10th Oct 2014 14:50
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Identity of the person whose positions/dealings | Barclays PLC. | |||
| are being disclosed: | |||||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 9 October 2014 | |||
| (f) | Has the discloser previously disclosed, or are | YES: | |||
| they today disclosing, under the Code in respect | ABBVIE INC | ||||
| of any other party to this offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 11,515,252 | 1.95% | 4,698,962 | 0.80% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 2,114,220 | 0.36% | 4,986,123 | 0.85% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 1,713,600 | 0.29% | 2,361,312 | 0.40% | |||||||
| (4) | |||||||||||
| TOTAL: | 15,343,072 | 2.60% | 12,046,397 | 2.05% | |||||||
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 35 | 53.9250 GBP | ||||
| ORD | Purchase | 47 | 53.8500 GBP | ||||
| ORD | Purchase | 69 | 53.6250 GBP | ||||
| ORD | Purchase | 80 | 53.5500 GBP | ||||
| ORD | Purchase | 94 | 53.9750 GBP | ||||
| ORD | Purchase | 115 | 53.8410 GBP | ||||
| ORD | Purchase | 130 | 54.0500 GBP | ||||
| ORD | Purchase | 131 | 53.8000 GBP | ||||
| ORD | Purchase | 209 | 53.9000 GBP | ||||
| ORD (traded as ADR) | Purchase | 210 | 259.8600 USD | ||||
| ORD | Purchase | 280 | 53.6417 GBP | ||||
| ORD (traded as ADR) | Purchase | 300 | 255.9200 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 256.1000 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 256.1600 USD | ||||
| ORD | Purchase | 361 | 53.7500 GBP | ||||
| ORD (traded as ADR) | Purchase | 396 | 258.7939 USD | ||||
| ORD | Purchase | 400 | 53.6500 GBP | ||||
| ORD | Purchase | 500 | 53.7000 GBP | ||||
| ORD (traded as ADR) | Purchase | 600 | 256.0940 USD | ||||
| ORD (traded as ADR) | Purchase | 600 | 257.8480 USD | ||||
| ORD (traded as ADR) | Purchase | 600 | 258.0960 USD | ||||
| ORD (traded as ADR) | Purchase | 600 | 258.5050 USD | ||||
| ORD (traded as ADR) | Purchase | 600 | 262.2154 USD | ||||
| ORD | Purchase | 652 | 54.0000 GBP | ||||
| ORD (traded as ADR) | Purchase | 711 | 258.6821 USD | ||||
| ORD | Purchase | 761 | 53.7126 GBP | ||||
| ORD | Purchase | 935 | 53.7627 GBP | ||||
| ORD | Purchase | 995 | 53.7678 GBP | ||||
| ORD | Purchase | 1,000 | 53.9656 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,500 | 256.1562 USD | ||||
| ORD (traded as ADR) | Purchase | 1,500 | 258.2600 USD | ||||
| ORD (traded as ADR) | Purchase | 1,500 | 258.7880 USD | ||||
| ORD (traded as ADR) | Purchase | 1,500 | 259.4519 USD | ||||
| ORD | Purchase | 1,585 | 53.8057 GBP | ||||
| ORD | Purchase | 2,150 | 53.9500 GBP | ||||
| ORD | Purchase | 2,307 | 53.9611 GBP | ||||
| ORD (traded as ADR) | Purchase | 2,400 | 256.7925 USD | ||||
| ORD (traded as ADR) | Purchase | 2,400 | 257.4675 USD | ||||
| ORD (traded as ADR) | Purchase | 2,700 | 256.6071 USD | ||||
| ORD | Purchase | 3,100 | 53.7935 GBP | ||||
| ORD | Purchase | 3,300 | 53.7454 GBP | ||||
| ORD (traded as ADR) | Purchase | 3,300 | 256.4358 USD | ||||
| ORD (traded as ADR) | Purchase | 3,300 | 259.1472 USD | ||||
| ORD | Purchase | 3,659 | 53.7929 GBP | ||||
| ORD (traded as ADR) | Purchase | 3,825 | 258.6857 USD | ||||
| ORD (traded as ADR) | Purchase | 3,900 | 256.2236 USD | ||||
| ORD (traded as ADR) | Purchase | 4,200 | 256.9464 USD | ||||
| ORD | Purchase | 4,560 | 53.6775 GBP | ||||
| ORD (traded as ADR) | Purchase | 4,800 | 257.4095 USD | ||||
| ORD | Purchase | 5,089 | 53.6000 GBP | ||||
| ORD (traded as ADR) | Purchase | 5,100 | 256.7240 USD | ||||
| ORD (traded as ADR) | Purchase | 5,400 | 259.0875 USD | ||||
| ORD (traded as ADR) | Purchase | 5,700 | 256.6715 USD | ||||
| ORD (traded as ADR) | Purchase | 6,201 | 257.3814 USD | ||||
| ORD | Purchase | 7,260 | 53.8067 GBP | ||||
| ORD | Purchase | 7,792 | 53.6933 GBP | ||||
| ORD (traded as ADR) | Purchase | 8,952 | 258.2200 USD | ||||
| ORD | Purchase | 9,227 | 53.7234 GBP | ||||
| ORD (traded as ADR) | Purchase | 10,200 | 256.1936 USD | ||||
| ORD | Purchase | 11,479 | 53.7330 GBP | ||||
| ORD | Purchase | 12,399 | 53.7380 GBP | ||||
| ORD (traded as ADR) | Purchase | 14,355 | 260.4681 USD | ||||
| ORD | Purchase | 14,600 | 53.8195 GBP | ||||
| ORD (traded as ADR) | Purchase | 15,270 | 257.8813 USD | ||||
| ORD (traded as ADR) | Purchase | 17,700 | 258.1643 USD | ||||
| ORD | Purchase | 31,461 | 53.7224 GBP | ||||
| ORD | Purchase | 42,062 | 53.7966 GBP | ||||
| ORD (traded as ADR) | Purchase | 63,330 | 256.6244 USD | ||||
| ORD | Purchase | 79,812 | 53.6499 GBP | ||||
| ORD | Purchase | 82,511 | 53.7199 GBP | ||||
| ORD (traded as ADR) | Purchase | 88,800 | 256.5987 USD | ||||
| ORD (traded as ADR) | Sale | 33 | 257.7700 USD | ||||
| ORD (traded as ADR) | Sale | 42 | 258.3403 USD | ||||
| ORD | Sale | 47 | 53.8500 GBP | ||||
| ORD | Sale | 64 | 54.0250 GBP | ||||
| ORD | Sale | 69 | 53.6250 GBP | ||||
| ORD | Sale | 69 | 53.9750 GBP | ||||
| ORD | Sale | 80 | 53.5500 GBP | ||||
| ORD | Sale | 122 | 53.7500 GBP | ||||
| ORD | Sale | 130 | 54.0500 GBP | ||||
| ORD | Sale | 131 | 53.8000 GBP | ||||
| ORD (traded as ADR) | Sale | 144 | 257.3103 USD | ||||
| ORD | Sale | 209 | 53.9000 GBP | ||||
| ORD | Sale | 229 | 53.7301 GBP | ||||
| ORD (traded as ADR) | Sale | 297 | 257.5145 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 258.1420 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 258.3600 USD | ||||
| ORD | Sale | 500 | 53.7000 GBP | ||||
| ORD | Sale | 522 | 53.7413 GBP | ||||
| ORD (traded as ADR) | Sale | 600 | 258.2600 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 258.3350 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 258.3380 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 258.7600 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 259.4900 USD | ||||
| ORD | Sale | 639 | 53.6500 GBP | ||||
| ORD | Sale | 652 | 54.0000 GBP | ||||
| ORD (traded as ADR) | Sale | 900 | 259.2400 USD | ||||
| ORD (traded as ADR) | Sale | 1,200 | 258.2050 USD | ||||
| ORD (traded as ADR) | Sale | 1,200 | 258.9750 USD | ||||
| ORD (traded as ADR) | Sale | 1,470 | 257.2243 USD | ||||
| ORD (traded as ADR) | Sale | 1,500 | 261.3580 USD | ||||
| ORD (traded as ADR) | Sale | 1,689 | 258.2676 USD | ||||
| ORD (traded as ADR) | Sale | 2,100 | 257.6750 USD | ||||
| ORD | Sale | 2,150 | 53.9500 GBP | ||||
| ORD | Sale | 2,369 | 53.9338 GBP | ||||
| ORD (traded as ADR) | Sale | 2,400 | 257.9345 USD | ||||
| ORD (traded as ADR) | Sale | 2,700 | 256.9590 USD | ||||
| ORD | Sale | 3,135 | 53.6994 GBP | ||||
| ORD (traded as ADR) | Sale | 3,138 | 258.0124 USD | ||||
| ORD | Sale | 3,399 | 53.9512 GBP | ||||
| ORD | Sale | 3,504 | 53.6825 GBP | ||||
| ORD | Sale | 3,628 | 53.6167 GBP | ||||
| ORD | Sale | 4,590 | 53.6684 GBP | ||||
| ORD | Sale | 5,028 | 53.6000 GBP | ||||
| ORD | Sale | 5,038 | 53.7958 GBP | ||||
| ORD (traded as ADR) | Sale | 5,532 | 258.6734 USD | ||||
| ORD (traded as ADR) | Sale | 6,024 | 257.3810 USD | ||||
| ORD (traded as ADR) | Sale | 6,300 | 257.7637 USD | ||||
| ORD | Sale | 6,518 | 53.7024 GBP | ||||
| ORD | Sale | 7,322 | 53.7407 GBP | ||||
| ORD (traded as ADR) | Sale | 7,635 | 257.8813 USD | ||||
| ORD | Sale | 7,648 | 53.6894 GBP | ||||
| ORD (traded as ADR) | Sale | 8,010 | 258.4631 USD | ||||
| ORD (traded as ADR) | Sale | 8,271 | 257.2690 USD | ||||
| ORD | Sale | 8,886 | 53.7029 GBP | ||||
| ORD | Sale | 9,428 | 53.7389 GBP | ||||
| ORD (traded as ADR) | Sale | 10,200 | 256.1936 USD | ||||
| ORD (traded as ADR) | Sale | 10,452 | 257.9238 USD | ||||
| ORD (traded as ADR) | Sale | 10,800 | 259.0875 USD | ||||
| ORD (traded as ADR) | Sale | 13,665 | 260.4378 USD | ||||
| ORD | Sale | 15,657 | 53.6642 GBP | ||||
| ORD (traded as ADR) | Sale | 16,200 | 258.0965 USD | ||||
| ORD (traded as ADR) | Sale | 17,100 | 258.1582 USD | ||||
| ORD | Sale | 18,463 | 53.7031 GBP | ||||
| ORD | Sale | 20,406 | 53.6802 GBP | ||||
| ORD | Sale | 23,835 | 53.6560 GBP | ||||
| ORD | Sale | 26,045 | 53.7066 GBP | ||||
| ORD | Sale | 28,241 | 53.7219 GBP | ||||
| ORD | Sale | 29,665 | 53.8135 GBP | ||||
| ORD | Sale | 34,972 | 53.6760 GBP | ||||
| ORD | Sale | 57,120 | 53.7009 GBP | ||||
| ORD | Sale | 58,131 | 53.7220 GBP | ||||
| ORD (traded as ADR) | Sale | 88,800 | 256.5987 USD |
(b) Derivatives transactions (other than options)
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | CFD | Long | 25 | 53.8000 GBP | |||||
| ORD | SWAP | Long | 100 | 53.6946 GBP | |||||
| ORD | CFD | Long | 1,065 | 53.5951 GBP | |||||
| ORD | CFD | Long | 1,953 | 53.7403 GBP | |||||
| ORD | SWAP | Long | 2,369 | 53.9338 GBP | |||||
| ORD | CFD | Long | 2,637 | 53.6150 GBP | |||||
| ORD | CFD | Long | 4,372 | 53.6745 GBP | |||||
| ORD | SWAP | Long | 5,801 | 53.6732 GBP | |||||
| ORD | CFD | Long | 3,628 | 53.6167 GBP | |||||
| ORD | SWAP | Long | 7,578 | 53.8337 GBP | |||||
| ORD | CFD | Long | 18,463 | 53.7031 GBP | |||||
| ORD | CFD | Long | 9,708 | 53.6270 GBP | |||||
| ORD | CFD | Short | 2,500 | 53.7864 GBP | |||||
| ORD | SWAP | Short | 3,245 | 53.6108 GBP | |||||
| ORD | CFD | Short | 4,308 | 53.7782 GBP | |||||
| ORD | SWAP | Short | 7,574 | 53.7436 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 100 | 250 USD | American | 22 Nov 2014 | 19.8300 USD | ||||||||
| ADR | Call Options | Purchasing | 18,000 | 255 USD | American | 18 Oct 2014 | 7.3000 USD | ||||||||
| ADR | Call Options | Selling | 100 | 250 USD | American | 18 Oct 2014 | 12.8300 USD | ||||||||
| ADR | Put Options | Purchasing | 900 | 257.5 USD | American | 10 Oct 2014 | 2.5000 USD | ||||||||
| ADR | Put Options | Selling | 400 | 170 USD | American | 17 Apr 2015 | 1.2000 USD |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 10 Oct 2014 | ||
| Contact name: | Rajesh Muthanna | ||
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. OPTIONS AND DERIVATIVES
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ADR | Put Options | Purchased | -300 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -2,900 | 185.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -800 | 190.0000 | American | 22 Nov 2014 | |||||||
| ADR | Put Options | Purchased | -900 | 210.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -26,600 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -10,000 | 245.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -10,000 | 250.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -22,600 | 250.0000 | American | 22 Nov 2014 | |||||||
| ADR | Put Options | Purchased | -33,300 | 252.5000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -30,600 | 255.0000 | American | 22 Nov 2014 | |||||||
| ADR | Put Options | Purchased | -900 | 257.5000 | American | 10 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -9,100 | 257.5000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -1,100 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -300 | 265.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -600 | 270.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 275.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Purchased | -2,000 | 285.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 290.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Purchased | -1,100 | 300.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Written | 1,000 | 100.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 130.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 2,800 | 140.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 145.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 150.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,100 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 500 | 170.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 400 | 170.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Written | 6,100 | 175.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,500 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 190.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 700 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 5,100 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 205.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 13,100 | 215.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 30,700 | 220.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 2,400 | 220.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 1,000 | 220.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Written | 100 | 225.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Written | 1,700 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 2,700 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 235.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 2,200 | 245.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 265.0000 | American | 15 Jan 2016 | |||||||
| ADR | Put Options | Written | 300 | 275.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 280.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 280.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Purchased | 1,800 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,000 | 215.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 15,900 | 225.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 2,800 | 225.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 225.0000 | American | 15 Jan 2016 | |||||||
| ADR | Call Options | Purchased | 6,000 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 230.0000 | American | 15 Jan 2016 | |||||||
| ADR | Call Options | Purchased | 3,600 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 100 | 235.0000 | American | 15 Jan 2016 | |||||||
| ADR | Call Options | Purchased | 20,000 | 245.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,600 | 250.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 18,200 | 255.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 8,300 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 15,600 | 260.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 3,000 | 265.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 10,300 | 265.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 270.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 374,600 | 270.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 5,000 | 275.0000 | American | 22 Nov 2014 | |||||||
| ADR | Call Options | Purchased | 3,300 | 275.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 4,000 | 280.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 285.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 300.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 305.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Written | -1,200 | 155.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,200 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -5,800 | 175.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 180.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -200 | 185.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,100 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,300 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 195.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,300 | 195.0000 | American | 15 Jan 2016 | |||||||
| ADR | Call Options | Written | -2,000 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 210.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -300 | 210.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -57,600 | 220.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -300 | 220.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -8,400 | 225.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,900 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -3,500 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,000 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,800 | 235.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -100 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -99,200 | 240.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -4,800 | 245.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -834 | 250.0000 | American | 17 Oct 2014 | |||||||
| ADR | Call Options | Written | -1,670 | 250.0000 | American | 21 Nov 2014 | |||||||
| ADR | Call Options | Written | -30,900 | 250.0000 | American | 22 Nov 2014 | |||||||
| ADR | Call Options | Written | -23,700 | 250.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -372,700 | 255.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -200 | 255.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Written | -2,500 | 265.0000 | American | 22 Nov 2014 | |||||||
| ADR | Call Options | Written | -100 | 290.0000 | American | 20 Jan 2017 | |||||||
| ADR | Call Options | Written | -100 | 320.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -400 | 330.0000 | American | 17 Jan 2015 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2014
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