4th May 2018 14:36
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 03 May 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 5,255,655 | 0.58% | 3,203,728 | 0.35% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 293,208 | 0.03% | 3,533,278 | 0.39% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 342,300 | 0.04% | 519,100 | 0.06% | |||||||
| (4) | |||||||||||
| TOTAL: | 5,891,163 | 0.64% | 7,256,106 | 0.79% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 2 | 155.3000 USD | ||||
| ADR | Purchase | 35 | 155.3300 USD | ||||
| 5p ordinary | Purchase | 47 | 38.2000 GBP | ||||
| 5p ordinary | Purchase | 58 | 38.7959 GBP | ||||
| 5p ordinary | Purchase | 65 | 38.3514 GBP | ||||
| ADR | Purchase | 100 | 156.7950 USD | ||||
| ADR | Purchase | 100 | 156.4000 USD | ||||
| 5p ordinary | Purchase | 100 | 38.8750 GBP | ||||
| ADR | Purchase | 109 | 158.2700 USD | ||||
| 5p ordinary | Purchase | 125 | 38.5788 GBP | ||||
| 5p ordinary | Purchase | 141 | 38.3750 GBP | ||||
| 5p ordinary | Purchase | 146 | 38.8144 GBP | ||||
| 5p ordinary | Purchase | 148 | 38.8669 GBP | ||||
| 5p ordinary | Purchase | 162 | 38.7073 GBP | ||||
| ADR | Purchase | 170 | 155.9017 USD | ||||
| 5p ordinary | Purchase | 185 | 38.6829 GBP | ||||
| ADR | Purchase | 197 | 156.1250 USD | ||||
| ADR | Purchase | 200 | 157.4425 USD | ||||
| ADR | Purchase | 200 | 155.9625 USD | ||||
| ADR | Purchase | 200 | 156.5550 USD | ||||
| ADR | Purchase | 280 | 158.4057 USD | ||||
| 5p ordinary | Purchase | 328 | 38.6524 GBP | ||||
| ADR | Purchase | 330 | 156.6600 USD | ||||
| ADR | Purchase | 500 | 157.8100 USD | ||||
| 5p ordinary | Purchase | 582 | 38.6256 GBP | ||||
| ADR | Purchase | 600 | 156.5233 USD | ||||
| ADR | Purchase | 600 | 156.0658 USD | ||||
| 5p ordinary | Purchase | 987 | 38.4748 GBP | ||||
| ADR | Purchase | 1,023 | 156.4812 USD | ||||
| 5p ordinary | Purchase | 1,075 | 38.6981 GBP | ||||
| 5p ordinary | Purchase | 1,524 | 38.2009 GBP | ||||
| ADR | Purchase | 2,000 | 155.9256 USD | ||||
| ADR | Purchase | 2,500 | 155.8061 USD | ||||
| 5p ordinary | Purchase | 2,535 | 38.3473 GBP | ||||
| 5p ordinary | Purchase | 3,090 | 38.4300 GBP | ||||
| ADR | Purchase | 3,118 | 155.8578 USD | ||||
| 5p ordinary | Purchase | 3,395 | 38.4507 GBP | ||||
| 5p ordinary | Purchase | 3,702 | 38.5354 GBP | ||||
| ADR | Purchase | 3,713 | 156.2721 USD | ||||
| 5p ordinary | Purchase | 3,921 | 38.3245 GBP | ||||
| 5p ordinary | Purchase | 4,113 | 38.2004 GBP | ||||
| ADR | Purchase | 4,375 | 156.3292 USD | ||||
| ADR | Purchase | 4,800 | 157.1654 USD | ||||
| 5p ordinary | Purchase | 5,240 | 38.1973 GBP | ||||
| ADR | Purchase | 5,533 | 156.6100 USD | ||||
| 5p ordinary | Purchase | 5,874 | 38.8164 GBP | ||||
| 5p ordinary | Purchase | 6,519 | 38.4691 GBP | ||||
| 5p ordinary | Purchase | 7,173 | 38.4346 GBP | ||||
| 5p ordinary | Purchase | 7,500 | 38.3007 GBP | ||||
| 5p ordinary | Purchase | 7,634 | 38.5698 GBP | ||||
| 5p ordinary | Purchase | 9,123 | 38.1847 GBP | ||||
| 5p ordinary | Purchase | 10,990 | 38.6927 GBP | ||||
| 5p ordinary | Purchase | 11,883 | 38.6552 GBP | ||||
| 5p ordinary | Purchase | 12,573 | 38.4727 GBP | ||||
| ADR | Purchase | 12,596 | 156.4536 USD | ||||
| 5p ordinary | Purchase | 13,052 | 38.8200 GBP | ||||
| 5p ordinary | Purchase | 35,948 | 38.5032 GBP | ||||
| 5p ordinary | Purchase | 43,440 | 38.7150 GBP | ||||
| 5p ordinary | Purchase | 47,718 | 38.5785 GBP | ||||
| 5p ordinary | Purchase | 50,365 | 38.4493 GBP | ||||
| 5p ordinary | Purchase | 51,762 | 38.2153 GBP | ||||
| 5p ordinary | Purchase | 75,918 | 38.4337 GBP | ||||
| 5p ordinary | Purchase | 100,358 | 38.5618 GBP | ||||
| 5p ordinary | Purchase | 153,819 | 38.5868 GBP | ||||
| ADR | Sale | 2 | 155.3000 USD | ||||
| 5p ordinary | Sale | 19 | 38.6627 GBP | ||||
| ADR | Sale | 35 | 155.3300 USD | ||||
| 5p ordinary | Sale | 36 | 38.6202 GBP | ||||
| ADR | Sale | 100 | 156.5600 USD | ||||
| ADR | Sale | 100 | 157.0900 USD | ||||
| ADR | Sale | 109 | 158.2700 USD | ||||
| 5p ordinary | Sale | 146 | 38.6944 GBP | ||||
| 5p ordinary | Sale | 193 | 38.8637 GBP | ||||
| 5p ordinary | Sale | 198 | 38.3450 GBP | ||||
| ADR | Sale | 200 | 155.9625 USD | ||||
| ADR | Sale | 200 | 156.5500 USD | ||||
| 5p ordinary | Sale | 221 | 38.4736 GBP | ||||
| 5p ordinary | Sale | 257 | 38.4375 GBP | ||||
| ADR | Sale | 280 | 158.4057 USD | ||||
| ADR | Sale | 300 | 156.6166 USD | ||||
| ADR | Sale | 300 | 156.5166 USD | ||||
| ADR | Sale | 300 | 157.2266 USD | ||||
| ADR | Sale | 375 | 157.1020 USD | ||||
| ADR | Sale | 495 | 156.6600 USD | ||||
| 5p ordinary | Sale | 586 | 38.6629 GBP | ||||
| 5p ordinary | Sale | 599 | 38.7104 GBP | ||||
| ADR | Sale | 600 | 157.4900 USD | ||||
| ADR | Sale | 600 | 158.3100 USD | ||||
| 5p ordinary | Sale | 604 | 38.5208 GBP | ||||
| 5p ordinary | Sale | 611 | 38.6719 GBP | ||||
| 5p ordinary | Sale | 622 | 38.6400 GBP | ||||
| 5p ordinary | Sale | 790 | 38.8434 GBP | ||||
| ADR | Sale | 800 | 156.5737 USD | ||||
| 5p ordinary | Sale | 833 | 38.3193 GBP | ||||
| 5p ordinary | Sale | 859 | 38.5645 GBP | ||||
| 5p ordinary | Sale | 1,277 | 38.8023 GBP | ||||
| 5p ordinary | Sale | 1,760 | 38.7013 GBP | ||||
| 5p ordinary | Sale | 1,874 | 38.3396 GBP | ||||
| ADR | Sale | 1,951 | 156.5105 USD | ||||
| 5p ordinary | Sale | 1,956 | 38.4190 GBP | ||||
| ADR | Sale | 2,000 | 155.9256 USD | ||||
| ADR | Sale | 2,500 | 155.8061 USD | ||||
| 5p ordinary | Sale | 3,347 | 38.6490 GBP | ||||
| 5p ordinary | Sale | 3,614 | 38.5935 GBP | ||||
| 5p ordinary | Sale | 3,671 | 38.5277 GBP | ||||
| 5p ordinary | Sale | 3,880 | 38.5477 GBP | ||||
| 5p ordinary | Sale | 4,746 | 38.4989 GBP | ||||
| ADR | Sale | 4,791 | 156.6100 USD | ||||
| 5p ordinary | Sale | 5,000 | 38.6522 GBP | ||||
| ADR | Sale | 5,304 | 156.3243 USD | ||||
| 5p ordinary | Sale | 5,751 | 38.4300 GBP | ||||
| ADR | Sale | 6,600 | 156.5631 USD | ||||
| 5p ordinary | Sale | 10,286 | 38.7241 GBP | ||||
| 5p ordinary | Sale | 13,785 | 38.6491 GBP | ||||
| ADR | Sale | 15,590 | 156.3536 USD | ||||
| 5p ordinary | Sale | 21,553 | 38.4894 GBP | ||||
| 5p ordinary | Sale | 23,212 | 38.4412 GBP | ||||
| 5p ordinary | Sale | 36,508 | 38.5085 GBP | ||||
| 5p ordinary | Sale | 36,712 | 38.4126 GBP | ||||
| 5p ordinary | Sale | 43,135 | 38.8775 GBP | ||||
| 5p ordinary | Sale | 92,976 | 38.5795 GBP | ||||
| 5p ordinary | Sale | 198,769 | 38.5449 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | CFD | Long | 20 | 38.6945 GBP | |||||
| 5p ordinary | CFD | Long | 36 | 38.6202 GBP | |||||
| 5p ordinary | CFD | Long | 126 | 38.6944 GBP | |||||
| 5p ordinary | SWAP | Long | 152 | 38.7469 GBP | |||||
| 5p ordinary | SWAP | Long | 257 | 38.4375 GBP | |||||
| 5p ordinary | SWAP | Long | 419 | 38.9034 GBP | |||||
| 5p ordinary | CFD | Long | 611 | 38.6719 GBP | |||||
| 5p ordinary | CFD | Long | 790 | 38.8434 GBP | |||||
| 5p ordinary | CFD | Long | 1,250 | 38.8394 GBP | |||||
| 5p ordinary | CFD | Long | 1,760 | 38.7013 GBP | |||||
| 5p ordinary | SWAP | Long | 1,956 | 38.4190 GBP | |||||
| 5p ordinary | CFD | Long | 2,819 | 38.2549 GBP | |||||
| 5p ordinary | CFD | Long | 3,347 | 38.6490 GBP | |||||
| 5p ordinary | CFD | Long | 3,614 | 38.5935 GBP | |||||
| 5p ordinary | CFD | Long | 4,746 | 38.4989 GBP | |||||
| 5p ordinary | SWAP | Long | 5,624 | 38.7339 GBP | |||||
| 5p ordinary | CFD | Long | 6,152 | 38.6491 GBP | |||||
| 5p ordinary | SWAP | Long | 12,639 | 38.4296 GBP | |||||
| 5p ordinary | CFD | Long | 13,920 | 38.4478 GBP | |||||
| 5p ordinary | CFD | Long | 21,553 | 38.4894 GBP | |||||
| 5p ordinary | SWAP | Long | 34,508 | 38.2153 GBP | |||||
| 5p ordinary | SWAP | Long | 43,135 | 38.8775 GBP | |||||
| 5p ordinary | SWAP | Long | 110,555 | 38.5566 GBP | |||||
| 5p ordinary | CFD | Short | 11 | 38.3518 GBP | |||||
| 5p ordinary | CFD | Short | 21 | 38.2876 GBP | |||||
| 5p ordinary | CFD | Short | 22 | 38.3513 GBP | |||||
| 5p ordinary | CFD | Short | 32 | 38.3512 GBP | |||||
| 5p ordinary | CFD | Short | 42 | 38.9216 GBP | |||||
| 5p ordinary | SWAP | Short | 58 | 38.7959 GBP | |||||
| 5p ordinary | SWAP | Short | 111 | 38.6629 GBP | |||||
| 5p ordinary | SWAP | Short | 146 | 38.8144 GBP | |||||
| 5p ordinary | SWAP | Short | 148 | 38.8669 GBP | |||||
| 5p ordinary | SWAP | Short | 162 | 38.7073 GBP | |||||
| 5p ordinary | SWAP | Short | 185 | 38.6829 GBP | |||||
| 5p ordinary | SWAP | Short | 328 | 38.6524 GBP | |||||
| 5p ordinary | CFD | Short | 600 | 38.5722 GBP | |||||
| 5p ordinary | SWAP | Short | 801 | 38.3336 GBP | |||||
| 5p ordinary | CFD | Short | 847 | 38.4357 GBP | |||||
| 5p ordinary | SWAP | Short | 1,075 | 38.6981 GBP | |||||
| 5p ordinary | CFD | Short | 1,902 | 38.7408 GBP | |||||
| 5p ordinary | CFD | Short | 2,505 | 38.5665 GBP | |||||
| 5p ordinary | CFD | Short | 2,514 | 38.3478 GBP | |||||
| 5p ordinary | CFD | Short | 5,129 | 38.5715 GBP | |||||
| 5p ordinary | SWAP | Short | 5,526 | 38.5921 GBP | |||||
| 5p ordinary | SWAP | Short | 5,624 | 38.7186 GBP | |||||
| 5p ordinary | CFD | Short | 5,874 | 38.8164 GBP | |||||
| 5p ordinary | CFD | Short | 7,173 | 38.4346 GBP | |||||
| 5p ordinary | CFD | Short | 7,500 | 38.3007 GBP | |||||
| 5p ordinary | SWAP | Short | 26,206 | 38.7612 GBP | |||||
| 5p ordinary | SWAP | Short | 27,324 | 38.5729 GBP | |||||
| 5p ordinary | SWAP | Short | 42,412 | 38.4300 GBP | |||||
| 5p ordinary | SWAP | Short | 46,649 | 38.5394 GBP | |||||
| 5p ordinary | CFD | Short | 62,118 | 38.7735 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Selling | 500 | 155 USD | American | 43231 | 5.1000 USD | ||||||||
| ADR | Call Options | Selling | 3,200 | 175 USD | American | 43231 | 0.2687 USD | ||||||||
| ADR | Call Options | Selling | 1,000 | 178 USD | American | 43231 | 0.2000 USD | ||||||||
| ADR | Put Options | Purchasing | 100 | 158 USD | American | 43224 | 2.0500 USD | ||||||||
| ADR | Put Options | Selling | 2,500 | 110 USD | American | 43238 | 0.1500 USD | ||||||||
| ADR | Put Options | Selling | 2,600 | 150 USD | American | 43238 | 3.3000 USD | ||||||||
| ADR | Put Options | Selling | 6,100 | 155 USD | American | 43231 | 3.4000 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 4 May 2018 | ||
| Contact name: | Femi Badmos | ||
| Telephone number: | 020 3555 1125 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 100,000 | 4000.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 10,000 | 4200.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Purchased | -140,000 | 3500.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Put Options | Purchased | -100,000 | 3600.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Written | 2,400 | 165.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 1,300 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 158.0000 | American | 4 May 2018 | |||||||
| ADR | Call Options | Written | -100 | 160.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -200 | 150.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 4 May 2018 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,000 | 175.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,700 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 28,100 | 150.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 9,400 | 180.0000 | American | 4 May 2018 | |||||||
| ADR | Call Options | Purchased | 2,400 | 170.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 163.0000 | American | 4 May 2018 | |||||||
| ADR | Put Options | Written | 200 | 105.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -100 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -500 | 160.0000 | American | 25 May 2018 | |||||||
| ADR | Call Options | Written | -600 | 173.0000 | American | 4 May 2018 | |||||||
| ADR | Put Options | Purchased | -1,100 | 147.0000 | American | 4 May 2018 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,500 | 185.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,000 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -100 | 120.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -200 | 155.0000 | American | 4 May 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,000 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -1,600 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,000 | 135.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -2,200 | 110.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 4,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 800 | 170.0000 | American | 4 May 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 200 | 140.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -500 | 155.0000 | American | 11 May 2018 | |||||||
| ADR | Call Options | Written | -600 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,000 | 160.0000 | American | 4 May 2018 | |||||||
| ADR | Call Options | Written | -1,400 | 185.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -3,200 | 175.0000 | American | 11 May 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 180.0000 | American | 11 May 2018 | |||||||
| ADR | Put Options | Written | 700 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 175.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 1 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -3,000 | 115.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -8,000 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,500 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -200 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -900 | 130.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -2,000 | 145.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -4,700 | 170.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -6,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,500 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -7,600 | 175.0000 | American | 4 May 2018 | |||||||
| ADR | Put Options | Written | 6,100 | 155.0000 | American | 11 May 2018 | |||||||
| ADR | Call Options | Purchased | 9,800 | 160.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Written | 2,800 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,800 | 95.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Written | 200 | 90.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 178.0000 | American | 11 May 2018 | |||||||
| ADR | Put Options | Purchased | -1,100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,600 | 140.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -20,000 | 150.0000 | American | 11 May 2018 | |||||||
| ADR | Put Options | Purchased | -25,000 | 152.5000 | American | 11 May 2018 | |||||||
| ADR | Call Options | Purchased | 4,100 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 4,100 | 150.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Written | 2,800 | 110.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Written | 2,000 | 155.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 700 | 85.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 185.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 300 | 125.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Written | 200 | 70.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 200 | 110.0000 | American | 25 May 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -100 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -500 | 153.0000 | American | 4 May 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,300 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,300 | 175.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,400 | 75.0000 | American | 20 Jul 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180504005421/en/
Copyright Business Wire 2018
Related Shares:
BarclaysShire