28th Nov 2018 12:05
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 27 November 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 5,839,130 | 0.64% | 3,251,517 | 0.36% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 204,655 | 0.02% | 4,668,691 | 0.51% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 544,200 | 0.06% | 470,600 | 0.05% | |||||||
| TOTAL: | 6,587,985 | 0.72% | 8,390,808 | 0.92% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 5p ordinary | Purchase | 21 | 45.3275 GBP | ||||
| 5p ordinary | Purchase | 33 | 45.5000 GBP | ||||
| 5p ordinary | Purchase | 38 | 45.3200 GBP | ||||
| 5p ordinary | Purchase | 42 | 45.1725 GBP | ||||
| 5p ordinary | Purchase | 64 | 45.4300 GBP | ||||
| 5p ordinary | Purchase | 65 | 45.4850 GBP | ||||
| 5p ordinary | Purchase | 66 | 45.2300 GBP | ||||
| 5p ordinary | Purchase | 66 | 45.4375 GBP | ||||
| 5p ordinary | Purchase | 66 | 45.4525 GBP | ||||
| 5p ordinary | Purchase | 66 | 45.3875 GBP | ||||
| 5p ordinary | Purchase | 66 | 45.3775 GBP | ||||
| 5p ordinary | Purchase | 66 | 45.3575 GBP | ||||
| 5p ordinary | Purchase | 66 | 45.5075 GBP | ||||
| 5p ordinary | Purchase | 66 | 45.3025 GBP | ||||
| 5p ordinary | Purchase | 66 | 45.3000 GBP | ||||
| 5p ordinary | Purchase | 67 | 45.3100 GBP | ||||
| 5p ordinary | Purchase | 68 | 45.3950 GBP | ||||
| 5p ordinary | Purchase | 68 | 45.3750 GBP | ||||
| 5p ordinary | Purchase | 69 | 45.3150 GBP | ||||
| 5p ordinary | Purchase | 69 | 45.3550 GBP | ||||
| 5p ordinary | Purchase | 70 | 45.4350 GBP | ||||
| 5p ordinary | Purchase | 74 | 45.3975 GBP | ||||
| 5p ordinary | Purchase | 80 | 45.4750 GBP | ||||
| 5p ordinary | Purchase | 106 | 45.4400 GBP | ||||
| 5p ordinary | Purchase | 119 | 45.4675 GBP | ||||
| 5p ordinary | Purchase | 134 | 45.3450 GBP | ||||
| 5p ordinary | Purchase | 142 | 45.3225 GBP | ||||
| 5p ordinary | Purchase | 157 | 45.3800 GBP | ||||
| 5p ordinary | Purchase | 174 | 45.4450 GBP | ||||
| 5p ordinary | Purchase | 216 | 45.3350 GBP | ||||
| 5p ordinary | Purchase | 270 | 45.4550 GBP | ||||
| 5p ordinary | Purchase | 358 | 45.3650 GBP | ||||
| 5p ordinary | Purchase | 417 | 45.5186 GBP | ||||
| 5p ordinary | Purchase | 532 | 45.3316 GBP | ||||
| 5p ordinary | Purchase | 553 | 45.3253 GBP | ||||
| 5p ordinary | Purchase | 625 | 45.3850 GBP | ||||
| 5p ordinary | Purchase | 981 | 45.4604 GBP | ||||
| 5p ordinary | Purchase | 1,099 | 45.6825 GBP | ||||
| 5p ordinary | Purchase | 1,415 | 45.2717 GBP | ||||
| 5p ordinary | Purchase | 1,435 | 45.2550 GBP | ||||
| 5p ordinary | Purchase | 1,438 | 45.2575 GBP | ||||
| 5p ordinary | Purchase | 1,626 | 45.4463 GBP | ||||
| 5p ordinary | Purchase | 1,722 | 45.4500 GBP | ||||
| 5p ordinary | Purchase | 2,091 | 45.2600 GBP | ||||
| 5p ordinary | Purchase | 2,098 | 45.5380 GBP | ||||
| 5p ordinary | Purchase | 2,412 | 45.2948 GBP | ||||
| 5p ordinary | Purchase | 2,730 | 45.4431 GBP | ||||
| 5p ordinary | Purchase | 2,785 | 45.4289 GBP | ||||
| 5p ordinary | Purchase | 3,272 | 45.3919 GBP | ||||
| 5p ordinary | Purchase | 4,627 | 45.3786 GBP | ||||
| 5p ordinary | Purchase | 5,696 | 45.4022 GBP | ||||
| 5p ordinary | Purchase | 5,994 | 45.4162 GBP | ||||
| 5p ordinary | Purchase | 14,838 | 45.4498 GBP | ||||
| 5p ordinary | Purchase | 20,500 | 45.3283 GBP | ||||
| 5p ordinary | Purchase | 30,667 | 45.3372 GBP | ||||
| 5p ordinary | Purchase | 32,375 | 45.4069 GBP | ||||
| 5p ordinary | Purchase | 41,330 | 45.4140 GBP | ||||
| 5p ordinary | Purchase | 74,516 | 45.4378 GBP | ||||
| 5p ordinary | Purchase | 280,778 | 45.4351 GBP | ||||
| 5p ordinary | Sale | 24 | 45.6691 GBP | ||||
| 5p ordinary | Sale | 33 | 45.5000 GBP | ||||
| 5p ordinary | Sale | 38 | 45.3200 GBP | ||||
| 5p ordinary | Sale | 64 | 45.4300 GBP | ||||
| 5p ordinary | Sale | 65 | 45.4850 GBP | ||||
| 5p ordinary | Sale | 66 | 45.4525 GBP | ||||
| 5p ordinary | Sale | 66 | 45.5075 GBP | ||||
| 5p ordinary | Sale | 66 | 45.2300 GBP | ||||
| 5p ordinary | Sale | 66 | 45.3000 GBP | ||||
| 5p ordinary | Sale | 66 | 45.4375 GBP | ||||
| 5p ordinary | Sale | 66 | 45.3875 GBP | ||||
| 5p ordinary | Sale | 66 | 45.3775 GBP | ||||
| 5p ordinary | Sale | 66 | 45.3575 GBP | ||||
| 5p ordinary | Sale | 66 | 45.3025 GBP | ||||
| 5p ordinary | Sale | 66 | 45.3225 GBP | ||||
| 5p ordinary | Sale | 67 | 45.3100 GBP | ||||
| 5p ordinary | Sale | 68 | 45.3750 GBP | ||||
| 5p ordinary | Sale | 68 | 45.3950 GBP | ||||
| 5p ordinary | Sale | 69 | 45.3150 GBP | ||||
| 5p ordinary | Sale | 69 | 45.3550 GBP | ||||
| 5p ordinary | Sale | 70 | 45.4350 GBP | ||||
| 5p ordinary | Sale | 74 | 45.3975 GBP | ||||
| 5p ordinary | Sale | 76 | 45.6796 GBP | ||||
| 5p ordinary | Sale | 82 | 45.3970 GBP | ||||
| 5p ordinary | Sale | 90 | 45.3938 GBP | ||||
| 5p ordinary | Sale | 106 | 45.4400 GBP | ||||
| 5p ordinary | Sale | 119 | 45.4675 GBP | ||||
| 5p ordinary | Sale | 134 | 45.3450 GBP | ||||
| 5p ordinary | Sale | 141 | 45.5363 GBP | ||||
| 5p ordinary | Sale | 157 | 45.3800 GBP | ||||
| 5p ordinary | Sale | 174 | 45.4450 GBP | ||||
| 5p ordinary | Sale | 190 | 45.1730 GBP | ||||
| 5p ordinary | Sale | 216 | 45.3350 GBP | ||||
| 5p ordinary | Sale | 270 | 45.4550 GBP | ||||
| 5p ordinary | Sale | 358 | 45.3650 GBP | ||||
| 5p ordinary | Sale | 522 | 45.3496 GBP | ||||
| 5p ordinary | Sale | 532 | 45.3316 GBP | ||||
| 5p ordinary | Sale | 612 | 45.4471 GBP | ||||
| 5p ordinary | Sale | 669 | 45.3850 GBP | ||||
| 5p ordinary | Sale | 690 | 45.4481 GBP | ||||
| 5p ordinary | Sale | 705 | 45.3409 GBP | ||||
| 5p ordinary | Sale | 999 | 45.6829 GBP | ||||
| 5p ordinary | Sale | 1,089 | 45.4409 GBP | ||||
| 5p ordinary | Sale | 1,113 | 45.3860 GBP | ||||
| 5p ordinary | Sale | 1,358 | 45.3854 GBP | ||||
| 5p ordinary | Sale | 2,384 | 45.3495 GBP | ||||
| 5p ordinary | Sale | 3,983 | 45.4150 GBP | ||||
| 5p ordinary | Sale | 4,257 | 45.4500 GBP | ||||
| 5p ordinary | Sale | 5,394 | 45.3412 GBP | ||||
| 5p ordinary | Sale | 5,696 | 45.4022 GBP | ||||
| 5p ordinary | Sale | 7,046 | 45.4284 GBP | ||||
| 5p ordinary | Sale | 9,585 | 45.3492 GBP | ||||
| 5p ordinary | Sale | 11,635 | 45.4171 GBP | ||||
| 5p ordinary | Sale | 11,722 | 45.3490 GBP | ||||
| 5p ordinary | Sale | 20,405 | 45.3211 GBP | ||||
| 5p ordinary | Sale | 26,449 | 45.4229 GBP | ||||
| 5p ordinary | Sale | 32,091 | 45.4079 GBP | ||||
| 5p ordinary | Sale | 38,537 | 45.3885 GBP | ||||
| 5p ordinary | Sale | 74,516 | 45.4378 GBP | ||||
| 5p ordinary | Sale | 113,506 | 45.4493 GBP | ||||
| 5p ordinary | Sale | 121,240 | 45.5508 GBP | ||||
| ADR | Purchase | 12 | 172.1800 USD | ||||
| ADR | Purchase | 66 | 174.2000 USD | ||||
| ADR | Purchase | 100 | 172.4500 USD | ||||
| ADR | Purchase | 100 | 174.0100 USD | ||||
| ADR | Purchase | 100 | 173.6800 USD | ||||
| ADR | Purchase | 100 | 172.6700 USD | ||||
| ADR | Purchase | 100 | 174.0500 USD | ||||
| ADR | Purchase | 100 | 173.5850 USD | ||||
| ADR | Purchase | 139 | 173.1095 USD | ||||
| ADR | Purchase | 150 | 172.6566 USD | ||||
| ADR | Purchase | 200 | 172.6500 USD | ||||
| ADR | Purchase | 300 | 173.1666 USD | ||||
| ADR | Purchase | 375 | 174.0406 USD | ||||
| ADR | Purchase | 400 | 171.9912 USD | ||||
| ADR | Purchase | 400 | 172.8200 USD | ||||
| ADR | Purchase | 402 | 173.1237 USD | ||||
| ADR | Purchase | 500 | 172.6175 USD | ||||
| ADR | Purchase | 500 | 172.6300 USD | ||||
| ADR | Purchase | 534 | 172.9668 USD | ||||
| ADR | Purchase | 600 | 172.0850 USD | ||||
| ADR | Purchase | 984 | 172.7682 USD | ||||
| ADR | Purchase | 1,050 | 172.7380 USD | ||||
| ADR | Purchase | 1,100 | 173.2490 USD | ||||
| ADR | Purchase | 1,577 | 173.0417 USD | ||||
| ADR | Purchase | 2,000 | 173.2408 USD | ||||
| ADR | Purchase | 2,380 | 173.3205 USD | ||||
| ADR | Purchase | 2,735 | 172.2200 USD | ||||
| ADR | Purchase | 2,921 | 172.8513 USD | ||||
| ADR | Purchase | 3,200 | 173.3582 USD | ||||
| ADR | Purchase | 3,646 | 173.0799 USD | ||||
| ADR | Purchase | 3,682 | 172.7893 USD | ||||
| ADR | Purchase | 3,938 | 173.2547 USD | ||||
| ADR | Purchase | 4,473 | 173.2906 USD | ||||
| ADR | Purchase | 5,000 | 172.4998 USD | ||||
| ADR | Purchase | 5,364 | 173.3571 USD | ||||
| ADR | Purchase | 6,380 | 173.5229 USD | ||||
| ADR | Purchase | 7,500 | 171.9300 USD | ||||
| ADR | Purchase | 7,728 | 172.6682 USD | ||||
| ADR | Purchase | 9,727 | 173.2266 USD | ||||
| ADR | Purchase | 14,900 | 172.5438 USD | ||||
| ADR | Purchase | 15,800 | 173.2609 USD | ||||
| ADR | Purchase | 19,440 | 173.2097 USD | ||||
| ADR | Purchase | 20,690 | 172.8934 USD | ||||
| ADR | Purchase | 28,518 | 173.3262 USD | ||||
| ADR | Purchase | 52,600 | 173.0382 USD | ||||
| ADR | Purchase | 142,349 | 172.3066 USD | ||||
| ADR | Sale | 30 | 172.2000 USD | ||||
| ADR | Sale | 66 | 174.2000 USD | ||||
| ADR | Sale | 70 | 173.5600 USD | ||||
| ADR | Sale | 100 | 172.0000 USD | ||||
| ADR | Sale | 100 | 172.1100 USD | ||||
| ADR | Sale | 100 | 172.1600 USD | ||||
| ADR | Sale | 100 | 172.1800 USD | ||||
| ADR | Sale | 100 | 174.1400 USD | ||||
| ADR | Sale | 100 | 173.5850 USD | ||||
| ADR | Sale | 100 | 173.6600 USD | ||||
| ADR | Sale | 100 | 173.7600 USD | ||||
| ADR | Sale | 100 | 173.5801 USD | ||||
| ADR | Sale | 100 | 172.2100 USD | ||||
| ADR | Sale | 100 | 172.9800 USD | ||||
| ADR | Sale | 145 | 172.0606 USD | ||||
| ADR | Sale | 150 | 172.1300 USD | ||||
| ADR | Sale | 200 | 173.7800 USD | ||||
| ADR | Sale | 200 | 172.2700 USD | ||||
| ADR | Sale | 200 | 172.5957 USD | ||||
| ADR | Sale | 200 | 173.6500 USD | ||||
| ADR | Sale | 244 | 172.3232 USD | ||||
| ADR | Sale | 250 | 174.1160 USD | ||||
| ADR | Sale | 255 | 172.1380 USD | ||||
| ADR | Sale | 258 | 172.6971 USD | ||||
| ADR | Sale | 275 | 174.0045 USD | ||||
| ADR | Sale | 300 | 172.1866 USD | ||||
| ADR | Sale | 300 | 172.7933 USD | ||||
| ADR | Sale | 300 | 172.9100 USD | ||||
| ADR | Sale | 300 | 171.9493 USD | ||||
| ADR | Sale | 375 | 174.0406 USD | ||||
| ADR | Sale | 400 | 172.1168 USD | ||||
| ADR | Sale | 400 | 171.9912 USD | ||||
| ADR | Sale | 400 | 172.1200 USD | ||||
| ADR | Sale | 400 | 172.0700 USD | ||||
| ADR | Sale | 410 | 173.6609 USD | ||||
| ADR | Sale | 500 | 172.0740 USD | ||||
| ADR | Sale | 600 | 172.1268 USD | ||||
| ADR | Sale | 600 | 173.2160 USD | ||||
| ADR | Sale | 700 | 172.9792 USD | ||||
| ADR | Sale | 700 | 172.1042 USD | ||||
| ADR | Sale | 700 | 172.1457 USD | ||||
| ADR | Sale | 722 | 172.3842 USD | ||||
| ADR | Sale | 800 | 172.0937 USD | ||||
| ADR | Sale | 833 | 172.0670 USD | ||||
| ADR | Sale | 900 | 173.1350 USD | ||||
| ADR | Sale | 1,000 | 173.4400 USD | ||||
| ADR | Sale | 1,017 | 172.0661 USD | ||||
| ADR | Sale | 1,050 | 172.4838 USD | ||||
| ADR | Sale | 1,100 | 173.4645 USD | ||||
| ADR | Sale | 1,400 | 173.6557 USD | ||||
| ADR | Sale | 2,000 | 172.6927 USD | ||||
| ADR | Sale | 2,200 | 172.3484 USD | ||||
| ADR | Sale | 2,291 | 172.0714 USD | ||||
| ADR | Sale | 2,430 | 173.0222 USD | ||||
| ADR | Sale | 2,600 | 173.8224 USD | ||||
| ADR | Sale | 2,826 | 172.4236 USD | ||||
| ADR | Sale | 2,835 | 172.2200 USD | ||||
| ADR | Sale | 2,950 | 173.2156 USD | ||||
| ADR | Sale | 2,985 | 172.0635 USD | ||||
| ADR | Sale | 3,300 | 172.2154 USD | ||||
| ADR | Sale | 5,100 | 172.5414 USD | ||||
| ADR | Sale | 6,084 | 173.4281 USD | ||||
| ADR | Sale | 6,600 | 173.2619 USD | ||||
| ADR | Sale | 7,500 | 171.9300 USD | ||||
| ADR | Sale | 7,968 | 173.0809 USD | ||||
| ADR | Sale | 9,038 | 172.5292 USD | ||||
| ADR | Sale | 10,200 | 173.1871 USD | ||||
| ADR | Sale | 12,300 | 173.2831 USD | ||||
| ADR | Sale | 13,080 | 172.0904 USD | ||||
| ADR | Sale | 14,900 | 172.5961 USD | ||||
| ADR | Sale | 18,903 | 173.1530 USD | ||||
| ADR | Sale | 22,030 | 172.0707 USD | ||||
| ADR | Sale | 42,813 | 172.0530 USD | ||||
| ADR | Sale | 48,600 | 172.7943 USD | ||||
| ADR | Sale | 120,000 | 173.0563 USD |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | SWAP | Long | 75 | 45.5192 GBP | |||||
| 5p ordinary | CFD | Long | 141 | 45.5363 GBP | |||||
| 5p ordinary | SWAP | Long | 143 | 45.4472 GBP | |||||
| 5p ordinary | SWAP | Long | 258 | 45.4463 GBP | |||||
| 5p ordinary | CFD | Long | 690 | 45.4481 GBP | |||||
| 5p ordinary | CFD | Long | 2,384 | 45.3495 GBP | |||||
| 5p ordinary | CFD | Long | 3,960 | 45.2733 GBP | |||||
| 5p ordinary | SWAP | Long | 6,355 | 45.4498 GBP | |||||
| 5p ordinary | SWAP | Long | 7,260 | 45.4149 GBP | |||||
| 5p ordinary | SWAP | Long | 8,536 | 45.4633 GBP | |||||
| 5p ordinary | CFD | Long | 11,635 | 45.4171 GBP | |||||
| 5p ordinary | CFD | Long | 23,057 | 45.3860 GBP | |||||
| 5p ordinary | SWAP | Long | 121,240 | 45.5508 GBP | |||||
| 5p ordinary | SWAP | Short | 217 | 45.4280 GBP | |||||
| 5p ordinary | SWAP | Short | 766 | 45.4195 GBP | |||||
| 5p ordinary | SWAP | Short | 873 | 45.4549 GBP | |||||
| 5p ordinary | CFD | Short | 1,090 | 45.3180 GBP | |||||
| 5p ordinary | CFD | Short | 2,098 | 45.5380 GBP | |||||
| 5p ordinary | SWAP | Short | 2,748 | 45.4212 GBP | |||||
| 5p ordinary | SWAP | Short | 3,579 | 45.4286 GBP | |||||
| 5p ordinary | CFD | Short | 4,627 | 45.3786 GBP | |||||
| 5p ordinary | SWAP | Short | 6,928 | 45.4500 GBP | |||||
| 5p ordinary | SWAP | Short | 13,308 | 45.4056 GBP | |||||
| 5p ordinary | SWAP | Short | 15,396 | 45.4117 GBP | |||||
| 5p ordinary | SWAP | Short | 17,865 | 45.4197 GBP | |||||
| 5p ordinary | SWAP | Short | 39,199 | 45.4571 GBP | |||||
| 5p ordinary | CFD | Short | 120,339 | 45.4185 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 4,200 | 185 USD | American | 18 Jan 2019 | 3.0000 USD | ||||||||
| ADR | Call Options | Purchasing | 40,900 | 190 USD | American | 18 Jan 2019 | 1.1816 USD | ||||||||
| ADR | Put Options | Selling | 32,500 | 125 USD | American | 18 Jan 2019 | 1.1127 USD | ||||||||
| ADR | Put Options | Selling | 500 | 165 USD | American | 7 Dec 2018 | 5.6000 USD | ||||||||
| ADR | Put Options | Selling | 500 | 170 USD | American | 30 Nov 2018 | 2.5000 USD | ||||||||
| ADR | Put Options | Selling | 1,100 | 170 USD | American | 21 Dec 2018 | 6.7000 USD | ||||||||
| ADR | Put Options | Selling | 1,000 | 170 USD | American | 18 Apr 2019 | 10.6000 USD | ||||||||
| ADR | Put Options | Selling | 1,000 | 173 USD | American | 30 Nov 2018 | 4.0000 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 28 Nov 2018 | ||
| Contact name: | Large Holdings Regulatory Operations | ||
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 155.0000 | American | 15 Jan 2021 | |||||||
| ADR | Call Options | Purchased | 100 | 195.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 190.0000 | American | 4 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 185.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 210.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 300 | 208.0000 | American | 30 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 205.0000 | American | 30 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 208.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 205.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 900 | 180.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,200 | 178.0000 | American | 30 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 1,500 | 185.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,100 | 190.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 5,700 | 160.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Purchased | 6,000 | 193.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 6,000 | 180.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 6,000 | 183.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 7,700 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 18,200 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 20,300 | 190.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 22,200 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 23,900 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 84,400 | 190.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -56,000 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -42,400 | 200.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -38,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -37,300 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -22,500 | 190.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -13,000 | 185.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -6,000 | 175.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Written | -3,800 | 170.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -2,700 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,500 | 210.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,000 | 210.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -800 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -600 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -500 | 160.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -500 | 175.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -500 | 135.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -100 | 170.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -100 | 150.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -43,900 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -20,000 | 170.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -14,700 | 160.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Purchased | -5,900 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,800 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -3,600 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -200 | 65.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 148.0000 | American | 14 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 70.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 75.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 168.0000 | American | 14 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 100.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 400 | 185.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 500 | 170.0000 | American | 30 Nov 2018 | |||||||
| ADR | Put Options | Written | 500 | 163.0000 | American | 7 Dec 2018 | |||||||
| ADR | Put Options | Written | 500 | 170.0000 | American | 7 Dec 2018 | |||||||
| ADR | Put Options | Written | 600 | 165.0000 | American | 19 Jul 2019 | |||||||
| ADR | Put Options | Written | 900 | 175.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,000 | 140.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 173.0000 | American | 30 Nov 2018 | |||||||
| ADR | Put Options | Written | 1,100 | 150.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,200 | 150.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 1,300 | 160.0000 | American | 7 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,700 | 168.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,900 | 168.0000 | American | 7 Dec 2018 | |||||||
| ADR | Put Options | Written | 2,100 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,100 | 170.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 2,300 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,400 | 160.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 2,900 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 4,000 | 165.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 5,300 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 6,200 | 155.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 11,000 | 160.0000 | American | 19 Jul 2019 | |||||||
| ADR | Put Options | Written | 12,000 | 170.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 14,400 | 165.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 14,800 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 18,700 | 165.0000 | American | 7 Dec 2018 | |||||||
| ADR | Put Options | Written | 22,900 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 26,600 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 35,100 | 160.0000 | American | 18 Jan 2019 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20181128005366/en/
Copyright Business Wire 2018
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