8th Oct 2014 14:30
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Identity of the person whose positions/dealings | Barclays PLC. | |||
| are being disclosed: | |||||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 7 October 2014 | |||
| (f) | Has the discloser previously disclosed, or are | YES: | |||
| they today disclosing, under the Code in respect | ABBVIE INC | ||||
| of any other party to this offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 11,484,298 | 1.95% | 4,686,734 | 0.79% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 2,116,637 | 0.36% | 5,017,052 | 0.85% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 1,720,800 | 0.29% | 2,359,236 | 0.40% | |||||||
| TOTAL: | 15,321,735 | 2.60% | 12,063,022 | 2.04% | |||||||
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD (traded as ADR) | Purchase | 12 | 257.2700 USD | ||||
| ORD (traded as ADR) | Purchase | 24 | 257.6250 USD | ||||
| ORD (traded as ADR) | Purchase | 36 | 257.5633 USD | ||||
| ORD | Purchase | 67 | 53.0500 GBP | ||||
| ORD (traded as ADR) | Purchase | 102 | 256.4414 USD | ||||
| ORD | Purchase | 110 | 53.4500 GBP | ||||
| ORD (traded as ADR) | Purchase | 120 | 257.3948 USD | ||||
| ORD | Purchase | 248 | 53.3147 GBP | ||||
| ORD | Purchase | 251 | 53.3250 GBP | ||||
| ORD (traded as ADR) | Purchase | 300 | 255.9600 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 256.6100 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 256.9200 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 256.9600 USD | ||||
| ORD (traded as ADR) | Purchase | 360 | 257.6770 USD | ||||
| ORD | Purchase | 439 | 53.8000 GBP | ||||
| ORD | Purchase | 440 | 53.4000 GBP | ||||
| ORD | Purchase | 473 | 53.0000 GBP | ||||
| ORD (traded as ADR) | Purchase | 648 | 256.8131 USD | ||||
| ORD | Purchase | 841 | 53.3000 GBP | ||||
| ORD (traded as ADR) | Purchase | 852 | 256.5916 USD | ||||
| ORD (traded as ADR) | Purchase | 900 | 255.8000 USD | ||||
| ORD (traded as ADR) | Purchase | 1,200 | 256.4940 USD | ||||
| ORD (traded as ADR) | Purchase | 1,200 | 256.8850 USD | ||||
| ORD (traded as ADR) | Purchase | 1,200 | 256.9898 USD | ||||
| ORD (traded as ADR) | Purchase | 1,200 | 257.1737 USD | ||||
| ORD | Purchase | 1,224 | 53.1574 GBP | ||||
| ORD | Purchase | 1,455 | 53.2119 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,497 | 257.0750 USD | ||||
| ORD (traded as ADR) | Purchase | 1,500 | 257.1040 USD | ||||
| ORD | Purchase | 1,705 | 53.2000 GBP | ||||
| ORD (traded as ADR) | Purchase | 2,184 | 257.1164 USD | ||||
| ORD (traded as ADR) | Purchase | 2,298 | 257.1078 USD | ||||
| ORD (traded as ADR) | Purchase | 2,433 | 257.1108 USD | ||||
| ORD (traded as ADR) | Purchase | 2,700 | 255.6860 USD | ||||
| ORD (traded as ADR) | Purchase | 2,952 | 255.8414 USD | ||||
| ORD | Purchase | 3,659 | 53.0862 GBP | ||||
| ORD | Purchase | 4,465 | 53.2507 GBP | ||||
| ORD | Purchase | 4,677 | 53.3753 GBP | ||||
| ORD (traded as ADR) | Purchase | 5,058 | 257.1122 USD | ||||
| ORD (traded as ADR) | Purchase | 6,300 | 256.7828 USD | ||||
| ORD (traded as ADR) | Purchase | 7,149 | 256.9576 USD | ||||
| ORD | Purchase | 7,175 | 52.9500 GBP | ||||
| ORD | Purchase | 7,520 | 53.1488 GBP | ||||
| ORD | Purchase | 7,830 | 53.1353 GBP | ||||
| ORD (traded as ADR) | Purchase | 8,202 | 256.8445 USD | ||||
| ORD (traded as ADR) | Purchase | 8,874 | 257.0978 USD | ||||
| ORD | Purchase | 9,864 | 53.1150 GBP | ||||
| ORD (traded as ADR) | Purchase | 10,800 | 256.2188 USD | ||||
| ORD (traded as ADR) | Purchase | 11,589 | 256.5200 USD | ||||
| ORD | Purchase | 12,170 | 53.1000 GBP | ||||
| ORD | Purchase | 14,653 | 53.3500 GBP | ||||
| ORD (traded as ADR) | Purchase | 16,200 | 256.9014 USD | ||||
| ORD (traded as ADR) | Purchase | 18,657 | 256.8830 USD | ||||
| ORD | Purchase | 23,190 | 53.4360 GBP | ||||
| ORD | Purchase | 23,383 | 53.1345 GBP | ||||
| ORD | Purchase | 35,910 | 53.1916 GBP | ||||
| ORD (traded as ADR) | Purchase | 36,600 | 256.1585 USD | ||||
| ORD (traded as ADR) | Purchase | 52,194 | 256.3273 USD | ||||
| ORD (traded as ADR) | Sale | 3 | 256.4900 USD | ||||
| ORD | Sale | 67 | 53.0500 GBP | ||||
| ORD (traded as ADR) | Sale | 99 | 256.4400 USD | ||||
| ORD | Sale | 110 | 53.4500 GBP | ||||
| ORD | Sale | 178 | 53.0272 GBP | ||||
| ORD (traded as ADR) | Sale | 267 | 256.7000 USD | ||||
| ORD | Sale | 300 | 53.1412 GBP | ||||
| ORD (traded as ADR) | Sale | 300 | 255.3700 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 255.5400 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 256.3300 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 256.3800 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 256.6000 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 256.6200 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 256.7650 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 256.9600 USD | ||||
| ORD | Sale | 312 | 53.0467 GBP | ||||
| ORD | Sale | 440 | 53.4000 GBP | ||||
| ORD | Sale | 473 | 53.0000 GBP | ||||
| ORD | Sale | 575 | 53.1000 GBP | ||||
| ORD (traded as ADR) | Sale | 600 | 255.6550 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 255.7050 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 255.8300 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 256.5875 USD | ||||
| ORD | Sale | 698 | 53.1083 GBP | ||||
| ORD | Sale | 795 | 53.2935 GBP | ||||
| ORD | Sale | 841 | 53.3000 GBP | ||||
| ORD (traded as ADR) | Sale | 900 | 255.6733 USD | ||||
| ORD (traded as ADR) | Sale | 900 | 255.7833 USD | ||||
| ORD (traded as ADR) | Sale | 900 | 255.9266 USD | ||||
| ORD (traded as ADR) | Sale | 900 | 256.2250 USD | ||||
| ORD (traded as ADR) | Sale | 900 | 256.2700 USD | ||||
| ORD (traded as ADR) | Sale | 900 | 256.7850 USD | ||||
| ORD (traded as ADR) | Sale | 960 | 255.4832 USD | ||||
| ORD (traded as ADR) | Sale | 1,200 | 255.5950 USD | ||||
| ORD (traded as ADR) | Sale | 1,200 | 255.7175 USD | ||||
| ORD (traded as ADR) | Sale | 1,200 | 256.5275 USD | ||||
| ORD (traded as ADR) | Sale | 1,200 | 256.9612 USD | ||||
| ORD | Sale | 1,581 | 53.2186 GBP | ||||
| ORD | Sale | 1,663 | 53.2000 GBP | ||||
| ORD (traded as ADR) | Sale | 1,800 | 256.8683 USD | ||||
| ORD (traded as ADR) | Sale | 2,100 | 256.7750 USD | ||||
| ORD (traded as ADR) | Sale | 2,100 | 256.8121 USD | ||||
| ORD | Sale | 2,284 | 52.9500 GBP | ||||
| ORD (traded as ADR) | Sale | 2,400 | 255.9974 USD | ||||
| ORD (traded as ADR) | Sale | 2,400 | 256.7418 USD | ||||
| ORD (traded as ADR) | Sale | 2,400 | 257.1737 USD | ||||
| ORD (traded as ADR) | Sale | 3,000 | 256.9829 USD | ||||
| ORD (traded as ADR) | Sale | 3,144 | 256.2298 USD | ||||
| ORD (traded as ADR) | Sale | 3,297 | 255.8792 USD | ||||
| ORD (traded as ADR) | Sale | 3,933 | 257.1906 USD | ||||
| ORD | Sale | 3,952 | 53.3441 GBP | ||||
| ORD (traded as ADR) | Sale | 4,104 | 256.0534 USD | ||||
| ORD | Sale | 4,677 | 52.9394 GBP | ||||
| ORD (traded as ADR) | Sale | 5,400 | 256.2188 USD | ||||
| ORD (traded as ADR) | Sale | 5,688 | 255.9262 USD | ||||
| ORD | Sale | 6,781 | 53.1704 GBP | ||||
| ORD (traded as ADR) | Sale | 7,011 | 256.4752 USD | ||||
| ORD (traded as ADR) | Sale | 8,100 | 256.9014 USD | ||||
| ORD | Sale | 8,317 | 53.2816 GBP | ||||
| ORD (traded as ADR) | Sale | 9,300 | 257.7351 USD | ||||
| ORD (traded as ADR) | Sale | 10,101 | 256.6430 USD | ||||
| ORD | Sale | 10,669 | 53.3240 GBP | ||||
| ORD (traded as ADR) | Sale | 11,022 | 256.7339 USD | ||||
| ORD (traded as ADR) | Sale | 11,589 | 256.5200 USD | ||||
| ORD | Sale | 14,498 | 53.2095 GBP | ||||
| ORD | Sale | 14,653 | 53.3500 GBP | ||||
| ORD (traded as ADR) | Sale | 17,748 | 257.0978 USD | ||||
| ORD (traded as ADR) | Sale | 18,600 | 256.1685 USD | ||||
| ORD | Sale | 19,643 | 53.1878 GBP | ||||
| ORD | Sale | 20,014 | 53.2113 GBP | ||||
| ORD (traded as ADR) | Sale | 22,947 | 256.9564 USD | ||||
| ORD (traded as ADR) | Sale | 24,300 | 256.3127 USD | ||||
| ORD (traded as ADR) | Sale | 30,072 | 256.2314 USD | ||||
| ORD (traded as ADR) | Sale | 36,600 | 256.1585 USD | ||||
| ORD | Sale | 39,535 | 53.2345 GBP | ||||
| ORD | Sale | 62,540 | 53.2118 GBP |
(b) Derivatives transactions (other than options)
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | CFD | Long | 312 | 53.0467 GBP | |||||
| ORD | SWAP | Long | 500 | 53.0965 GBP | |||||
| ORD | CFD | Long | 600 | 53.0960 GBP | |||||
| ORD | CFD | Long | 300 | 53.1412 GBP | |||||
| ORD | CFD | Long | 1,880 | 53.1420 GBP | |||||
| ORD | SWAP | Long | 4,297 | 53.2152 GBP | |||||
| ORD | CFD | Long | 4,677 | 52.9394 GBP | |||||
| ORD | SWAP | Long | 18,103 | 53.3140 GBP | |||||
| ORD | CFD | Long | 15,158 | 53.0444 GBP | |||||
| ORD | CFD | Short | 1,224 | 53.1574 GBP | |||||
| ORD | CFD | Short | 1,880 | 53.3053 GBP | |||||
| ORD | CFD | Short | 2,100 | 52.9547 GBP | |||||
| ORD | CFD | Short | 1,674 | 53.4572 GBP | |||||
| ORD | SWAP | Short | 4,242 | 53.2271 GBP | |||||
| ORD | CFD | Short | 4,677 | 53.3753 GBP | |||||
| ORD | SWAP | Short | 5,322 | 53.1002 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 21,500 | 250 USD | American | 18 Oct 2014 | 10.4000 USD |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES
| ||
| Date of disclosure: | 8 Oct 2014 | ||
| Contact name: | Rajesh Muthanna | ||
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. OPTIONS AND DERIVATIVES
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ADR | Put Options | Purchased | -300 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -2,900 | 185.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -800 | 190.0000 | American | 22 Nov 2014 | |||||||
| ADR | Put Options | Purchased | -900 | 210.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -26,600 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -10,000 | 245.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -10,000 | 250.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -22,600 | 250.0000 | American | 22 Nov 2014 | |||||||
| ADR | Put Options | Purchased | -33,300 | 252.5000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -30,600 | 255.0000 | American | 22 Nov 2014 | |||||||
| ADR | Put Options | Purchased | -9,100 | 257.5000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -1,100 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -300 | 265.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -600 | 270.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 275.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Purchased | -2,000 | 285.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 290.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Purchased | -1,100 | 300.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Written | 1,000 | 100.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 130.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 2,800 | 140.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 145.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 150.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,100 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 500 | 170.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 6,100 | 175.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,500 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 190.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 700 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 5,100 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 205.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 13,100 | 215.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 30,700 | 220.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 2,400 | 220.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 1,000 | 220.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Written | 1,700 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 2,700 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 235.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 2,200 | 245.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 265.0000 | American | 15 Jan 2016 | |||||||
| ADR | Put Options | Written | 300 | 275.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 280.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 280.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Purchased | 1,800 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,000 | 215.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 15,900 | 225.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 2,800 | 225.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 225.0000 | American | 15 Jan 2016 | |||||||
| ADR | Call Options | Purchased | 6,000 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 230.0000 | American | 15 Jan 2016 | |||||||
| ADR | Call Options | Purchased | 3,600 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 100 | 235.0000 | American | 15 Jan 2016 | |||||||
| ADR | Call Options | Purchased | 20,000 | 245.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 22,500 | 250.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 200 | 255.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 8,300 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 15,600 | 260.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 3,000 | 265.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 10,300 | 265.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 270.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 374,600 | 270.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 5,000 | 275.0000 | American | 22 Nov 2014 | |||||||
| ADR | Call Options | Purchased | 3,300 | 275.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 4,000 | 280.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 285.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 300.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 305.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Written | -1,200 | 155.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,200 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -5,800 | 175.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 180.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -200 | 185.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,100 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,300 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 195.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,300 | 195.0000 | American | 15 Jan 2016 | |||||||
| ADR | Call Options | Written | -2,000 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 210.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -300 | 210.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -57,600 | 220.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -300 | 220.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -8,400 | 225.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,900 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -3,500 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,000 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,800 | 235.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -100 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -99,200 | 240.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -4,800 | 245.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,042 | 250.0000 | American | 17 Oct 2014 | |||||||
| ADR | Call Options | Written | -1,670 | 250.0000 | American | 21 Nov 2014 | |||||||
| ADR | Call Options | Written | -31,000 | 250.0000 | American | 22 Nov 2014 | |||||||
| ADR | Call Options | Written | -23,700 | 250.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -372,700 | 255.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -100 | 255.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Written | -2,500 | 265.0000 | American | 22 Nov 2014 | |||||||
| ADR | Call Options | Written | -100 | 290.0000 | American | 20 Jan 2017 | |||||||
| ADR | Call Options | Written | -100 | 320.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -400 | 330.0000 | American | 17 Jan 2015 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2014
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