6th Dec 2018 07:00
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 04 December 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 7,184,196 | 0.78% | 1,782,994 | 0.19% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 186,222 | 0.02% | 5,565,300 | 0.61% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 692,400 | 0.08% | 532,100 | 0.06% | |||||||
| TOTAL: | 8,062,818 | 0.88% | 7,880,394 | 0.86% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 5p ordinary | Purchase | 5 | 45.8284 GBP | ||||
| 5p ordinary | Purchase | 38 | 45.5475 GBP | ||||
| 5p ordinary | Purchase | 40 | 45.5900 GBP | ||||
| 5p ordinary | Purchase | 41 | 45.5825 GBP | ||||
| 5p ordinary | Purchase | 52 | 45.9300 GBP | ||||
| 5p ordinary | Purchase | 59 | 45.8850 GBP | ||||
| 5p ordinary | Purchase | 60 | 45.4350 GBP | ||||
| 5p ordinary | Purchase | 65 | 45.4000 GBP | ||||
| 5p ordinary | Purchase | 65 | 45.7500 GBP | ||||
| 5p ordinary | Purchase | 71 | 45.9550 GBP | ||||
| 5p ordinary | Purchase | 73 | 45.7525 GBP | ||||
| 5p ordinary | Purchase | 77 | 45.5437 GBP | ||||
| 5p ordinary | Purchase | 117 | 45.5300 GBP | ||||
| 5p ordinary | Purchase | 127 | 45.6025 GBP | ||||
| 5p ordinary | Purchase | 127 | 45.6000 GBP | ||||
| 5p ordinary | Purchase | 135 | 45.7600 GBP | ||||
| 5p ordinary | Purchase | 171 | 45.9834 GBP | ||||
| 5p ordinary | Purchase | 176 | 45.4523 GBP | ||||
| 5p ordinary | Purchase | 177 | 45.5842 GBP | ||||
| 5p ordinary | Purchase | 178 | 45.4900 GBP | ||||
| 5p ordinary | Purchase | 182 | 45.2800 GBP | ||||
| 5p ordinary | Purchase | 188 | 45.9835 GBP | ||||
| 5p ordinary | Purchase | 190 | 45.7575 GBP | ||||
| 5p ordinary | Purchase | 207 | 45.4150 GBP | ||||
| 5p ordinary | Purchase | 248 | 45.5450 GBP | ||||
| 5p ordinary | Purchase | 257 | 45.7775 GBP | ||||
| 5p ordinary | Purchase | 260 | 45.9900 GBP | ||||
| 5p ordinary | Purchase | 264 | 45.7625 GBP | ||||
| 5p ordinary | Purchase | 349 | 45.9592 GBP | ||||
| 5p ordinary | Purchase | 400 | 45.5438 GBP | ||||
| 5p ordinary | Purchase | 538 | 45.9067 GBP | ||||
| 5p ordinary | Purchase | 632 | 45.5590 GBP | ||||
| 5p ordinary | Purchase | 724 | 45.7725 GBP | ||||
| 5p ordinary | Purchase | 797 | 45.4950 GBP | ||||
| 5p ordinary | Purchase | 813 | 45.8476 GBP | ||||
| 5p ordinary | Purchase | 1,203 | 45.7253 GBP | ||||
| 5p ordinary | Purchase | 1,285 | 45.5315 GBP | ||||
| 5p ordinary | Purchase | 1,308 | 45.9143 GBP | ||||
| 5p ordinary | Purchase | 1,445 | 45.8217 GBP | ||||
| 5p ordinary | Purchase | 1,602 | 45.5510 GBP | ||||
| 5p ordinary | Purchase | 2,000 | 45.8400 GBP | ||||
| 5p ordinary | Purchase | 2,408 | 45.9863 GBP | ||||
| 5p ordinary | Purchase | 3,512 | 45.5623 GBP | ||||
| 5p ordinary | Purchase | 4,880 | 45.5515 GBP | ||||
| 5p ordinary | Purchase | 5,490 | 45.9862 GBP | ||||
| 5p ordinary | Purchase | 5,856 | 45.5628 GBP | ||||
| 5p ordinary | Purchase | 6,479 | 45.6986 GBP | ||||
| 5p ordinary | Purchase | 6,894 | 45.6316 GBP | ||||
| 5p ordinary | Purchase | 7,000 | 45.4931 GBP | ||||
| 5p ordinary | Purchase | 8,384 | 45.7031 GBP | ||||
| 5p ordinary | Purchase | 15,675 | 45.5875 GBP | ||||
| 5p ordinary | Purchase | 18,321 | 45.5000 GBP | ||||
| 5p ordinary | Purchase | 20,740 | 45.4979 GBP | ||||
| 5p ordinary | Purchase | 22,592 | 45.6087 GBP | ||||
| 5p ordinary | Purchase | 26,053 | 45.6292 GBP | ||||
| 5p ordinary | Purchase | 78,099 | 45.6432 GBP | ||||
| 5p ordinary | Purchase | 111,913 | 45.5989 GBP | ||||
| 5p ordinary | Purchase | 200,060 | 45.5692 GBP | ||||
| 5p ordinary | Sale | 36 | 45.9775 GBP | ||||
| 5p ordinary | Sale | 38 | 45.5475 GBP | ||||
| 5p ordinary | Sale | 40 | 45.5900 GBP | ||||
| 5p ordinary | Sale | 41 | 45.5825 GBP | ||||
| 5p ordinary | Sale | 49 | 45.8325 GBP | ||||
| 5p ordinary | Sale | 52 | 45.9300 GBP | ||||
| 5p ordinary | Sale | 60 | 45.4350 GBP | ||||
| 5p ordinary | Sale | 65 | 45.4000 GBP | ||||
| 5p ordinary | Sale | 65 | 45.7500 GBP | ||||
| 5p ordinary | Sale | 68 | 45.9850 GBP | ||||
| 5p ordinary | Sale | 71 | 45.9550 GBP | ||||
| 5p ordinary | Sale | 73 | 45.7525 GBP | ||||
| 5p ordinary | Sale | 87 | 45.5487 GBP | ||||
| 5p ordinary | Sale | 117 | 45.5300 GBP | ||||
| 5p ordinary | Sale | 119 | 45.9877 GBP | ||||
| 5p ordinary | Sale | 124 | 45.4403 GBP | ||||
| 5p ordinary | Sale | 127 | 45.6000 GBP | ||||
| 5p ordinary | Sale | 127 | 45.6025 GBP | ||||
| 5p ordinary | Sale | 135 | 45.7600 GBP | ||||
| 5p ordinary | Sale | 144 | 45.6350 GBP | ||||
| 5p ordinary | Sale | 166 | 45.8682 GBP | ||||
| 5p ordinary | Sale | 175 | 45.4550 GBP | ||||
| 5p ordinary | Sale | 178 | 45.4900 GBP | ||||
| 5p ordinary | Sale | 190 | 45.7575 GBP | ||||
| 5p ordinary | Sale | 207 | 45.4150 GBP | ||||
| 5p ordinary | Sale | 257 | 45.7775 GBP | ||||
| 5p ordinary | Sale | 260 | 45.9900 GBP | ||||
| 5p ordinary | Sale | 264 | 45.7625 GBP | ||||
| 5p ordinary | Sale | 280 | 45.6120 GBP | ||||
| 5p ordinary | Sale | 301 | 45.7200 GBP | ||||
| 5p ordinary | Sale | 314 | 45.4803 GBP | ||||
| 5p ordinary | Sale | 377 | 45.8189 GBP | ||||
| 5p ordinary | Sale | 417 | 45.5191 GBP | ||||
| 5p ordinary | Sale | 447 | 45.7792 GBP | ||||
| 5p ordinary | Sale | 452 | 45.5735 GBP | ||||
| 5p ordinary | Sale | 458 | 45.5875 GBP | ||||
| 5p ordinary | Sale | 724 | 45.7725 GBP | ||||
| 5p ordinary | Sale | 766 | 45.7730 GBP | ||||
| 5p ordinary | Sale | 797 | 45.4950 GBP | ||||
| 5p ordinary | Sale | 1,301 | 45.5625 GBP | ||||
| 5p ordinary | Sale | 1,339 | 45.5000 GBP | ||||
| 5p ordinary | Sale | 1,472 | 45.5169 GBP | ||||
| 5p ordinary | Sale | 2,097 | 45.4985 GBP | ||||
| 5p ordinary | Sale | 2,559 | 45.8589 GBP | ||||
| 5p ordinary | Sale | 3,530 | 45.5495 GBP | ||||
| 5p ordinary | Sale | 3,656 | 45.5071 GBP | ||||
| 5p ordinary | Sale | 3,792 | 45.8476 GBP | ||||
| 5p ordinary | Sale | 6,407 | 45.6474 GBP | ||||
| 5p ordinary | Sale | 10,872 | 45.5141 GBP | ||||
| 5p ordinary | Sale | 12,571 | 45.9047 GBP | ||||
| 5p ordinary | Sale | 14,874 | 45.5841 GBP | ||||
| 5p ordinary | Sale | 15,419 | 45.9414 GBP | ||||
| 5p ordinary | Sale | 34,640 | 45.6812 GBP | ||||
| 5p ordinary | Sale | 34,719 | 45.5803 GBP | ||||
| 5p ordinary | Sale | 71,271 | 45.6288 GBP | ||||
| 5p ordinary | Sale | 97,603 | 45.5760 GBP | ||||
| 5p ordinary | Sale | 130,000 | 45.6368 GBP | ||||
| ADR | Purchase | 100 | 170.9798 USD | ||||
| ADR | Purchase | 149 | 174.3365 USD | ||||
| ADR | Purchase | 150 | 172.5667 USD | ||||
| ADR | Purchase | 300 | 171.6300 USD | ||||
| ADR | Purchase | 1,200 | 173.5444 USD | ||||
| ADR | Purchase | 1,682 | 173.4743 USD | ||||
| ADR | Purchase | 2,000 | 172.0657 USD | ||||
| ADR | Purchase | 2,020 | 173.0127 USD | ||||
| ADR | Purchase | 3,706 | 171.5000 USD | ||||
| ADR | Purchase | 10,800 | 172.7320 USD | ||||
| ADR | Purchase | 10,805 | 173.6203 USD | ||||
| ADR | Purchase | 13,100 | 172.5957 USD | ||||
| ADR | Purchase | 19,535 | 172.2969 USD | ||||
| ADR | Sale | 50 | 173.9100 USD | ||||
| ADR | Sale | 100 | 171.0800 USD | ||||
| ADR | Sale | 100 | 174.3600 USD | ||||
| ADR | Sale | 100 | 174.1300 USD | ||||
| ADR | Sale | 100 | 174.0400 USD | ||||
| ADR | Sale | 100 | 172.8300 USD | ||||
| ADR | Sale | 100 | 171.7200 USD | ||||
| ADR | Sale | 100 | 171.7000 USD | ||||
| ADR | Sale | 200 | 172.5000 USD | ||||
| ADR | Sale | 200 | 170.9750 USD | ||||
| ADR | Sale | 300 | 171.3033 USD | ||||
| ADR | Sale | 300 | 172.0433 USD | ||||
| ADR | Sale | 500 | 171.7400 USD | ||||
| ADR | Sale | 500 | 172.8785 USD | ||||
| ADR | Sale | 742 | 172.4665 USD | ||||
| ADR | Sale | 1,000 | 171.3520 USD | ||||
| ADR | Sale | 1,000 | 172.8370 USD | ||||
| ADR | Sale | 1,186 | 171.7974 USD | ||||
| ADR | Sale | 1,700 | 171.1563 USD | ||||
| ADR | Sale | 3,144 | 171.8863 USD | ||||
| ADR | Sale | 3,706 | 171.5000 USD | ||||
| ADR | Sale | 6,100 | 172.0434 USD | ||||
| ADR | Sale | 6,500 | 174.0000 USD | ||||
| ADR | Sale | 6,700 | 173.1601 USD | ||||
| ADR | Sale | 8,400 | 172.0713 USD | ||||
| ADR | Sale | 11,600 | 172.6908 USD | ||||
| ADR | Sale | 11,663 | 172.4080 USD | ||||
| ADR | Sale | 15,006 | 173.4709 USD |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | SWAP | Long | 1 | 45.5000 GBP | |||||
| 5p ordinary | SWAP | Long | 3 | 45.7900 GBP | |||||
| 5p ordinary | CFD | Long | 9 | 45.6122 GBP | |||||
| 5p ordinary | CFD | Long | 87 | 45.5487 GBP | |||||
| 5p ordinary | CFD | Long | 166 | 45.8682 GBP | |||||
| 5p ordinary | SWAP | Long | 248 | 45.7702 GBP | |||||
| 5p ordinary | CFD | Long | 271 | 45.6120 GBP | |||||
| 5p ordinary | SWAP | Long | 5,953 | 45.9046 GBP | |||||
| 5p ordinary | SWAP | Long | 22,003 | 45.9377 GBP | |||||
| 5p ordinary | SWAP | Long | 34,640 | 45.6812 GBP | |||||
| 5p ordinary | CFD | Long | 330,000 | 45.8425 GBP | |||||
| 5p ordinary | SWAP | Short | 32 | 45.5221 GBP | |||||
| 5p ordinary | SWAP | Short | 380 | 45.5030 GBP | |||||
| 5p ordinary | CFD | Short | 1,092 | 45.4997 GBP | |||||
| 5p ordinary | CFD | Short | 1,285 | 45.5315 GBP | |||||
| 5p ordinary | CFD | Short | 2,408 | 45.9862 GBP | |||||
| 5p ordinary | CFD | Short | 4,880 | 45.5515 GBP | |||||
| 5p ordinary | CFD | Short | 9,351 | 45.5040 GBP | |||||
| 5p ordinary | SWAP | Short | 20,197 | 45.5029 GBP | |||||
| 5p ordinary | CFD | Short | 22,592 | 45.6087 GBP | |||||
| 5p ordinary | SWAP | Short | 23,805 | 45.6084 GBP | |||||
| 5p ordinary | SWAP | Short | 27,712 | 45.5000 GBP | |||||
| 5p ordinary | SWAP | Short | 48,155 | 45.6224 GBP | |||||
| ADR | CFD | Short | 110,000 | 175.2792 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 11,700 | 175 USD | American | 21 Dec 2018 | 5.6876 USD | ||||||||
| ADR | Call Options | Purchasing | 400 | 175 USD | American | 18 Apr 2019 | 7.8000 USD | ||||||||
| ADR | Call Options | Purchasing | 100 | 185 USD | American | 18 Jan 2019 | 1.6000 USD | ||||||||
| ADR | Call Options | Selling | 11,700 | 165 USD | American | 21 Dec 2018 | 13.7193 USD | ||||||||
| ADR | Put Options | Purchasing | 3,800 | 150 USD | American | 21 Dec 2018 | 2.0994 USD | ||||||||
| ADR | Put Options | Purchasing | 1,900 | 170 USD | American | 18 Apr 2019 | 8.0457 USD | ||||||||
| ADR | Put Options | Purchasing | 300 | 185 USD | American | 18 Jan 2019 | 13.0000 USD | ||||||||
| ADR | Put Options | Selling | 25,000 | 160 USD | American | 21 Dec 2018 | 4.0400 USD | ||||||||
| ADR | Put Options | Selling | 5,900 | 160 USD | American | 18 Jan 2019 | 5.3525 USD | ||||||||
| ADR | Put Options | Selling | 1,400 | 165 USD | American | 21 Dec 2018 | 5.6500 USD | ||||||||
| ADR | Put Options | Selling | 4,000 | 170 USD | American | 7 Dec 2018 | 5.7945 USD | ||||||||
| ADR | Put Options | Selling | 1,000 | 170 USD | American | 14 Dec 2018 | 6.0000 USD | ||||||||
| ADR | Put Options | Selling | 3,900 | 170 USD | American | 21 Dec 2018 | 6.3087 USD | ||||||||
| ADR | Put Options | Selling | 100 | 173 USD | American | 7 Dec 2018 | 5.9000 USD | ||||||||
| ADR | Put Options | Selling | 500 | 173 USD | American | 14 Dec 2018 | 6.5000 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 5 Dec 2018 | ||
| Contact name: | Large Holdings Regulatory Operations | ||
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 185.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 155.0000 | American | 15 Jan 2021 | |||||||
| ADR | Call Options | Purchased | 100 | 195.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 190.0000 | American | 4 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 210.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 208.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 205.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 600 | 193.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 900 | 195.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 900 | 180.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 185.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 190.0000 | American | 11 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,500 | 230.0000 | American | 15 Jan 2021 | |||||||
| ADR | Call Options | Purchased | 1,500 | 185.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,900 | 175.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 2,000 | 200.0000 | American | 15 Jan 2021 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,100 | 190.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 4,300 | 170.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 4,800 | 180.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 5,700 | 160.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Purchased | 6,000 | 193.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 7,700 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 8,500 | 185.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 11,200 | 175.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 15,000 | 183.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 18,200 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 20,300 | 190.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 22,300 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 23,900 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 138,200 | 190.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -56,000 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -42,400 | 200.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -38,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -37,200 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -26,800 | 178.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Written | -22,500 | 190.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -15,000 | 175.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Written | -11,700 | 165.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -11,500 | 185.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -5,000 | 178.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -3,900 | 170.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Written | -3,800 | 170.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -2,700 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,500 | 210.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -1,000 | 165.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 210.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -800 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -600 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -500 | 173.0000 | American | 14 Dec 2018 | |||||||
| ADR | Call Options | Written | -500 | 160.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -500 | 135.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -100 | 173.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -100 | 150.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Purchased | -43,900 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -20,000 | 170.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -14,700 | 160.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Purchased | -5,900 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -5,700 | 150.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -3,800 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,600 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 19 Jul 2019 | |||||||
| ADR | Put Options | Purchased | -200 | 65.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 148.0000 | American | 14 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 70.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -100 | 168.0000 | American | 14 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 75.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 100.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 400 | 185.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 500 | 173.0000 | American | 14 Dec 2018 | |||||||
| ADR | Put Options | Written | 500 | 163.0000 | American | 7 Dec 2018 | |||||||
| ADR | Put Options | Written | 900 | 175.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 170.0000 | American | 14 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 147.0000 | American | 28 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,000 | 140.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,100 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,200 | 150.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 1,200 | 173.0000 | American | 7 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,300 | 160.0000 | American | 7 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,700 | 168.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,800 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,900 | 168.0000 | American | 7 Dec 2018 | |||||||
| ADR | Put Options | Written | 2,300 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,900 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 4,000 | 165.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 4,800 | 170.0000 | American | 7 Dec 2018 | |||||||
| ADR | Put Options | Written | 5,300 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 6,300 | 155.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 11,000 | 160.0000 | American | 19 Jul 2019 | |||||||
| ADR | Put Options | Written | 12,100 | 170.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 12,100 | 170.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 14,800 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 15,800 | 165.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 18,700 | 165.0000 | American | 7 Dec 2018 | |||||||
| ADR | Put Options | Written | 24,100 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 26,600 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 27,800 | 160.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 46,400 | 160.0000 | American | 18 Jan 2019 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20181205005740/en/
Copyright Business Wire 2018
Related Shares:
BarclaysShire