1st Nov 2018 12:29
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 31 October 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 4,167,346 | 0.46% | 2,523,877 | 0.28% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 259,807 | 0.03% | 3,521,360 | 0.38% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 295,800 | 0.03% | 315,700 | 0.03% | |||||||
| (4) | |||||||||||
| TOTAL: | 4,722,953 | 0.52% | 6,360,937 | 0.70% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 5p ordinary | Purchase | 54 | 46.4800 GBP | ||||
| 5p ordinary | Purchase | 67 | 46.5300 GBP | ||||
| 5p ordinary | Purchase | 68 | 46.5125 GBP | ||||
| 5p ordinary | Purchase | 68 | 46.6175 GBP | ||||
| 5p ordinary | Purchase | 68 | 46.4425 GBP | ||||
| 5p ordinary | Purchase | 68 | 46.3675 GBP | ||||
| 5p ordinary | Purchase | 68 | 46.3650 GBP | ||||
| 5p ordinary | Purchase | 68 | 46.4700 GBP | ||||
| 5p ordinary | Purchase | 75 | 46.4850 GBP | ||||
| 5p ordinary | Purchase | 88 | 46.4950 GBP | ||||
| 5p ordinary | Purchase | 148 | 46.4772 GBP | ||||
| 5p ordinary | Purchase | 158 | 46.5387 GBP | ||||
| 5p ordinary | Purchase | 178 | 46.5000 GBP | ||||
| 5p ordinary | Purchase | 180 | 46.4734 GBP | ||||
| 5p ordinary | Purchase | 204 | 46.4582 GBP | ||||
| 5p ordinary | Purchase | 207 | 46.7819 GBP | ||||
| 5p ordinary | Purchase | 214 | 46.6750 GBP | ||||
| 5p ordinary | Purchase | 228 | 46.5100 GBP | ||||
| 5p ordinary | Purchase | 279 | 46.5050 GBP | ||||
| 5p ordinary | Purchase | 328 | 46.8100 GBP | ||||
| 5p ordinary | Purchase | 369 | 46.4987 GBP | ||||
| 5p ordinary | Purchase | 376 | 46.4374 GBP | ||||
| 5p ordinary | Purchase | 417 | 46.3955 GBP | ||||
| 5p ordinary | Purchase | 654 | 46.6676 GBP | ||||
| 5p ordinary | Purchase | 1,174 | 46.5643 GBP | ||||
| 5p ordinary | Purchase | 1,554 | 46.4458 GBP | ||||
| 5p ordinary | Purchase | 4,534 | 46.5722 GBP | ||||
| 5p ordinary | Purchase | 5,000 | 46.6106 GBP | ||||
| 5p ordinary | Purchase | 5,367 | 46.5570 GBP | ||||
| 5p ordinary | Purchase | 9,887 | 46.5556 GBP | ||||
| 5p ordinary | Purchase | 10,786 | 46.5376 GBP | ||||
| 5p ordinary | Purchase | 13,806 | 46.7134 GBP | ||||
| 5p ordinary | Purchase | 44,714 | 46.4626 GBP | ||||
| 5p ordinary | Purchase | 53,455 | 46.7113 GBP | ||||
| 5p ordinary | Purchase | 54,588 | 46.8005 GBP | ||||
| 5p ordinary | Purchase | 59,000 | 46.4403 GBP | ||||
| 5p ordinary | Purchase | 60,163 | 46.8018 GBP | ||||
| 5p ordinary | Purchase | 68,928 | 46.5727 GBP | ||||
| 5p ordinary | Purchase | 85,820 | 46.8050 GBP | ||||
| 5p ordinary | Purchase | 152,013 | 46.5919 GBP | ||||
| 5p ordinary | Sale | 43 | 46.4850 GBP | ||||
| 5p ordinary | Sale | 54 | 46.4800 GBP | ||||
| 5p ordinary | Sale | 67 | 46.5300 GBP | ||||
| 5p ordinary | Sale | 68 | 46.5125 GBP | ||||
| 5p ordinary | Sale | 68 | 46.4425 GBP | ||||
| 5p ordinary | Sale | 68 | 46.3675 GBP | ||||
| 5p ordinary | Sale | 68 | 46.3650 GBP | ||||
| 5p ordinary | Sale | 68 | 46.6750 GBP | ||||
| 5p ordinary | Sale | 68 | 46.4700 GBP | ||||
| 5p ordinary | Sale | 68 | 46.6175 GBP | ||||
| 5p ordinary | Sale | 88 | 46.4950 GBP | ||||
| 5p ordinary | Sale | 106 | 46.6963 GBP | ||||
| 5p ordinary | Sale | 110 | 46.6140 GBP | ||||
| 5p ordinary | Sale | 148 | 46.4772 GBP | ||||
| 5p ordinary | Sale | 178 | 46.5000 GBP | ||||
| 5p ordinary | Sale | 180 | 46.4734 GBP | ||||
| 5p ordinary | Sale | 228 | 46.5100 GBP | ||||
| 5p ordinary | Sale | 279 | 46.5050 GBP | ||||
| 5p ordinary | Sale | 430 | 46.5786 GBP | ||||
| 5p ordinary | Sale | 525 | 46.7922 GBP | ||||
| 5p ordinary | Sale | 1,470 | 46.4926 GBP | ||||
| 5p ordinary | Sale | 1,480 | 46.5642 GBP | ||||
| 5p ordinary | Sale | 1,569 | 46.6006 GBP | ||||
| 5p ordinary | Sale | 1,849 | 46.4050 GBP | ||||
| 5p ordinary | Sale | 3,377 | 46.5311 GBP | ||||
| 5p ordinary | Sale | 3,602 | 46.8096 GBP | ||||
| 5p ordinary | Sale | 5,817 | 46.5053 GBP | ||||
| 5p ordinary | Sale | 7,503 | 46.5549 GBP | ||||
| 5p ordinary | Sale | 7,668 | 46.5851 GBP | ||||
| 5p ordinary | Sale | 8,159 | 46.5967 GBP | ||||
| 5p ordinary | Sale | 9,957 | 46.5603 GBP | ||||
| 5p ordinary | Sale | 10,786 | 46.5376 GBP | ||||
| 5p ordinary | Sale | 21,373 | 46.4582 GBP | ||||
| 5p ordinary | Sale | 50,422 | 46.8016 GBP | ||||
| 5p ordinary | Sale | 54,744 | 46.4556 GBP | ||||
| 5p ordinary | Sale | 60,047 | 46.5820 GBP | ||||
| 5p ordinary | Sale | 78,186 | 46.8050 GBP | ||||
| 5p ordinary | Sale | 88,285 | 46.6019 GBP | ||||
| 5p ordinary | Sale | 214,520 | 46.7920 GBP | ||||
| 5p ordinary | Sale | 603,807 | 46.4049 GBP | ||||
| ADR | Purchase | 23 | 180.7200 USD | ||||
| ADR | Purchase | 44 | 179.2400 USD | ||||
| ADR | Purchase | 100 | 178.1500 USD | ||||
| ADR | Purchase | 100 | 179.3600 USD | ||||
| ADR | Purchase | 100 | 181.4279 USD | ||||
| ADR | Purchase | 117 | 177.5300 USD | ||||
| ADR | Purchase | 155 | 178.2141 USD | ||||
| ADR | Purchase | 200 | 178.3400 USD | ||||
| ADR | Purchase | 342 | 178.3770 USD | ||||
| ADR | Purchase | 658 | 178.3800 USD | ||||
| ADR | Purchase | 900 | 180.0819 USD | ||||
| ADR | Purchase | 1,000 | 178.3790 USD | ||||
| ADR | Purchase | 1,200 | 179.8920 USD | ||||
| ADR | Purchase | 1,263 | 178.2902 USD | ||||
| ADR | Purchase | 1,300 | 181.1530 USD | ||||
| ADR | Purchase | 2,000 | 180.0041 USD | ||||
| ADR | Purchase | 6,263 | 178.3570 USD | ||||
| ADR | Purchase | 11,597 | 179.0979 USD | ||||
| ADR | Purchase | 14,502 | 179.5589 USD | ||||
| ADR | Purchase | 33,894 | 178.3599 USD | ||||
| ADR | Purchase | 35,849 | 181.1800 USD | ||||
| ADR | Purchase | 100,365 | 181.8000 USD | ||||
| ADR | Sale | 23 | 180.7200 USD | ||||
| ADR | Sale | 100 | 178.8900 USD | ||||
| ADR | Sale | 100 | 177.9700 USD | ||||
| ADR | Sale | 100 | 178.2600 USD | ||||
| ADR | Sale | 117 | 177.5300 USD | ||||
| ADR | Sale | 275 | 179.1727 USD | ||||
| ADR | Sale | 300 | 181.3508 USD | ||||
| ADR | Sale | 400 | 178.9200 USD | ||||
| ADR | Sale | 500 | 178.2780 USD | ||||
| ADR | Sale | 510 | 179.9430 USD | ||||
| ADR | Sale | 515 | 178.4642 USD | ||||
| ADR | Sale | 600 | 179.5683 USD | ||||
| ADR | Sale | 600 | 179.5133 USD | ||||
| ADR | Sale | 700 | 179.7757 USD | ||||
| ADR | Sale | 821 | 179.1301 USD | ||||
| ADR | Sale | 902 | 178.8019 USD | ||||
| ADR | Sale | 1,396 | 179.6799 USD | ||||
| ADR | Sale | 1,800 | 179.7438 USD | ||||
| ADR | Sale | 2,000 | 180.0041 USD | ||||
| ADR | Sale | 2,000 | 178.3790 USD | ||||
| ADR | Sale | 3,000 | 178.8828 USD | ||||
| ADR | Sale | 7,525 | 178.3287 USD | ||||
| ADR | Sale | 9,259 | 179.1682 USD | ||||
| ADR | Sale | 9,721 | 179.6080 USD | ||||
| ADR | Sale | 10,000 | 178.0401 USD | ||||
| ADR | Sale | 33,894 | 178.3600 USD | ||||
| ADR | Sale | 36,049 | 181.1642 USD | ||||
| ADR | Sale | 100,365 | 181.8000 USD |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | CFD | Long | 14 | 46.5964 GBP | |||||
| 5p ordinary | SWAP | Long | 105 | 46.4843 GBP | |||||
| 5p ordinary | CFD | Long | 525 | 46.7922 GBP | |||||
| 5p ordinary | SWAP | Long | 1,031 | 46.6061 GBP | |||||
| 5p ordinary | CFD | Long | 1,200 | 46.8007 GBP | |||||
| 5p ordinary | CFD | Long | 1,569 | 46.6006 GBP | |||||
| 5p ordinary | SWAP | Long | 4,306 | 46.8432 GBP | |||||
| 5p ordinary | SWAP | Long | 5,196 | 46.8050 GBP | |||||
| 5p ordinary | CFD | Long | 8,145 | 46.5967 GBP | |||||
| ADR | CFD | Long | 10,000 | 178.0401 USD | |||||
| 5p ordinary | SWAP | Long | 153,405 | 46.7711 GBP | |||||
| 5p ordinary | CFD | Short | 303 | 46.5918 GBP | |||||
| 5p ordinary | CFD | Short | 600 | 46.4829 GBP | |||||
| 5p ordinary | SWAP | Short | 869 | 46.5036 GBP | |||||
| 5p ordinary | CFD | Short | 1,554 | 46.4458 GBP | |||||
| 5p ordinary | CFD | Short | 2,500 | 46.6675 GBP | |||||
| 5p ordinary | SWAP Expires 01/05/2020 | Short | 4,200 | 46.6220 GBP | |||||
| 5p ordinary | CFD | Short | 5,367 | 46.5570 GBP | |||||
| 5p ordinary | SWAP | Short | 7,034 | 46.5970 GBP | |||||
| 5p ordinary | SWAP | Short | 14,176 | 46.5267 GBP | |||||
| 5p ordinary | CFD | Short | 47,684 | 46.5597 GBP | |||||
| 5p ordinary | CFD | Short | 53,455 | 46.7112 GBP | |||||
| 5p ordinary | SWAP | Short | 90,372 | 46.8050 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 1,000 | 190 USD | American | 18 Apr 2019 | 9.3000 USD | ||||||||
| ADR | Call Options | Purchasing | 300 | 195 USD | American | 16 Nov 2018 | 0.0500 USD | ||||||||
| ADR | Call Options | Purchasing | 13,100 | 195 USD | American | 18 Jan 2019 | 3.7882 USD | ||||||||
| ADR | Call Options | Purchasing | 300 | 205 USD | American | 30 Nov 2018 | 0.0500 USD | ||||||||
| ADR | Call Options | Purchasing | 300 | 205 USD | American | 7 Dec 2018 | 0.0500 USD | ||||||||
| ADR | Call Options | Purchasing | 300 | 208 USD | American | 30 Nov 2018 | 0.0500 USD | ||||||||
| ADR | Call Options | Purchasing | 300 | 208 USD | American | 7 Dec 2018 | 0.0500 USD | ||||||||
| ADR | Call Options | Selling | 100 | 180 USD | American | 21 Dec 2018 | 7.8000 USD | ||||||||
| ADR | Call Options | Selling | 1,600 | 180 USD | American | 18 Jan 2019 | 10.0000 USD | ||||||||
| ADR | Call Options | Selling | 14,100 | 185 USD | American | 18 Jan 2019 | 8.7624 USD | ||||||||
| ADR | Put Options | Selling | 1,000 | 105 USD | American | 18 Jan 2019 | 0.3000 USD | ||||||||
| ADR | Put Options | Selling | 1,700 | 155 USD | American | 18 Apr 2019 | 6.1000 USD | ||||||||
| ADR | Put Options | Selling | 3,000 | 160 USD | American | 18 Jan 2019 | 4.6166 USD | ||||||||
| ADR | Put Options | Selling | 800 | 160 USD | American | 18 Apr 2019 | 7.1000 USD | ||||||||
| ADR | Put Options | Selling | 500 | 165 USD | American | 21 Dec 2018 | 3.0800 USD | ||||||||
| ADR | Put Options | Selling | 200 | 165 USD | American | 18 Jan 2019 | 5.7000 USD | ||||||||
| ADR | Put Options | Selling | 2,000 | 170 USD | American | 18 Apr 2019 | 9.9000 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | |
| Date of disclosure: | 1 Nov 2018 | |
| Contact name: | Large Holdings Regulatory Operations | |
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | |
| are being disclosed: | ||
| Name of offeror/offeree in relation to whose | SHIRE PLC | |
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 210.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 300 | 195.0000 | American | 16 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 205.0000 | American | 30 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 208.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 205.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 208.0000 | American | 30 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 900 | 180.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,200 | 178.0000 | American | 30 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 4,900 | 190.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 7,700 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 15,300 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 15,300 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 21,000 | 190.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 21,700 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -56,000 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -37,700 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -32,500 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,700 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -800 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -500 | 160.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -500 | 135.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -100 | 175.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -100 | 150.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 170.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Purchased | -18,800 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -5,900 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -5,500 | 165.0000 | American | 16 Nov 2018 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -3,600 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,000 | 155.0000 | American | 16 Nov 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -500 | 175.0000 | American | 16 Nov 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 165.0000 | American | 19 Jul 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 100.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 500 | 165.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 500 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 900 | 160.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,200 | 150.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 2,200 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,300 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 3,300 | 155.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 5,300 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 9,200 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 11,000 | 160.0000 | American | 19 Jul 2019 | |||||||
| ADR | Put Options | Written | 11,000 | 170.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 17,100 | 160.0000 | American | 18 Jan 2019 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20181101005585/en/
Copyright Business Wire 2018
Related Shares:
BarclaysShire