Purchase | 185 | 36.0800 GBP | ||||
| 5p ordinary | Purchase | 189 | 35.8275 GBP | ||||
| 5p ordinary | Purchase | 199 | 35.8325 GBP | ||||
| ADR | Purchase | 200 | 151.3250 USD | ||||
| 5p ordinary | Purchase | 203 | 35.8050 GBP | ||||
| 5p ordinary | Purchase | 208 | 36.0600 GBP | ||||
| 5p ordinary | Purchase | 215 | 35.5058 GBP | ||||
| ADR | Purchase | 226 | 153.1495 USD | ||||
| 5p ordinary | Purchase | 244 | 35.8425 GBP | ||||
| 5p ordinary | Purchase | 264 | 35.8375 GBP | ||||
| 5p ordinary | Purchase | 273 | 35.8250 GBP | ||||
| 5p ordinary | Purchase | 300 | 36.1000 GBP | ||||
| 5p ordinary | Purchase | 305 | 36.0575 GBP | ||||
| 5p ordinary | Purchase | 321 | 35.8500 GBP | ||||
| ADR | Purchase | 335 | 151.4343 USD | ||||
| 5p ordinary | Purchase | 390 | 35.8125 GBP | ||||
| ADR | Purchase | 400 | 152.2650 USD | ||||
| ADR | Purchase | 400 | 153.6400 USD | ||||
| 5p ordinary | Purchase | 413 | 36.0650 GBP | ||||
| 5p ordinary | Purchase | 422 | 35.8000 GBP | ||||
| 5p ordinary | Purchase | 484 | 35.8225 GBP | ||||
| 5p ordinary | Purchase | 493 | 35.8750 GBP | ||||
| ADR | Purchase | 500 | 151.4330 USD | ||||
| ADR | Purchase | 500 | 151.8370 USD | ||||
| 5p ordinary | Purchase | 545 | 35.8100 GBP | ||||
| 5p ordinary | Purchase | 553 | 35.8625 GBP | ||||
| 5p ordinary | Purchase | 828 | 35.8150 GBP | ||||
| ADR | Purchase | 834 | 152.2950 USD | ||||
| ADR | Purchase | 1,000 | 151.1073 USD | ||||
| 5p ordinary | Purchase | 1,007 | 35.7653 GBP | ||||
| 5p ordinary | Purchase | 1,158 | 35.4558 GBP | ||||
| ADR | Purchase | 1,167 | 152.6352 USD | ||||
| ADR | Purchase | 1,200 | 153.5200 USD | ||||
| ADR | Purchase | 1,300 | 152.5430 USD | ||||
| 5p ordinary | Purchase | 1,668 | 35.4496 GBP | ||||
| 5p ordinary | Purchase | 2,439 | 35.8684 GBP | ||||
| 5p ordinary | Purchase | 2,445 | 35.6880 GBP | ||||
| 5p ordinary | Purchase | 2,809 | 36.0640 GBP | ||||
| 5p ordinary | Purchase | 2,833 | 35.3800 GBP | ||||
| 5p ordinary | Purchase | 3,158 | 35.5862 GBP | ||||
| 5p ordinary | Purchase | 3,500 | 35.8950 GBP | ||||
| 5p ordinary | Purchase | 3,838 | 35.5795 GBP | ||||
| 5p ordinary | Purchase | 4,239 | 35.3600 GBP | ||||
| 5p ordinary | Purchase | 5,784 | 35.3753 GBP | ||||
| ADR | Purchase | 5,802 | 153.6100 USD | ||||
| 5p ordinary | Purchase | 6,485 | 36.0000 GBP | ||||
| ADR | Purchase | 6,600 | 152.2421 USD | ||||
| 5p ordinary | Purchase | 7,072 | 35.3680 GBP | ||||
| ADR | Purchase | 7,400 | 152.2635 USD | ||||
| 5p ordinary | Purchase | 7,534 | 35.5526 GBP | ||||
| 5p ordinary | Purchase | 7,959 | 35.4842 GBP | ||||
| 5p ordinary | Purchase | 7,973 | 35.6514 GBP | ||||
| 5p ordinary | Purchase | 8,282 | 35.6353 GBP | ||||
| 5p ordinary | Purchase | 8,843 | 35.7840 GBP | ||||
| ADR | Purchase | 8,906 | 151.6588 USD | ||||
| 5p ordinary | Purchase | 9,178 | 35.6476 GBP | ||||
| 5p ordinary | Purchase | 10,000 | 36.0847 GBP | ||||
| 5p ordinary | Purchase | 10,593 | 35.7291 GBP | ||||
| 5p ordinary | Purchase | 12,855 | 35.8553 GBP | ||||
| 5p ordinary | Purchase | 13,022 | 35.7827 GBP | ||||
| 5p ordinary | Purchase | 14,781 | 36.0083 GBP | ||||
| 5p ordinary | Purchase | 16,450 | 35.8619 GBP | ||||
| 5p ordinary | Purchase | 20,000 | 35.6583 GBP | ||||
| 5p ordinary | Purchase | 21,603 | 35.8408 GBP | ||||
| 5p ordinary | Purchase | 22,579 | 35.9983 GBP | ||||
| 5p ordinary | Purchase | 24,551 | 35.8714 GBP | ||||
| 5p ordinary | Purchase | 26,839 | 35.5599 GBP | ||||
| 5p ordinary | Purchase | 28,806 | 35.8850 GBP | ||||
| ADR | Purchase | 31,650 | 152.1046 USD | ||||
| 5p ordinary | Purchase | 35,711 | 35.6672 GBP | ||||
| 5p ordinary | Purchase | 87,612 | 35.7409 GBP | ||||
| 5p ordinary | Purchase | 185,107 | 35.8626 GBP | ||||
| ADR | Sale | 35 | 149.3600 USD | ||||
| 5p ordinary | Sale | 84 | 36.0975 GBP | ||||
| 5p ordinary | Sale | 91 | 35.5950 GBP | ||||
| ADR | Sale | 100 | 149.9400 USD | ||||
| ADR | Sale | 100 | 153.2200 USD | ||||
| ADR | Sale | 100 | 153.1800 USD | ||||
| ADR | Sale | 100 | 151.9500 USD | ||||
| ADR | Sale | 100 | 152.4200 USD | ||||
| 5p ordinary | Sale | 105 | 36.0450 GBP | ||||
| ADR | Sale | 138 | 153.5800 USD | ||||
| 5p ordinary | Sale | 141 | 35.2809 GBP | ||||
| 5p ordinary | Sale | 173 | 35.1375 GBP | ||||
| 5p ordinary | Sale | 185 | 36.0800 GBP | ||||
| 5p ordinary | Sale | 189 | 35.8275 GBP | ||||
| 5p ordinary | Sale | 199 | 35.8325 GBP | ||||
| ADR | Sale | 200 | 153.0400 USD | ||||
| 5p ordinary | Sale | 203 | 35.8050 GBP | ||||
| 5p ordinary | Sale | 208 | 36.0600 GBP | ||||
| 5p ordinary | Sale | 244 | 35.8425 GBP | ||||
| 5p ordinary | Sale | 264 | 35.8375 GBP | ||||
| 5p ordinary | Sale | 267 | 35.8615 GBP | ||||
| 5p ordinary | Sale | 273 | 35.8250 GBP | ||||
| ADR | Sale | 300 | 152.4000 USD | ||||
| ADR | Sale | 300 | 151.1216 USD | ||||
| ADR | Sale | 300 | 151.5900 USD | ||||
| 5p ordinary | Sale | 305 | 36.0575 GBP | ||||
| 5p ordinary | Sale | 321 | 35.8500 GBP | ||||
| ADR | Sale | 377 | 153.0929 USD | ||||
| 5p ordinary | Sale | 390 | 35.8125 GBP | ||||
| ADR | Sale | 400 | 151.7912 USD | ||||
| 5p ordinary | Sale | 413 | 36.0650 GBP | ||||
| 5p ordinary | Sale | 422 | 35.8000 GBP | ||||
| 5p ordinary | Sale | 484 | 35.8225 GBP | ||||
| 5p ordinary | Sale | 493 | 35.8750 GBP | ||||
| ADR | Sale | 500 | 151.5960 USD | ||||
| 5p ordinary | Sale | 500 | 35.9500 GBP | ||||
| 5p ordinary | Sale | 545 | 35.8100 GBP | ||||
| 5p ordinary | Sale | 553 | 35.8625 GBP | ||||
| 5p ordinary | Sale | 561 | 35.6631 GBP | ||||
| 5p ordinary | Sale | 622 | 35.6495 GBP | ||||
| 5p ordinary | Sale | 738 | 35.9976 GBP | ||||
| 5p ordinary | Sale | 828 | 35.8150 GBP | ||||
| ADR | Sale | 900 | 151.9677 USD | ||||
| 5p ordinary | Sale | 981 | 35.6224 GBP | ||||
| ADR | Sale | 1,100 | 152.4527 USD | ||||
| ADR | Sale | 1,100 | 152.4072 USD | ||||
| ADR | Sale | 1,150 | 151.7980 USD | ||||
| 5p ordinary | Sale | 1,326 | 35.5314 GBP | ||||
| 5p ordinary | Sale | 1,398 | 35.8448 GBP | ||||
| ADR | Sale | 1,800 | 152.3104 USD | ||||
| 5p ordinary | Sale | 1,961 | 36.0720 GBP | ||||
| ADR | Sale | 1,974 | 150.5905 USD | ||||
| ADR | Sale | 2,129 | 153.0827 USD | ||||
| ADR | Sale | 2,300 | 152.0778 USD | ||||
| 5p ordinary | Sale | 2,369 | 36.0671 GBP | ||||
| 5p ordinary | Sale | 2,803 | 35.4909 GBP | ||||
| 5p ordinary | Sale | 2,833 | 35.3800 GBP | ||||
| ADR | Sale | 3,834 | 152.4174 USD | ||||
| 5p ordinary | Sale | 4,030 | 35.5882 GBP | ||||
| ADR | Sale | 4,050 | 151.7622 USD | ||||
| 5p ordinary | Sale | 4,239 | 35.3600 GBP | ||||
| 5p ordinary | Sale | 4,780 | 35.5717 GBP | ||||
| ADR | Sale | 4,890 | 152.5332 USD | ||||
| ADR | Sale | 5,300 | 152.2399 USD | ||||
| ADR | Sale | 6,725 | 151.6375 USD | ||||
| ADR | Sale | 7,200 | 152.2620 USD | ||||
| 5p ordinary | Sale | 7,518 | 35.6899 GBP | ||||
| ADR | Sale | 8,703 | 153.6100 USD | ||||
| 5p ordinary | Sale | 9,582 | 35.7496 GBP | ||||
| 5p ordinary | Sale | 13,631 | 35.5295 GBP | ||||
| ADR | Sale | 16,252 | 152.0546 USD | ||||
| 5p ordinary | Sale | 16,977 | 36.0196 GBP | ||||
| 5p ordinary | Sale | 17,532 | 35.9699 GBP | ||||
| 5p ordinary | Sale | 18,116 | 35.8309 GBP | ||||
| 5p ordinary | Sale | 19,031 | 36.0078 GBP | ||||
| 5p ordinary | Sale | 22,145 | 35.6273 GBP | ||||
| 5p ordinary | Sale | 31,017 | 35.7932 GBP | ||||
| 5p ordinary | Sale | 50,000 | 35.3647 GBP | ||||
| 5p ordinary | Sale | 53,566 | 35.6607 GBP | ||||
| 5p ordinary | Sale | 66,887 | 35.9187 GBP | ||||
| 5p ordinary | Sale | 81,076 | 35.6296 GBP | ||||
| 5p ordinary | Sale | 119,158 | 36.0000 GBP | ||||
| 5p ordinary | Sale | 159,121 | 35.7140 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | SWAP | Long | 19 | 35.5757 GBP | |||||
| 5p ordinary | SWAP | Long | 100 | 35.4050 GBP | |||||
| 5p ordinary | CFD | Long | 432 | 36.0455 GBP | |||||
| 5p ordinary | CFD | Long | 561 | 35.6631 GBP | |||||
| 5p ordinary | SWAP | Long | 690 | 35.8950 GBP | |||||
| 5p ordinary | CFD | Long | 738 | 35.9976 GBP | |||||
| 5p ordinary | CFD | Long | 750 | 35.9967 GBP | |||||
| 5p ordinary | SWAP | Long | 1,105 | 35.4780 GBP | |||||
| 5p ordinary | CFD | Long | 1,326 | 35.5314 GBP | |||||
| 5p ordinary | SWAP | Long | 1,918 | 36.0138 GBP | |||||
| 5p ordinary | CFD | Long | 3,833 | 35.5896 GBP | |||||
| 5p ordinary | CFD | Long | 5,550 | 35.8908 GBP | |||||
| 5p ordinary | SWAP | Long | 5,871 | 35.9983 GBP | |||||
| 5p ordinary | CFD | Long | 8,682 | 35.5758 GBP | |||||
| 5p ordinary | CFD | Long | 13,631 | 35.5295 GBP | |||||
| 5p ordinary | CFD | Long | 19,031 | 36.0077 GBP | |||||
| 5p ordinary | SWAP | Long | 20,512 | 36.0000 GBP | |||||
| 5p ordinary | SWAP | Long | 26,248 | 35.7632 GBP | |||||
| 5p ordinary | CFD | Long | 53,566 | 35.6607 GBP | |||||
| 5p ordinary | SWAP | Long | 57,106 | 35.5924 GBP | |||||
| 5p ordinary | SWAP | Long | 119,688 | 35.6497 GBP | |||||
| 5p ordinary | SWAP | Short | 41 | 35.7995 GBP | |||||
| 5p ordinary | SWAP | Short | 62 | 35.3600 GBP | |||||
| 5p ordinary | CFD | Short | 215 | 35.5057 GBP | |||||
| 5p ordinary | CFD | Short | 685 | 35.3093 GBP | |||||
| 5p ordinary | CFD | Short | 1,138 | 36.0028 GBP | |||||
| 5p ordinary | CFD | Short | 1,158 | 35.4558 GBP | |||||
| 5p ordinary | SWAP | Short | 1,269 | 35.8201 GBP | |||||
| 5p ordinary | CFD | Short | 1,730 | 36.0095 GBP | |||||
| 5p ordinary | CFD | Short | 2,400 | 35.6943 GBP | |||||
| 5p ordinary | CFD | Short | 2,809 | 36.0640 GBP | |||||
| 5p ordinary | SWAP | Short | 3,485 | 35.4943 GBP | |||||
| 5p ordinary | CFD | Short | 3,838 | 35.5794 GBP | |||||
| 5p ordinary | SWAP | Short | 8,638 | 36.0000 GBP | |||||
| 5p ordinary | CFD | Short | 9,178 | 35.6476 GBP | |||||
| 5p ordinary | CFD | Short | 10,225 | 36.0330 GBP | |||||
| 5p ordinary | SWAP | Short | 11,609 | 35.9735 GBP | |||||
| 5p ordinary | CFD | Short | 13,022 | 35.7827 GBP | |||||
| 5p ordinary | SWAP | Short | 16,194 | 35.5993 GBP | |||||
| 5p ordinary | SWAP | Short | 16,861 | 35.5899 GBP | |||||
| 5p ordinary | CFD | Short | 26,839 | 35.5599 GBP | |||||
| 5p ordinary | SWAP | Short | 56,908 | 35.6474 GBP | |||||
| 5p ordinary | CFD | Short | 185,107 | 35.8626 GBP | |||||
| ADR | SWAP Expires 07/10/2019 | Long | 1,300 | 152.5396 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Put Options | Selling | 1,000 | 135 USD | American | 20 Jul 2018 | 4.6000 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 5 Apr 2018 | ||
| Contact name: | ELISE TANG | ||
| Telephone number: | 0207 1163001 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 100,000 | 4000.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 10,000 | 4200.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 41,800 | 145.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 1,100 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 145.0000 | American | 6 Apr 2018 | |||||||
| ADR | Call Options | Written | -100 | 160.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -200 | 150.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -600 | 120.0000 | American | 27 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,000 | 175.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -2,200 | 200.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,000 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,300 | 110.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -4,700 | 130.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -11,400 | 155.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 1,400 | 135.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 165.0000 | American | 6 Apr 2018 | |||||||
| ADR | Put Options | Written | 100 | 150.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -200 | 153.0000 | American | 13 Apr 2018 | |||||||
| ADR | Call Options | Written | -300 | 150.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Written | -700 | 210.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -100 | 120.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 133.0000 | American | 6 Apr 2018 | |||||||
| ADR | Call Options | Written | -500 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,400 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,200 | 110.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -3,100 | 145.0000 | American | 6 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 4,100 | 170.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 4,000 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,400 | 130.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 900 | 160.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 150.0000 | American | 6 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 110.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -500 | 130.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -600 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 160.0000 | American | 4 May 2018 | |||||||
| ADR | Call Options | Written | -1,400 | 185.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -1,700 | 140.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -1,800 | 205.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -2,100 | 115.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -3,100 | 180.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 2,100 | 120.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 190.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -200 | 145.0000 | American | 4 May 2018 | |||||||
| ADR | Put Options | Purchased | -300 | 150.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -800 | 135.0000 | American | 6 Apr 2018 | |||||||
| ADR | Call Options | Written | -800 | 170.0000 | American | 6 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -3,000 | 115.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -39,200 | 150.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -13,500 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 700 | 136.0000 | American | 13 Apr 2018 | |||||||
| ADR | Put Options | Written | 200 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -100 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 120.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -900 | 130.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -2,000 | 145.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -4,700 | 170.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -5,500 | 135.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -6,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,500 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 3,100 | 145.0000 | American | 27 Apr 2018 | |||||||
| ADR | Put Options | Written | 2,000 | 155.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 185.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -500 | 195.0000 | American | 6 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -1,100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,400 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,700 | 144.0000 | American | 6 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 28,400 | 165.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Written | 3,000 | 145.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 800 | 140.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 185.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 105.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 95.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 117.0000 | American | 6 Apr 2018 | |||||||
| ADR | Call Options | Written | -100 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -500 | 125.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -1,300 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,900 | 125.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -2,300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,400 | 75.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -3,300 | 175.0000 | American | 20 Apr 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180405005586/en/
Copyright Business Wire 2018
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