18th Jul 2014 15:55
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Identity of the person whose positions/dealings | Barclays PLC. | |||
| are being disclosed: | |||||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 17 July 2014 | |||
| (f) | Has the discloser previously disclosed, or are | YES: | |||
| they today disclosing, under the Code in respect | ABBVIE INC | ||||
| of any other party to this offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 8,329,563 | 1.41% | 2,536,416 | 0.43% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 733,308 | 0.12% | 2,305,101 | 0.39% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 1,545,200 | 0.26% | 2,597,400 | 0.44% | |||||||
| TOTAL: | |||||||||||
| 10,608,071 | 1.80% | 7,438,917 | 1.26% | ||||||||
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD (traded as ADR) | Purchase | 9 | 246.1700 USD | ||||
| ORD (traded as ADR) | Purchase | 9 | 246.2800 USD | ||||
| ORD (traded as ADR) | Purchase | 9 | 255.0300 USD | ||||
| ORD | Purchase | 11 | 48.1750 GBP | ||||
| ORD | Purchase | 15 | 47.8500 GBP | ||||
| ORD (traded as ADR) | Purchase | 18 | 246.2699 USD | ||||
| ORD | Purchase | 19 | 48.1050 GBP | ||||
| ORD | Purchase | 23 | 48.0090 GBP | ||||
| ORD | Purchase | 48 | 48.0950 GBP | ||||
| ORD | Purchase | 48 | 48.1010 GBP | ||||
| ORD | Purchase | 52 | 47.9250 GBP | ||||
| ORD | Purchase | 52 | 47.9560 GBP | ||||
| ORD | Purchase | 52 | 48.1850 GBP | ||||
| ORD | Purchase | 54 | 48.1600 GBP | ||||
| ORD | Purchase | 55 | 47.8160 GBP | ||||
| ORD | Purchase | 55 | 47.8510 GBP | ||||
| ORD | Purchase | 59 | 47.9810 GBP | ||||
| ORD (traded as ADR) | Purchase | 60 | 248.0003 USD | ||||
| ORD | Purchase | 62 | 48.0180 GBP | ||||
| ORD | Purchase | 62 | 48.0560 GBP | ||||
| ORD | Purchase | 63 | 47.9050 GBP | ||||
| ORD | Purchase | 66 | 48.1200 GBP | ||||
| ORD | Purchase | 67 | 48.0360 GBP | ||||
| ORD | Purchase | 71 | 47.8350 GBP | ||||
| ORD | Purchase | 72 | 48.1210 GBP | ||||
| ORD | Purchase | 73 | 47.9550 GBP | ||||
| ORD | Purchase | 81 | 47.9300 GBP | ||||
| ORD | Purchase | 81 | 48.0690 GBP | ||||
| ORD | Purchase | 85 | 48.0550 GBP | ||||
| ORD | Purchase | 93 | 48.0383 GBP | ||||
| ORD | Purchase | 116 | 47.9200 GBP | ||||
| ORD | Purchase | 124 | 47.9600 GBP | ||||
| ORD | Purchase | 126 | 48.0350 GBP | ||||
| ORD | Purchase | 127 | 48.0750 GBP | ||||
| ORD | Purchase | 136 | 48.1250 GBP | ||||
| ORD | Purchase | 137 | 48.0400 GBP | ||||
| ORD | Purchase | 143 | 47.8300 GBP | ||||
| ORD | Purchase | 145 | 48.0900 GBP | ||||
| ORD (traded as ADR) | Purchase | 147 | 246.2687 USD | ||||
| ORD | Purchase | 159 | 47.7800 GBP | ||||
| ORD | Purchase | 159 | 47.8200 GBP | ||||
| ORD | Purchase | 167 | 47.8800 GBP | ||||
| ORD | Purchase | 175 | 48.0050 GBP | ||||
| ORD | Purchase | 184 | 48.0850 GBP | ||||
| ORD (traded as ADR) | Purchase | 201 | 252.5900 USD | ||||
| ORD | Purchase | 252 | 48.1100 GBP | ||||
| ORD | Purchase | 253 | 47.8100 GBP | ||||
| ORD | Purchase | 270 | 48.0591 GBP | ||||
| ORD | Purchase | 283 | 47.9400 GBP | ||||
| ORD (traded as ADR) | Purchase | 300 | 246.3100 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 246.3700 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 246.4199 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 246.8900 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 251.4670 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 252.3400 USD | ||||
| ORD | Purchase | 320 | 47.9100 GBP | ||||
| ORD | Purchase | 340 | 48.0300 GBP | ||||
| ORD | Purchase | 343 | 47.9950 GBP | ||||
| ORD | Purchase | 375 | 47.9500 GBP | ||||
| ORD | Purchase | 404 | 48.0500 GBP | ||||
| ORD | Purchase | 420 | 48.1300 GBP | ||||
| ORD (traded as ADR) | Purchase | 450 | 253.9433 USD | ||||
| ORD | Purchase | 494 | 48.0131 GBP | ||||
| ORD | Purchase | 498 | 48.2000 GBP | ||||
| ORD | Purchase | 559 | 48.0800 GBP | ||||
| ORD (traded as ADR) | Purchase | 579 | 246.3837 USD | ||||
| ORD | Purchase | 583 | 47.8400 GBP | ||||
| ORD | Purchase | 596 | 48.0700 GBP | ||||
| ORD (traded as ADR) | Purchase | 600 | 245.9450 USD | ||||
| ORD (traded as ADR) | Purchase | 600 | 246.5900 USD | ||||
| ORD (traded as ADR) | Purchase | 600 | 246.9300 USD | ||||
| ORD (traded as ADR) | Purchase | 600 | 252.6200 USD | ||||
| ORD (traded as ADR) | Purchase | 600 | 253.8500 USD | ||||
| ORD | Purchase | 603 | 48.0200 GBP | ||||
| ORD | Purchase | 671 | 47.9150 GBP | ||||
| ORD (traded as ADR) | Purchase | 717 | 248.3196 USD | ||||
| ORD (traded as ADR) | Purchase | 900 | 250.0346 USD | ||||
| ORD (traded as ADR) | Purchase | 900 | 251.6700 USD | ||||
| ORD | Purchase | 929 | 47.9900 GBP | ||||
| ORD | Purchase | 1,100 | 47.9936 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,200 | 251.9750 USD | ||||
| ORD (traded as ADR) | Purchase | 1,200 | 254.0212 USD | ||||
| ORD | Purchase | 1,259 | 48.0144 GBP | ||||
| ORD | Purchase | 1,425 | 48.0015 GBP | ||||
| ORD | Purchase | 1,508 | 48.0438 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,629 | 252.7016 USD | ||||
| ORD | Purchase | 1,656 | 47.8691 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,704 | 253.2603 USD | ||||
| ORD | Purchase | 1,773 | 48.0348 GBP | ||||
| ORD | Purchase | 1,999 | 47.9000 GBP | ||||
| ORD | Purchase | 2,000 | 48.0109 GBP | ||||
| ORD | Purchase | 2,059 | 47.9349 GBP | ||||
| ORD (traded as ADR) | Purchase | 2,100 | 246.2942 USD | ||||
| ORD (traded as ADR) | Purchase | 2,100 | 249.3251 USD | ||||
| ORD (traded as ADR) | Purchase | 2,400 | 247.2037 USD | ||||
| ORD (traded as ADR) | Purchase | 2,400 | 253.7909 USD | ||||
| ORD | Purchase | 2,806 | 48.0100 GBP | ||||
| ORD | Purchase | 2,940 | 48.1014 GBP | ||||
| ORD (traded as ADR) | Purchase | 3,300 | 252.0810 USD | ||||
| ORD (traded as ADR) | Purchase | 3,552 | 253.9878 USD | ||||
| ORD | Purchase | 3,570 | 47.8689 GBP | ||||
| ORD (traded as ADR) | Purchase | 3,600 | 252.8091 USD | ||||
| ORD (traded as ADR) | Purchase | 4,500 | 246.3794 USD | ||||
| ORD | Purchase | 4,541 | 48.0236 GBP | ||||
| ORD (traded as ADR) | Purchase | 4,548 | 252.4769 USD | ||||
| ORD (traded as ADR) | Purchase | 4,989 | 252.4076 USD | ||||
| ORD (traded as ADR) | Purchase | 5,037 | 252.3350 USD | ||||
| ORD (traded as ADR) | Purchase | 5,100 | 249.1239 USD | ||||
| ORD (traded as ADR) | Purchase | 5,700 | 254.1905 USD | ||||
| ORD | Purchase | 5,955 | 47.9875 GBP | ||||
| ORD (traded as ADR) | Purchase | 7,248 | 249.7357 USD | ||||
| ORD (traded as ADR) | Purchase | 7,500 | 245.7284 USD | ||||
| ORD (traded as ADR) | Purchase | 8,190 | 254.0943 USD | ||||
| ORD (traded as ADR) | Purchase | 10,305 | 246.3166 USD | ||||
| ORD (traded as ADR) | Purchase | 10,500 | 247.9054 USD | ||||
| ORD | Purchase | 11,000 | 47.9996 GBP | ||||
| ORD | Purchase | 11,460 | 47.8081 GBP | ||||
| ORD (traded as ADR) | Purchase | 12,846 | 253.2908 USD | ||||
| ORD | Purchase | 12,850 | 48.0083 GBP | ||||
| ORD (traded as ADR) | Purchase | 14,400 | 252.9880 USD | ||||
| ORD (traded as ADR) | Purchase | 15,000 | 252.2463 USD | ||||
| ORD (traded as ADR) | Purchase | 15,315 | 246.9102 USD | ||||
| ORD (traded as ADR) | Purchase | 16,788 | 247.0877 USD | ||||
| ORD (traded as ADR) | Purchase | 18,072 | 252.5990 USD | ||||
| ORD | Purchase | 18,170 | 47.9662 GBP | ||||
| ORD | Purchase | 19,464 | 47.9899 GBP | ||||
| ORD | Purchase | 28,371 | 48.0545 GBP | ||||
| ORD (traded as ADR) | Purchase | 29,799 | 252.6424 USD | ||||
| ORD (traded as ADR) | Purchase | 31,377 | 251.9449 USD | ||||
| ORD (traded as ADR) | Purchase | 32,535 | 252.2746 USD | ||||
| ORD (traded as ADR) | Purchase | 36,000 | 252.8907 USD | ||||
| ORD | Purchase | 36,695 | 48.0000 GBP | ||||
| ORD | Purchase | 40,272 | 48.0600 GBP | ||||
| ORD | Purchase | 42,626 | 47.9789 GBP | ||||
| ORD (traded as ADR) | Purchase | 44,100 | 251.9508 USD | ||||
| ORD | Purchase | 46,093 | 48.1400 GBP | ||||
| ORD | Purchase | 52,338 | 48.1000 GBP | ||||
| ORD | Purchase | 54,922 | 47.9529 GBP | ||||
| ORD | Purchase | 59,544 | 47.9904 GBP | ||||
| ORD | Purchase | 64,599 | 47.9030 GBP | ||||
| ORD | Purchase | 75,000 | 48.0759 GBP | ||||
| ORD (traded as ADR) | Purchase | 100,545 | 246.2180 USD | ||||
| ORD (traded as ADR) | Purchase | 111,600 | 250.3079 USD | ||||
| ORD (traded as ADR) | Purchase | 119,700 | 247.6423 USD | ||||
| ORD (traded as ADR) | Purchase | 121,800 | 246.2360 USD | ||||
| ORD | Purchase | 139,552 | 47.9805 GBP | ||||
| ORD (traded as ADR) | Purchase | 151,746 | 252.7170 USD | ||||
| ORD (traded as ADR) | Purchase | 163,221 | 252.0664 USD | ||||
| ORD (traded as ADR) | Purchase | 239,250 | 246.1730 USD | ||||
| ORD | Sale | 3 | 47.9150 GBP | ||||
| ORD | Sale | 11 | 48.1750 GBP | ||||
| ORD | Sale | 15 | 47.8500 GBP | ||||
| ORD | Sale | 19 | 48.1050 GBP | ||||
| ORD | Sale | 23 | 48.0090 GBP | ||||
| ORD | Sale | 48 | 48.0950 GBP | ||||
| ORD | Sale | 48 | 48.1010 GBP | ||||
| ORD | Sale | 52 | 47.9250 GBP | ||||
| ORD | Sale | 52 | 47.9560 GBP | ||||
| ORD | Sale | 52 | 48.1850 GBP | ||||
| ORD | Sale | 54 | 48.1600 GBP | ||||
| ORD | Sale | 55 | 47.8160 GBP | ||||
| ORD | Sale | 55 | 47.8510 GBP | ||||
| ORD | Sale | 59 | 47.9810 GBP | ||||
| ORD (traded as ADR) | Sale | 60 | 248.0003 USD | ||||
| ORD | Sale | 62 | 48.0180 GBP | ||||
| ORD | Sale | 62 | 48.0560 GBP | ||||
| ORD | Sale | 63 | 47.9050 GBP | ||||
| ORD | Sale | 66 | 48.1200 GBP | ||||
| ORD | Sale | 67 | 48.0360 GBP | ||||
| ORD | Sale | 71 | 47.8350 GBP | ||||
| ORD | Sale | 72 | 48.1210 GBP | ||||
| ORD | Sale | 73 | 47.9550 GBP | ||||
| ORD | Sale | 81 | 47.9300 GBP | ||||
| ORD | Sale | 81 | 48.0690 GBP | ||||
| ORD | Sale | 85 | 48.0550 GBP | ||||
| ORD | Sale | 116 | 47.9200 GBP | ||||
| ORD | Sale | 124 | 47.9600 GBP | ||||
| ORD | Sale | 126 | 48.0350 GBP | ||||
| ORD | Sale | 127 | 48.0750 GBP | ||||
| ORD | Sale | 136 | 48.1250 GBP | ||||
| ORD | Sale | 137 | 48.0400 GBP | ||||
| ORD | Sale | 143 | 47.8300 GBP | ||||
| ORD | Sale | 145 | 48.0900 GBP | ||||
| ORD | Sale | 159 | 47.7800 GBP | ||||
| ORD | Sale | 159 | 47.8200 GBP | ||||
| ORD | Sale | 167 | 47.8800 GBP | ||||
| ORD | Sale | 175 | 48.0050 GBP | ||||
| ORD | Sale | 184 | 48.0850 GBP | ||||
| ORD | Sale | 195 | 48.1400 GBP | ||||
| ORD | Sale | 253 | 47.8100 GBP | ||||
| ORD | Sale | 269 | 48.1100 GBP | ||||
| ORD | Sale | 283 | 47.9400 GBP | ||||
| ORD (traded as ADR) | Sale | 300 | 251.6300 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 251.7650 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 252.0700 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 252.4700 USD | ||||
| ORD | Sale | 320 | 47.9100 GBP | ||||
| ORD | Sale | 340 | 48.0300 GBP | ||||
| ORD | Sale | 343 | 47.9950 GBP | ||||
| ORD | Sale | 344 | 48.1000 GBP | ||||
| ORD | Sale | 375 | 47.9500 GBP | ||||
| ORD | Sale | 420 | 48.1300 GBP | ||||
| ORD (traded as ADR) | Sale | 450 | 254.7000 USD | ||||
| ORD | Sale | 498 | 48.2000 GBP | ||||
| ORD | Sale | 559 | 48.0800 GBP | ||||
| ORD | Sale | 583 | 47.8400 GBP | ||||
| ORD | Sale | 596 | 48.0700 GBP | ||||
| ORD (traded as ADR) | Sale | 600 | 252.3400 USD | ||||
| ORD | Sale | 603 | 48.0200 GBP | ||||
| ORD | Sale | 778 | 48.0500 GBP | ||||
| ORD | Sale | 889 | 47.9900 GBP | ||||
| ORD (traded as ADR) | Sale | 900 | 253.8600 USD | ||||
| ORD (traded as ADR) | Sale | 1,233 | 251.4308 USD | ||||
| ORD (traded as ADR) | Sale | 1,500 | 252.0603 USD | ||||
| ORD (traded as ADR) | Sale | 1,500 | 252.1340 USD | ||||
| ORD (traded as ADR) | Sale | 1,500 | 252.4300 USD | ||||
| ORD (traded as ADR) | Sale | 1,500 | 252.8600 USD | ||||
| ORD | Sale | 1,543 | 48.0269 GBP | ||||
| ORD | Sale | 1,633 | 47.9783 GBP | ||||
| ORD (traded as ADR) | Sale | 1,725 | 254.5452 USD | ||||
| ORD (traded as ADR) | Sale | 1,800 | 252.2400 USD | ||||
| ORD (traded as ADR) | Sale | 1,800 | 252.3166 USD | ||||
| ORD (traded as ADR) | Sale | 1,821 | 252.6219 USD | ||||
| ORD | Sale | 1,999 | 47.9000 GBP | ||||
| ORD | Sale | 2,002 | 47.8744 GBP | ||||
| ORD | Sale | 2,061 | 48.0000 GBP | ||||
| ORD (traded as ADR) | Sale | 2,400 | 252.8985 USD | ||||
| ORD (traded as ADR) | Sale | 2,805 | 253.1818 USD | ||||
| ORD | Sale | 2,829 | 48.0801 GBP | ||||
| ORD (traded as ADR) | Sale | 3,000 | 249.9860 USD | ||||
| ORD (traded as ADR) | Sale | 3,300 | 252.0810 USD | ||||
| ORD (traded as ADR) | Sale | 3,648 | 252.2541 USD | ||||
| ORD | Sale | 3,723 | 48.0100 GBP | ||||
| ORD (traded as ADR) | Sale | 4,200 | 249.3251 USD | ||||
| ORD (traded as ADR) | Sale | 4,350 | 252.2534 USD | ||||
| ORD | Sale | 5,311 | 47.9697 GBP | ||||
| ORD (traded as ADR) | Sale | 5,361 | 253.5607 USD | ||||
| ORD | Sale | 5,393 | 48.0183 GBP | ||||
| ORD (traded as ADR) | Sale | 5,400 | 252.8613 USD | ||||
| ORD (traded as ADR) | Sale | 7,200 | 252.8617 USD | ||||
| ORD (traded as ADR) | Sale | 7,200 | 254.9833 USD | ||||
| ORD (traded as ADR) | Sale | 7,404 | 252.8637 USD | ||||
| ORD | Sale | 7,635 | 48.0152 GBP | ||||
| ORD | Sale | 8,237 | 48.0046 GBP | ||||
| ORD | Sale | 9,785 | 47.9969 GBP | ||||
| ORD (traded as ADR) | Sale | 10,500 | 254.3314 USD | ||||
| ORD (traded as ADR) | Sale | 11,211 | 252.0673 USD | ||||
| ORD (traded as ADR) | Sale | 14,100 | 252.6907 USD | ||||
| ORD | Sale | 15,925 | 47.9632 GBP | ||||
| ORD | Sale | 18,299 | 48.0236 GBP | ||||
| ORD | Sale | 21,858 | 48.0070 GBP | ||||
| ORD | Sale | 26,945 | 47.9933 GBP | ||||
| ORD (traded as ADR) | Sale | 29,154 | 251.6600 USD | ||||
| ORD (traded as ADR) | Sale | 33,882 | 246.9664 USD | ||||
| ORD | Sale | 37,960 | 47.9793 GBP | ||||
| ORD (traded as ADR) | Sale | 40,167 | 252.8277 USD | ||||
| ORD | Sale | 40,272 | 48.0600 GBP | ||||
| ORD (traded as ADR) | Sale | 42,900 | 251.9626 USD | ||||
| ORD | Sale | 47,125 | 47.9485 GBP | ||||
| ORD (traded as ADR) | Sale | 52,800 | 252.1881 USD | ||||
| ORD | Sale | 57,754 | 47.9858 GBP | ||||
| ORD | Sale | 60,586 | 47.9791 GBP | ||||
| ORD (traded as ADR) | Sale | 87,651 | 251.5349 USD | ||||
| ORD | Sale | 100,589 | 47.9761 GBP | ||||
| ORD | Sale | 109,045 | 48.0089 GBP | ||||
| ORD | Sale | 148,377 | 47.9647 GBP | ||||
| ORD (traded as ADR) | Sale | 169,800 | 247.6877 USD | ||||
| ORD (traded as ADR) | Sale | 239,250 | 246.1730 USD | ||||
| ORD (traded as ADR) | Sale | 239,703 | 252.7832 USD | ||||
| ORD (traded as ADR) | Sale | 247,350 | 246.3530 USD |
(b) Derivatives transactions (other than options)
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | CFD | Long | 164 | 48.0221 GBP | |||||
| ORD | SWAP | Long | 843 | 48.0487 GBP | |||||
| ORD | CFD | Long | 1,379 | 48.0275 GBP | |||||
| ORD | SWAP | Long | 1,922 | 47.9491 GBP | |||||
| ORD | CFD | Long | 8,183 | 48.0003 GBP | |||||
| ORD | SWAP | Long | 10,254 | 48.0666 GBP | |||||
| ORD | SWAP | Short | 92 | 47.9947 GBP | |||||
| ORD | SWAP | Short | 904 | 48.0211 GBP | |||||
| ORD | CFD | Short | 1,473 | 48.0275 GBP | |||||
| ORD | CFD | Short | 1,773 | 48.0348 GBP | |||||
| ORD | CFD | Short | 6,417 | 47.9483 GBP | |||||
| ORD | CFD | Short | 12,705 | 48.0050 GBP | |||||
| ORD | SWAP | Short | 32,172 | 47.9918 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Put Options | Purchasing | 25,000 | 230 USD | American | 19 Jul 2014 | 1.6500 USD | ||||||||
| ADR | Put Options | Purchasing | 10,000 | 235 USD | American | 19 Jul 2014 | 2.2500 USD | ||||||||
| ADR | Put Options | Purchasing | 200 | 245 USD | American | 19 Jul 2014 | 3.9500 USD | ||||||||
| ADR | Put Options | Selling | 500 | 165 USD | American | 18 Oct 2014 | 0.7000 USD | ||||||||
| ADR | Put Options | Selling | 200 | 250 USD | American | 19 Jul 2014 | 5.8500 USD |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 18 Jul 2014 | ||
| Contact name: | Rajesh Muthanna | ||
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. OPTIONS AND DERIVATIVES
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ADR | Put Options | Purchased | -300 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -2,800 | 160.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -600 | 185.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -200 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -900 | 195.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Purchased | -1,100 | 205.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Purchased | -300 | 210.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Purchased | -100 | 215.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Purchased | -400 | 220.0000 | American | 18 Jul 2014 | |||||||
| ADR | Put Options | Purchased | -8,300 | 220.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Purchased | -100 | 220.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Purchased | -35,100 | 230.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Purchased | -500 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -67,700 | 235.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Purchased | -100 | 240.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Purchased | -1,100 | 240.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Purchased | -1,200 | 245.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Purchased | -1,700 | 250.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Purchased | -3,800 | 250.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Purchased | -1,000 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -1,600 | 270.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Written | 400 | 110.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 500 | 130.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 400 | 140.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 145.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 150.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 300 | 150.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,300 | 165.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 1,100 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 170.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 500 | 170.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 6,700 | 175.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 300 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 200 | 185.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 700 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 2,200 | 200.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 100 | 200.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 205.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 210.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Written | 1,500 | 215.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 200 | 220.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 225.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 100 | 225.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Written | 35,400 | 230.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 200 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 800 | 235.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 100 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 70,800 | 240.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 1,000 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 275.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 280.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,800 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,100 | 175.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Purchased | 100 | 185.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Purchased | 1,000 | 195.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Purchased | 1,600 | 215.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 1,000 | 215.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 92,000 | 230.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Purchased | 900 | 230.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 100 | 240.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 7,400 | 250.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Purchased | 1,600 | 250.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 133,700 | 255.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Purchased | 11,300 | 260.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Purchased | 123,900 | 260.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 3,500 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 400 | 260.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 1,600 | 265.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 3,100 | 265.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,100 | 270.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Purchased | 200 | 280.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Purchased | 100 | 280.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Written | -300 | 150.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -1,400 | 155.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -1,200 | 155.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,500 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 165.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -5,200 | 170.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -5,800 | 175.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -900 | 180.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -200 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -100 | 180.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,600 | 190.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -1,100 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,300 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 200.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -2,000 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 210.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -400 | 220.0000 | American | 18 Jul 2014 | |||||||
| ADR | Call Options | Written | -900 | 220.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -2,200 | 220.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,900 | 230.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -1,600 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -500 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -22,300 | 235.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -1,000 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -302,200 | 240.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -142,000 | 240.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Written | -300 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 240.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -8,700 | 245.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -600 | 245.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -176,800 | 250.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -18,100 | 250.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Written | -100 | 255.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Written | -20,000 | 260.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -1,000 | 265.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -6,000 | 265.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Written | -1,000 | 265.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -200 | 270.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -1,900 | 270.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -400 | 275.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -300 | 285.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -100 | 320.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 2,000 | 3700.0000 | American | 18 Jul 2014 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2014
Related Shares:
BarclaysShire