8th Nov 2018 13:56
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 07 November 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 4,583,595 | 0.50% | 2,900,137 | 0.32% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 155,308 | 0.02% | 3,739,813 | 0.41% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 355,300 | 0.04% | 370,200 | 0.04% | |||||||
| (4) | |||||||||||
| TOTAL: | 5,094,203 | 0.56% | 7,010,150 | 0.77% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| =A47:D195Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 5p ordinary | Purchase | 34 | 45.3275 GBP | ||||
| 5p ordinary | Purchase | 34 | 45.3450 GBP | ||||
| 5p ordinary | Purchase | 35 | 45.6400 GBP | ||||
| 5p ordinary | Purchase | 46 | 45.3950 GBP | ||||
| 5p ordinary | Purchase | 47 | 45.7800 GBP | ||||
| 5p ordinary | Purchase | 55 | 45.3700 GBP | ||||
| 5p ordinary | Purchase | 55 | 45.3250 GBP | ||||
| 5p ordinary | Purchase | 65 | 45.7700 GBP | ||||
| 5p ordinary | Purchase | 68 | 45.3775 GBP | ||||
| 5p ordinary | Purchase | 68 | 45.3725 GBP | ||||
| 5p ordinary | Purchase | 68 | 45.9500 GBP | ||||
| 5p ordinary | Purchase | 68 | 45.9525 GBP | ||||
| 5p ordinary | Purchase | 68 | 45.9350 GBP | ||||
| 5p ordinary | Purchase | 68 | 45.8950 GBP | ||||
| 5p ordinary | Purchase | 68 | 45.8375 GBP | ||||
| 5p ordinary | Purchase | 68 | 45.8300 GBP | ||||
| 5p ordinary | Purchase | 68 | 45.8175 GBP | ||||
| 5p ordinary | Purchase | 68 | 45.8150 GBP | ||||
| 5p ordinary | Purchase | 68 | 45.7900 GBP | ||||
| 5p ordinary | Purchase | 68 | 45.7850 GBP | ||||
| 5p ordinary | Purchase | 68 | 45.7500 GBP | ||||
| 5p ordinary | Purchase | 68 | 45.7175 GBP | ||||
| 5p ordinary | Purchase | 68 | 45.7100 GBP | ||||
| 5p ordinary | Purchase | 68 | 45.7025 GBP | ||||
| 5p ordinary | Purchase | 68 | 45.6975 GBP | ||||
| 5p ordinary | Purchase | 68 | 45.4000 GBP | ||||
| 5p ordinary | Purchase | 68 | 45.4900 GBP | ||||
| 5p ordinary | Purchase | 68 | 45.5650 GBP | ||||
| 5p ordinary | Purchase | 68 | 45.5800 GBP | ||||
| 5p ordinary | Purchase | 68 | 45.6850 GBP | ||||
| 5p ordinary | Purchase | 69 | 45.6750 GBP | ||||
| 5p ordinary | Purchase | 70 | 45.5100 GBP | ||||
| 5p ordinary | Purchase | 72 | 45.6950 GBP | ||||
| 5p ordinary | Purchase | 76 | 45.4500 GBP | ||||
| 5p ordinary | Purchase | 77 | 45.3550 GBP | ||||
| 5p ordinary | Purchase | 78 | 45.8850 GBP | ||||
| 5p ordinary | Purchase | 79 | 45.9450 GBP | ||||
| 5p ordinary | Purchase | 90 | 45.3800 GBP | ||||
| 5p ordinary | Purchase | 96 | 45.8250 GBP | ||||
| 5p ordinary | Purchase | 106 | 45.6800 GBP | ||||
| 5p ordinary | Purchase | 106 | 45.6650 GBP | ||||
| 5p ordinary | Purchase | 125 | 45.3300 GBP | ||||
| 5p ordinary | Purchase | 131 | 45.3600 GBP | ||||
| 5p ordinary | Purchase | 140 | 45.7000 GBP | ||||
| 5p ordinary | Purchase | 141 | 45.8550 GBP | ||||
| 5p ordinary | Purchase | 142 | 45.6775 GBP | ||||
| 5p ordinary | Purchase | 159 | 45.8650 GBP | ||||
| 5p ordinary | Purchase | 193 | 45.3750 GBP | ||||
| 5p ordinary | Purchase | 222 | 45.6511 GBP | ||||
| 5p ordinary | Purchase | 247 | 45.5916 GBP | ||||
| 5p ordinary | Purchase | 281 | 45.6700 GBP | ||||
| 5p ordinary | Purchase | 409 | 45.5840 GBP | ||||
| 5p ordinary | Purchase | 493 | 45.4315 GBP | ||||
| 5p ordinary | Purchase | 641 | 45.7176 GBP | ||||
| 5p ordinary | Purchase | 3,145 | 45.7989 GBP | ||||
| 5p ordinary | Purchase | 5,019 | 45.5857 GBP | ||||
| 5p ordinary | Purchase | 5,215 | 45.9835 GBP | ||||
| 5p ordinary | Purchase | 6,614 | 45.9774 GBP | ||||
| 5p ordinary | Purchase | 6,823 | 45.7098 GBP | ||||
| 5p ordinary | Purchase | 8,554 | 45.5401 GBP | ||||
| 5p ordinary | Purchase | 16,042 | 45.5836 GBP | ||||
| 5p ordinary | Purchase | 25,000 | 45.8933 GBP | ||||
| 5p ordinary | Purchase | 30,000 | 45.5694 GBP | ||||
| 5p ordinary | Purchase | 34,976 | 45.8311 GBP | ||||
| 5p ordinary | Purchase | 72,769 | 45.6064 GBP | ||||
| 5p ordinary | Purchase | 117,772 | 45.7181 GBP | ||||
| 5p ordinary | Sale | 1 | 45.9250 GBP | ||||
| 5p ordinary | Sale | 34 | 45.3275 GBP | ||||
| 5p ordinary | Sale | 34 | 45.3450 GBP | ||||
| 5p ordinary | Sale | 35 | 45.6400 GBP | ||||
| 5p ordinary | Sale | 46 | 45.3950 GBP | ||||
| 5p ordinary | Sale | 47 | 45.7800 GBP | ||||
| 5p ordinary | Sale | 55 | 45.3700 GBP | ||||
| 5p ordinary | Sale | 55 | 45.3250 GBP | ||||
| 5p ordinary | Sale | 65 | 45.7700 GBP | ||||
| 5p ordinary | Sale | 68 | 45.8375 GBP | ||||
| 5p ordinary | Sale | 68 | 45.3725 GBP | ||||
| 5p ordinary | Sale | 68 | 45.3775 GBP | ||||
| 5p ordinary | Sale | 68 | 45.8300 GBP | ||||
| 5p ordinary | Sale | 68 | 45.4000 GBP | ||||
| 5p ordinary | Sale | 68 | 45.4900 GBP | ||||
| 5p ordinary | Sale | 68 | 45.8600 GBP | ||||
| 5p ordinary | Sale | 68 | 45.9525 GBP | ||||
| 5p ordinary | Sale | 68 | 45.9500 GBP | ||||
| 5p ordinary | Sale | 68 | 45.9350 GBP | ||||
| 5p ordinary | Sale | 68 | 45.8950 GBP | ||||
| 5p ordinary | Sale | 68 | 45.7500 GBP | ||||
| 5p ordinary | Sale | 68 | 45.7175 GBP | ||||
| 5p ordinary | Sale | 68 | 45.7100 GBP | ||||
| 5p ordinary | Sale | 68 | 45.8175 GBP | ||||
| 5p ordinary | Sale | 68 | 45.5650 GBP | ||||
| 5p ordinary | Sale | 68 | 45.5800 GBP | ||||
| 5p ordinary | Sale | 68 | 45.8150 GBP | ||||
| 5p ordinary | Sale | 68 | 45.7900 GBP | ||||
| 5p ordinary | Sale | 68 | 45.7850 GBP | ||||
| 5p ordinary | Sale | 68 | 45.6850 GBP | ||||
| 5p ordinary | Sale | 68 | 45.6975 GBP | ||||
| 5p ordinary | Sale | 68 | 45.7025 GBP | ||||
| 5p ordinary | Sale | 69 | 45.6750 GBP | ||||
| 5p ordinary | Sale | 70 | 45.5100 GBP | ||||
| 5p ordinary | Sale | 72 | 45.6950 GBP | ||||
| 5p ordinary | Sale | 77 | 45.3550 GBP | ||||
| 5p ordinary | Sale | 78 | 45.8850 GBP | ||||
| 5p ordinary | Sale | 79 | 45.9450 GBP | ||||
| 5p ordinary | Sale | 90 | 45.3800 GBP | ||||
| 5p ordinary | Sale | 96 | 45.8250 GBP | ||||
| 5p ordinary | Sale | 106 | 45.6650 GBP | ||||
| 5p ordinary | Sale | 106 | 45.6800 GBP | ||||
| 5p ordinary | Sale | 125 | 45.3300 GBP | ||||
| 5p ordinary | Sale | 131 | 45.3600 GBP | ||||
| 5p ordinary | Sale | 140 | 45.7000 GBP | ||||
| 5p ordinary | Sale | 141 | 45.8550 GBP | ||||
| 5p ordinary | Sale | 142 | 45.6775 GBP | ||||
| 5p ordinary | Sale | 157 | 45.5519 GBP | ||||
| 5p ordinary | Sale | 159 | 45.8650 GBP | ||||
| 5p ordinary | Sale | 162 | 45.8182 GBP | ||||
| 5p ordinary | Sale | 181 | 45.9201 GBP | ||||
| 5p ordinary | Sale | 193 | 45.3750 GBP | ||||
| 5p ordinary | Sale | 260 | 45.4778 GBP | ||||
| 5p ordinary | Sale | 281 | 45.6700 GBP | ||||
| 5p ordinary | Sale | 414 | 45.9168 GBP | ||||
| 5p ordinary | Sale | 549 | 45.4017 GBP | ||||
| 5p ordinary | Sale | 742 | 45.6705 GBP | ||||
| 5p ordinary | Sale | 816 | 45.7079 GBP | ||||
| 5p ordinary | Sale | 1,028 | 45.3689 GBP | ||||
| 5p ordinary | Sale | 1,100 | 45.7667 GBP | ||||
| 5p ordinary | Sale | 1,139 | 45.8312 GBP | ||||
| 5p ordinary | Sale | 1,659 | 45.5423 GBP | ||||
| 5p ordinary | Sale | 3,336 | 45.6495 GBP | ||||
| 5p ordinary | Sale | 4,098 | 45.8114 GBP | ||||
| 5p ordinary | Sale | 4,782 | 45.5892 GBP | ||||
| 5p ordinary | Sale | 6,687 | 45.7096 GBP | ||||
| 5p ordinary | Sale | 7,305 | 45.4134 GBP | ||||
| 5p ordinary | Sale | 15,567 | 45.5776 GBP | ||||
| 5p ordinary | Sale | 15,996 | 45.8620 GBP | ||||
| 5p ordinary | Sale | 21,395 | 45.5613 GBP | ||||
| 5p ordinary | Sale | 30,497 | 45.8914 GBP | ||||
| 5p ordinary | Sale | 40,375 | 45.9900 GBP | ||||
| 5p ordinary | Sale | 51,551 | 45.9237 GBP | ||||
| 5p ordinary | Sale | 56,298 | 45.5435 GBP | ||||
| 5p ordinary | Sale | 68,546 | 45.6124 GBP | ||||
| ADR | Purchase | 15 | 181.0300 USD | ||||
| ADR | Purchase | 36 | 181.2500 USD | ||||
| ADR | Purchase | 93 | 180.5000 USD | ||||
| ADR | Purchase | 100 | 181.3700 USD | ||||
| ADR | Purchase | 100 | 180.2100 USD | ||||
| ADR | Purchase | 100 | 181.4800 USD | ||||
| ADR | Purchase | 172 | 181.0232 USD | ||||
| ADR | Purchase | 200 | 180.6700 USD | ||||
| ADR | Purchase | 200 | 180.9525 USD | ||||
| ADR | Purchase | 200 | 180.4375 USD | ||||
| ADR | Purchase | 300 | 180.7150 USD | ||||
| ADR | Purchase | 306 | 180.8094 USD | ||||
| ADR | Purchase | 310 | 180.5022 USD | ||||
| ADR | Purchase | 334 | 180.7814 USD | ||||
| ADR | Purchase | 400 | 180.8585 USD | ||||
| ADR | Purchase | 490 | 181.1020 USD | ||||
| ADR | Purchase | 580 | 180.8366 USD | ||||
| ADR | Purchase | 752 | 180.9293 USD | ||||
| ADR | Purchase | 900 | 180.9136 USD | ||||
| ADR | Purchase | 1,100 | 180.8270 USD | ||||
| ADR | Purchase | 1,612 | 180.9500 USD | ||||
| ADR | Purchase | 4,973 | 180.8167 USD | ||||
| ADR | Purchase | 5,727 | 180.7089 USD | ||||
| ADR | Purchase | 6,627 | 181.0854 USD | ||||
| ADR | Sale | 1 | 180.8200 USD | ||||
| ADR | Sale | 15 | 181.0300 USD | ||||
| ADR | Sale | 29 | 180.0500 USD | ||||
| ADR | Sale | 29 | 180.5200 USD | ||||
| ADR | Sale | 64 | 181.1139 USD | ||||
| ADR | Sale | 99 | 180.3500 USD | ||||
| ADR | Sale | 100 | 181.4800 USD | ||||
| ADR | Sale | 100 | 180.0800 USD | ||||
| ADR | Sale | 100 | 180.6300 USD | ||||
| ADR | Sale | 100 | 180.9100 USD | ||||
| ADR | Sale | 100 | 180.9200 USD | ||||
| ADR | Sale | 100 | 181.0000 USD | ||||
| ADR | Sale | 100 | 181.0100 USD | ||||
| ADR | Sale | 100 | 181.1550 USD | ||||
| ADR | Sale | 101 | 181.1123 USD | ||||
| ADR | Sale | 110 | 180.9600 USD | ||||
| ADR | Sale | 124 | 180.9006 USD | ||||
| ADR | Sale | 190 | 180.7773 USD | ||||
| ADR | Sale | 200 | 180.6200 USD | ||||
| ADR | Sale | 200 | 181.0425 USD | ||||
| ADR | Sale | 200 | 180.7350 USD | ||||
| ADR | Sale | 200 | 180.9525 USD | ||||
| ADR | Sale | 200 | 180.7800 USD | ||||
| ADR | Sale | 244 | 180.9800 USD | ||||
| ADR | Sale | 290 | 180.8366 USD | ||||
| ADR | Sale | 292 | 180.7842 USD | ||||
| ADR | Sale | 300 | 180.7150 USD | ||||
| ADR | Sale | 307 | 180.7232 USD | ||||
| ADR | Sale | 400 | 180.0575 USD | ||||
| ADR | Sale | 400 | 180.9675 USD | ||||
| ADR | Sale | 400 | 180.6575 USD | ||||
| ADR | Sale | 490 | 181.1020 USD | ||||
| ADR | Sale | 599 | 180.5687 USD | ||||
| ADR | Sale | 715 | 180.8127 USD | ||||
| ADR | Sale | 802 | 180.9399 USD | ||||
| ADR | Sale | 1,100 | 180.8106 USD | ||||
| ADR | Sale | 1,100 | 180.8270 USD | ||||
| ADR | Sale | 1,430 | 180.9500 USD | ||||
| ADR | Sale | 2,300 | 181.0267 USD | ||||
| ADR | Sale | 3,428 | 180.7151 USD | ||||
| ADR | Sale | 5,877 | 181.1827 USD | ||||
| ADR | Sale | 5,891 | 180.8030 USD |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | SWAP | Long | 419 | 45.3589 GBP | |||||
| 5p ordinary | CFD | Long | 664 | 45.9440 GBP | |||||
| 5p ordinary | CFD | Long | 816 | 45.7079 GBP | |||||
| 5p ordinary | CFD | Long | 1,005 | 45.8055 GBP | |||||
| 5p ordinary | CFD | Long | 1,028 | 45.3689 GBP | |||||
| 5p ordinary | SWAP | Long | 1,100 | 45.7668 GBP | |||||
| 5p ordinary | CFD | Long | 1,659 | 45.5424 GBP | |||||
| 5p ordinary | CFD | Long | 1,842 | 45.3593 GBP | |||||
| 5p ordinary | CFD | Long | 6,649 | 45.7425 GBP | |||||
| 5p ordinary | CFD | Long | 7,305 | 45.4134 GBP | |||||
| 5p ordinary | SWAP | Long | 12,391 | 45.8941 GBP | |||||
| 5p ordinary | CFD | Long | 15,996 | 45.8620 GBP | |||||
| 5p ordinary | SWAP | Long | 21,561 | 45.9053 GBP | |||||
| 5p ordinary | SWAP | Long | 49,913 | 45.9900 GBP | |||||
| 5p ordinary | SWAP | Short | 96 | 45.8250 GBP | |||||
| 5p ordinary | CFD | Short | 300 | 45.3689 GBP | |||||
| 5p ordinary | SWAP | Short | 431 | 45.8861 GBP | |||||
| 5p ordinary | CFD | Short | 3,145 | 45.7989 GBP | |||||
| 5p ordinary | CFD | Short | 8,554 | 45.5401 GBP | |||||
| 5p ordinary | CFD | Short | 11,989 | 45.8094 GBP | |||||
| 5p ordinary | CFD | Short | 12,000 | 45.9941 GBP | |||||
| 5p ordinary | SWAP | Short | 12,857 | 45.8342 GBP | |||||
| 5p ordinary | SWAP | Short | 29,162 | 45.8315 GBP | |||||
| 5p ordinary | SWAP | Short | 53,074 | 45.7664 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 5,700 | 160 USD | American | 19 Jul 2019 | 30.3000 USD | ||||||||
| ADR | Put Options | Selling | 1,500 | 155 USD | American | 21 Dec 2018 | 1.5500 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | |
| Date of disclosure: | 8 Nov 2018 | |
| Contact name: | Large Holdings Regulatory Operations | |
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | |
| are being disclosed: | ||
| Name of offeror/offeree in relation to whose | SHIRE PLC | |
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 210.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 300 | 195.0000 | American | 16 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 205.0000 | American | 30 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 208.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 183.0000 | American | 9 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 208.0000 | American | 30 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 205.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 180.0000 | American | 23 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 800 | 190.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 900 | 180.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,200 | 178.0000 | American | 30 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 1,200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 5,700 | 160.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Purchased | 7,700 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 15,300 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 21,000 | 190.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 21,700 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 23,900 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -56,000 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -41,100 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -37,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,700 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,500 | 210.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -1,000 | 210.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -800 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -600 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -500 | 160.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -500 | 135.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -100 | 175.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 170.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -100 | 150.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -43,900 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -14,700 | 160.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Purchased | -5,900 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -5,500 | 165.0000 | American | 16 Nov 2018 | |||||||
| ADR | Put Options | Purchased | -4,800 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -3,600 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,000 | 155.0000 | American | 16 Nov 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -500 | 175.0000 | American | 16 Nov 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -100 | 183.0000 | American | 16 Nov 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 100 | 165.0000 | American | 19 Jul 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 100.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 500 | 165.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 500 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,200 | 150.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 1,200 | 150.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 2,300 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 3,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 4,000 | 165.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 4,800 | 155.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 5,300 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 10,200 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 11,000 | 160.0000 | American | 19 Jul 2019 | |||||||
| ADR | Put Options | Written | 11,000 | 170.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 22,900 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 35,100 | 160.0000 | American | 18 Jan 2019 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20181108005486/en/
Copyright Business Wire 2018
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