6th Jun 2018 14:26
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Full name of discloser: | Barclays PLC. | |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. | ||
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SHIRE PLC | |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
| (e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure | 5 June 2018 | |
| (f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A” | YES TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 9,453,495 | 1.03% | 3,058,411 | 0.34% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 267,400 | 0.03% | 4,983,544 | 0.55% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 401,700 | 0.05% | 576,700 | 0.06% | |||||||
| (4) | |||||||||||
| TOTAL: | 10,122,595 | 1.11% | 8,618,655 | 0.95% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| (a) | Purchases and sales | ||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 26 | 159.5899 USD | ||||
| ADR | Purchase | 60 | 159.5400 USD | ||||
| 5p ordinary | Purchase | 86 | 39.8475 GBP | ||||
| 5p ordinary | Purchase | 89 | 39.6456 GBP | ||||
| ADR | Purchase | 100 | 159.2100 USD | ||||
| ADR | Purchase | 100 | 160.0200 USD | ||||
| 5p ordinary | Purchase | 113 | 39.6131 GBP | ||||
| 5p ordinary | Purchase | 146 | 39.6800 GBP | ||||
| 5p ordinary | Purchase | 182 | 39.6950 GBP | ||||
| ADR | Purchase | 200 | 159.3450 USD | ||||
| ADR | Purchase | 200 | 159.5300 USD | ||||
| ADR | Purchase | 300 | 159.5200 USD | ||||
| ADR | Purchase | 300 | 159.5233 USD | ||||
| 5p ordinary | Purchase | 327 | 39.6478 GBP | ||||
| 5p ordinary | Purchase | 442 | 39.6925 GBP | ||||
| ADR | Purchase | 461 | 159.6402 USD | ||||
| ADR | Purchase | 500 | 159.4320 USD | ||||
| 5p ordinary | Purchase | 532 | 39.6267 GBP | ||||
| 5p ordinary | Purchase | 657 | 39.6380 GBP | ||||
| 5p ordinary | Purchase | 764 | 39.6845 GBP | ||||
| ADR | Purchase | 800 | 159.3274 USD | ||||
| 5p ordinary | Purchase | 800 | 39.7299 GBP | ||||
| 5p ordinary | Purchase | 809 | 39.6051 GBP | ||||
| ADR | Purchase | 901 | 159.4983 USD | ||||
| ADR | Purchase | 1,000 | 159.6265 USD | ||||
| 5p ordinary | Purchase | 1,000 | 39.6273 GBP | ||||
| 5p ordinary | Purchase | 1,016 | 39.7085 GBP | ||||
| ADR | Purchase | 1,192 | 159.6149 USD | ||||
| ADR | Purchase | 1,200 | 159.5441 USD | ||||
| 5p ordinary | Purchase | 1,762 | 39.4200 GBP | ||||
| 5p ordinary | Purchase | 1,821 | 39.6488 GBP | ||||
| 5p ordinary | Purchase | 2,381 | 39.7682 GBP | ||||
| 5p ordinary | Purchase | 2,768 | 39.7214 GBP | ||||
| 5p ordinary | Purchase | 2,811 | 39.5976 GBP | ||||
| 5p ordinary | Purchase | 7,067 | 39.6684 GBP | ||||
| 5p ordinary | Purchase | 7,213 | 39.6323 GBP | ||||
| ADR | Purchase | 8,264 | 159.7013 USD | ||||
| 5p ordinary | Purchase | 9,502 | 39.7124 GBP | ||||
| ADR | Purchase | 9,800 | 158.8152 USD | ||||
| 5p ordinary | Purchase | 12,130 | 39.7316 GBP | ||||
| ADR | Purchase | 13,532 | 159.2603 USD | ||||
| 5p ordinary | Purchase | 13,893 | 39.7103 GBP | ||||
| 5p ordinary | Purchase | 14,063 | 39.6088 GBP | ||||
| 5p ordinary | Purchase | 16,932 | 39.6900 GBP | ||||
| 5p ordinary | Purchase | 20,239 | 39.6670 GBP | ||||
| 5p ordinary | Purchase | 37,606 | 39.6584 GBP | ||||
| 5p ordinary | Purchase | 72,672 | 39.6074 GBP | ||||
| 5p ordinary | Purchase | 77,199 | 39.7054 GBP | ||||
| 5p ordinary | Purchase | 94,276 | 39.6537 GBP | ||||
| 5p ordinary | Sale | 9 | 39.6069 GBP | ||||
| 5p ordinary | Sale | 11 | 39.5981 GBP | ||||
| 5p ordinary | Sale | 14 | 39.8500 GBP | ||||
| 5p ordinary | Sale | 14 | 39.5800 GBP | ||||
| 5p ordinary | Sale | 15 | 39.6370 GBP | ||||
| ADR | Sale | 26 | 159.5899 USD | ||||
| 5p ordinary | Sale | 46 | 39.8239 GBP | ||||
| 5p ordinary | Sale | 54 | 39.6662 GBP | ||||
| 5p ordinary | Sale | 55 | 39.5310 GBP | ||||
| ADR | Sale | 100 | 159.4000 USD | ||||
| ADR | Sale | 100 | 159.4800 USD | ||||
| ADR | Sale | 102 | 159.4700 USD | ||||
| ADR | Sale | 112 | 159.1071 USD | ||||
| 5p ordinary | Sale | 121 | 39.6058 GBP | ||||
| 5p ordinary | Sale | 148 | 39.7364 GBP | ||||
| 5p ordinary | Sale | 182 | 39.6950 GBP | ||||
| 5p ordinary | Sale | 185 | 39.6064 GBP | ||||
| ADR | Sale | 200 | 159.6550 USD | ||||
| ADR | Sale | 200 | 159.1950 USD | ||||
| ADR | Sale | 200 | 159.3950 USD | ||||
| 5p ordinary | Sale | 221 | 39.6925 GBP | ||||
| 5p ordinary | Sale | 221 | 39.5789 GBP | ||||
| ADR | Sale | 288 | 159.4200 USD | ||||
| ADR | Sale | 300 | 159.6075 USD | ||||
| ADR | Sale | 300 | 159.4400 USD | ||||
| ADR | Sale | 320 | 159.5930 USD | ||||
| 5p ordinary | Sale | 323 | 39.6113 GBP | ||||
| ADR | Sale | 360 | 159.5400 USD | ||||
| ADR | Sale | 400 | 159.6831 USD | ||||
| 5p ordinary | Sale | 420 | 39.6004 GBP | ||||
| 5p ordinary | Sale | 433 | 39.5721 GBP | ||||
| ADR | Sale | 600 | 159.5416 USD | ||||
| 5p ordinary | Sale | 600 | 39.6050 GBP | ||||
| 5p ordinary | Sale | 884 | 39.7114 GBP | ||||
| ADR | Sale | 1,287 | 159.4710 USD | ||||
| ADR | Sale | 1,400 | 159.0742 USD | ||||
| 5p ordinary | Sale | 1,444 | 39.6470 GBP | ||||
| 5p ordinary | Sale | 1,462 | 39.6402 GBP | ||||
| ADR | Sale | 1,853 | 159.6120 USD | ||||
| 5p ordinary | Sale | 1,863 | 39.6931 GBP | ||||
| 5p ordinary | Sale | 1,940 | 39.6009 GBP | ||||
| 5p ordinary | Sale | 2,405 | 39.6733 GBP | ||||
| ADR | Sale | 2,892 | 159.5045 USD | ||||
| 5p ordinary | Sale | 2,908 | 39.5196 GBP | ||||
| ADR | Sale | 3,187 | 159.2667 USD | ||||
| 5p ordinary | Sale | 4,761 | 39.6270 GBP | ||||
| ADR | Sale | 5,344 | 159.1504 USD | ||||
| 5p ordinary | Sale | 5,361 | 39.6118 GBP | ||||
| 5p ordinary | Sale | 5,487 | 39.6152 GBP | ||||
| 5p ordinary | Sale | 6,085 | 39.5850 GBP | ||||
| ADR | Sale | 9,265 | 159.6765 USD | ||||
| ADR | Sale | 9,800 | 158.8152 USD | ||||
| 5p ordinary | Sale | 12,034 | 39.6234 GBP | ||||
| 5p ordinary | Sale | 13,082 | 39.5803 GBP | ||||
| 5p ordinary | Sale | 19,027 | 39.6842 GBP | ||||
| 5p ordinary | Sale | 24,820 | 39.6429 GBP | ||||
| 5p ordinary | Sale | 25,154 | 39.6167 GBP | ||||
| 5p ordinary | Sale | 30,418 | 39.6917 GBP | ||||
| 5p ordinary | Sale | 31,915 | 39.5980 GBP | ||||
| 5p ordinary | Sale | 54,748 | 39.6317 GBP | ||||
| 5p ordinary | Sale | 66,147 | 39.6856 GBP |
| (b) | Cash-settled derivative transactions | ||||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | SWAP | Long | 11 | 39.5980 GBP | |||||
| 5p ordinary | CFD | Long | 15 | 39.6373 GBP | |||||
| 5p ordinary | SWAP | Long | 54 | 39.6662 GBP | |||||
| 5p ordinary | SWAP | Long | 55 | 39.5310 GBP | |||||
| 5p ordinary | SWAP | Long | 58 | 39.6887 GBP | |||||
| 5p ordinary | SWAP | Long | 186 | 39.7848 GBP | |||||
| 5p ordinary | CFD | Long | 323 | 39.6113 GBP | |||||
| 5p ordinary | SWAP | Long | 420 | 39.6004 GBP | |||||
| 5p ordinary | SWAP | Long | 433 | 39.5721 GBP | |||||
| 5p ordinary | CFD | Long | 1,085 | 39.7718 GBP | |||||
| 5p ordinary | CFD | Long | 1,444 | 39.6470 GBP | |||||
| 5p ordinary | SWAP | Long | 1,532 | 39.5869 GBP | |||||
| 5p ordinary | SWAP | Long | 1,940 | 39.6009 GBP | |||||
| 5p ordinary | SWAP | Long | 2,681 | 39.6926 GBP | |||||
| 5p ordinary | CFD | Long | 6,277 | 39.6868 GBP | |||||
| 5p ordinary | SWAP | Long | 6,730 | 39.6623 GBP | |||||
| 5p ordinary | CFD | Long | 19,027 | 39.6842 GBP | |||||
| 5p ordinary | SWAP | Long | 33,059 | 39.6885 GBP | |||||
| 5p ordinary | SWAP | Short | 13 | 39.7053 GBP | |||||
| 5p ordinary | SWAP | Short | 14 | 39.7900 GBP | |||||
| 5p ordinary | SWAP | Short | 14 | 39.8378 GBP | |||||
| 5p ordinary | SWAP | Short | 31 | 39.6651 GBP | |||||
| 5p ordinary | SWAP | Short | 38 | 39.6065 GBP | |||||
| 5p ordinary | CFD | Short | 86 | 39.8474 GBP | |||||
| 5p ordinary | SWAP | Short | 89 | 39.6456 GBP | |||||
| 5p ordinary | SWAP | Short | 113 | 39.6130 GBP | |||||
| 5p ordinary | CFD | Short | 198 | 39.7084 GBP | |||||
| 5p ordinary | SWAP | Short | 300 | 39.6939 GBP | |||||
| 5p ordinary | SWAP | Short | 327 | 39.6478 GBP | |||||
| 5p ordinary | SWAP | Short | 657 | 39.6380 GBP | |||||
| 5p ordinary | SWAP | Short | 800 | 39.7298 GBP | |||||
| 5p ordinary | CFD | Short | 818 | 39.7085 GBP | |||||
| 5p ordinary | SWAP | Short | 1,726 | 39.6900 GBP | |||||
| 5p ordinary | SWAP | Short | 1,737 | 39.7219 GBP | |||||
| 5p ordinary | SWAP | Short | 1,821 | 39.6488 GBP | |||||
| 5p ordinary | SWAP | Short | 2,691 | 39.7660 GBP | |||||
| 5p ordinary | CFD | Short | 2,768 | 39.7214 GBP | |||||
| 5p ordinary | SWAP | Short | 5,139 | 39.6813 GBP | |||||
| 5p ordinary | CFD | Short | 6,991 | 39.6760 GBP | |||||
| 5p ordinary | CFD | Short | 9,502 | 39.7124 GBP | |||||
| 5p ordinary | CFD | Short | 10,032 | 39.6935 GBP | |||||
| 5p ordinary | SWAP | Short | 10,526 | 39.6979 GBP | |||||
| 5p ordinary | SWAP | Short | 11,068 | 39.6254 GBP | |||||
| 5p ordinary | CFD | Short | 11,472 | 39.7192 GBP | |||||
| 5p ordinary | CFD | Short | 20,239 | 39.6670 GBP | |||||
| 5p ordinary | SWAP | Short | 73,335 | 39.7206 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 6 June 2018 | |
| Contact name: | Jay Supaya | |
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Full name of person making disclosure: | Barclays PLC. | |
| Name of offeror/offeree in relation to whose relevant securities the disclosure relates: | SHIRE PLC |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 100,000 | 4000.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 10,000 | 4200.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Purchased | -140,000 | 3500.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 20,700 | 175.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 2,100 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,700 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -22,500 | 170.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -44,000 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,600 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -100 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 22,700 | 155.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 13,500 | 170.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 3,600 | 185.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,900 | 95.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 600 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 165.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -100 | 120.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -400 | 173.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Written | -900 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,600 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,200 | 110.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 4,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 5,800 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 163.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -400 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -600 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,500 | 148.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 12,500 | 163.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 2,200 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 500 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 173.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Written | -8,000 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -162,000 | 165.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,500 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -4,300 | 170.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -6,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,500 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -100 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -300 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 37,200 | 160.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 4,200 | 180.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 2,800 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,000 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 4,100 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 4,100 | 150.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 700 | 85.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 185.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 200 | 70.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -2,600 | 175.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,400 | 75.0000 | American | 0 Jan 1900 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180606005768/en/
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