31st May 2018 14:56
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 30 May 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 9,429,465 | 1.03% | 3,148,019 | 0.35% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 369,323 | 0.04% | 4,820,609 | 0.53% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 357,200 | 0.04% | 577,300 | 0.06% | |||||||
| TOTAL: | 10,155,988 | 1.11% | 8,545,928 | 0.94% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 34 | 164.0901 USD | ||||
| 5p ordinary | Purchase | 34 | 40.7325 GBP | ||||
| 5p ordinary | Purchase | 50 | 40.6536 GBP | ||||
| 5p ordinary | Purchase | 67 | 40.6650 GBP | ||||
| ADR | Purchase | 68 | 162.6000 USD | ||||
| 5p ordinary | Purchase | 71 | 40.9850 GBP | ||||
| 5p ordinary | Purchase | 73 | 40.7800 GBP | ||||
| ADR | Purchase | 100 | 162.3900 USD | ||||
| ADR | Purchase | 100 | 164.4500 USD | ||||
| ADR | Purchase | 100 | 164.4000 USD | ||||
| ADR | Purchase | 100 | 164.2800 USD | ||||
| ADR | Purchase | 100 | 164.1150 USD | ||||
| ADR | Purchase | 100 | 163.8700 USD | ||||
| ADR | Purchase | 100 | 162.4000 USD | ||||
| ADR | Purchase | 100 | 162.3600 USD | ||||
| ADR | Purchase | 164 | 164.5300 USD | ||||
| 5p ordinary | Purchase | 194 | 40.8550 GBP | ||||
| ADR | Purchase | 199 | 164.1224 USD | ||||
| ADR | Purchase | 200 | 162.4050 USD | ||||
| ADR | Purchase | 200 | 162.3850 USD | ||||
| ADR | Purchase | 200 | 164.0825 USD | ||||
| 5p ordinary | Purchase | 236 | 40.7688 GBP | ||||
| 5p ordinary | Purchase | 251 | 40.9400 GBP | ||||
| 5p ordinary | Purchase | 289 | 40.6910 GBP | ||||
| ADR | Purchase | 296 | 162.4031 USD | ||||
| ADR | Purchase | 300 | 163.1500 USD | ||||
| ADR | Purchase | 300 | 164.0566 USD | ||||
| 5p ordinary | Purchase | 303 | 40.8403 GBP | ||||
| ADR | Purchase | 400 | 162.9250 USD | ||||
| 5p ordinary | Purchase | 500 | 40.8564 GBP | ||||
| 5p ordinary | Purchase | 505 | 40.8262 GBP | ||||
| 5p ordinary | Purchase | 515 | 40.7300 GBP | ||||
| 5p ordinary | Purchase | 621 | 40.6410 GBP | ||||
| 5p ordinary | Purchase | 625 | 40.8100 GBP | ||||
| ADR | Purchase | 825 | 163.4412 USD | ||||
| ADR | Purchase | 900 | 163.8405 USD | ||||
| ADR | Purchase | 1,004 | 162.4110 USD | ||||
| 5p ordinary | Purchase | 1,180 | 40.7400 GBP | ||||
| 5p ordinary | Purchase | 1,663 | 40.9767 GBP | ||||
| ADR | Purchase | 2,100 | 163.5958 USD | ||||
| ADR | Purchase | 2,368 | 163.3054 USD | ||||
| 5p ordinary | Purchase | 2,541 | 40.8016 GBP | ||||
| ADR | Purchase | 2,900 | 163.6538 USD | ||||
| 5p ordinary | Purchase | 3,001 | 40.9680 GBP | ||||
| ADR | Purchase | 3,239 | 164.1900 USD | ||||
| ADR | Purchase | 3,268 | 163.0446 USD | ||||
| ADR | Purchase | 3,587 | 163.5741 USD | ||||
| ADR | Purchase | 3,980 | 163.2571 USD | ||||
| 5p ordinary | Purchase | 4,080 | 41.0800 GBP | ||||
| 5p ordinary | Purchase | 5,320 | 40.8368 GBP | ||||
| 5p ordinary | Purchase | 6,118 | 40.6607 GBP | ||||
| 5p ordinary | Purchase | 7,169 | 40.8175 GBP | ||||
| 5p ordinary | Purchase | 9,815 | 40.8298 GBP | ||||
| 5p ordinary | Purchase | 11,988 | 40.7203 GBP | ||||
| 5p ordinary | Purchase | 15,525 | 40.7764 GBP | ||||
| 5p ordinary | Purchase | 16,467 | 40.7540 GBP | ||||
| ADR | Purchase | 20,948 | 163.2128 USD | ||||
| 5p ordinary | Purchase | 27,043 | 41.0462 GBP | ||||
| 5p ordinary | Purchase | 28,368 | 41.0765 GBP | ||||
| 5p ordinary | Purchase | 93,215 | 40.7700 GBP | ||||
| 5p ordinary | Purchase | 207,376 | 40.7952 GBP | ||||
| 5p ordinary | Sale | 8 | 40.8012 GBP | ||||
| 5p ordinary | Sale | 9 | 40.8019 GBP | ||||
| 5p ordinary | Sale | 16 | 40.8221 GBP | ||||
| 5p ordinary | Sale | 34 | 40.7325 GBP | ||||
| ADR | Sale | 34 | 164.0901 USD | ||||
| ADR | Sale | 68 | 162.6000 USD | ||||
| ADR | Sale | 100 | 164.1150 USD | ||||
| 5p ordinary | Sale | 152 | 40.7550 GBP | ||||
| ADR | Sale | 200 | 162.6100 USD | ||||
| 5p ordinary | Sale | 206 | 40.8015 GBP | ||||
| 5p ordinary | Sale | 243 | 40.8256 GBP | ||||
| 5p ordinary | Sale | 273 | 40.6770 GBP | ||||
| ADR | Sale | 300 | 163.8433 USD | ||||
| 5p ordinary | Sale | 323 | 40.8209 GBP | ||||
| 5p ordinary | Sale | 355 | 40.8229 GBP | ||||
| ADR | Sale | 364 | 164.4723 USD | ||||
| ADR | Sale | 600 | 163.7550 USD | ||||
| ADR | Sale | 700 | 164.1342 USD | ||||
| ADR | Sale | 700 | 163.0071 USD | ||||
| ADR | Sale | 900 | 163.4022 USD | ||||
| 5p ordinary | Sale | 912 | 40.9484 GBP | ||||
| 5p ordinary | Sale | 948 | 40.6444 GBP | ||||
| 5p ordinary | Sale | 1,128 | 40.7616 GBP | ||||
| ADR | Sale | 1,300 | 163.5830 USD | ||||
| 5p ordinary | Sale | 1,377 | 40.8331 GBP | ||||
| 5p ordinary | Sale | 1,453 | 40.7492 GBP | ||||
| ADR | Sale | 1,600 | 163.7114 USD | ||||
| ADR | Sale | 1,700 | 163.9976 USD | ||||
| 5p ordinary | Sale | 1,839 | 40.8443 GBP | ||||
| ADR | Sale | 1,900 | 163.4469 USD | ||||
| ADR | Sale | 2,000 | 162.4025 USD | ||||
| 5p ordinary | Sale | 3,063 | 40.8136 GBP | ||||
| ADR | Sale | 3,738 | 164.1900 USD | ||||
| ADR | Sale | 4,367 | 163.2306 USD | ||||
| 5p ordinary | Sale | 8,625 | 40.7555 GBP | ||||
| 5p ordinary | Sale | 13,791 | 40.7436 GBP | ||||
| 5p ordinary | Sale | 20,168 | 41.0800 GBP | ||||
| 5p ordinary | Sale | 27,259 | 41.0818 GBP | ||||
| ADR | Sale | 27,409 | 163.2028 USD | ||||
| 5p ordinary | Sale | 30,428 | 40.9476 GBP | ||||
| 5p ordinary | Sale | 31,778 | 41.0350 GBP | ||||
| 5p ordinary | Sale | 34,510 | 40.7667 GBP | ||||
| 5p ordinary | Sale | 62,345 | 40.5946 GBP | ||||
| 5p ordinary | Sale | 71,118 | 40.7635 GBP | ||||
| 5p ordinary | Sale | 86,275 | 40.8002 GBP | ||||
| 5p ordinary | Sale | 133,977 | 40.7568 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | SWAP | Long | 16 | 40.8221 GBP | |||||
| 5p ordinary | SWAP | Long | 105 | 40.7882 GBP | |||||
| 5p ordinary | SWAP | Long | 193 | 40.6295 GBP | |||||
| 5p ordinary | SWAP | Long | 199 | 40.8497 GBP | |||||
| 5p ordinary | CFD | Long | 243 | 40.8256 GBP | |||||
| 5p ordinary | SWAP | Long | 323 | 40.8209 GBP | |||||
| 5p ordinary | SWAP | Long | 475 | 41.0096 GBP | |||||
| 5p ordinary | CFD | Long | 1,800 | 40.9362 GBP | |||||
| 5p ordinary | SWAP | Long | 2,418 | 40.8638 GBP | |||||
| 5p ordinary | SWAP | Long | 34,510 | 40.7667 GBP | |||||
| 5p ordinary | SWAP | Long | 36,667 | 40.9040 GBP | |||||
| 5p ordinary | SWAP | Long | 86,275 | 40.8002 GBP | |||||
| 5p ordinary | SWAP | Short | 50 | 40.6537 GBP | |||||
| 5p ordinary | CFD | Short | 94 | 40.8261 GBP | |||||
| 5p ordinary | SWAP | Short | 180 | 41.0818 GBP | |||||
| 5p ordinary | SWAP | Short | 191 | 40.8851 GBP | |||||
| 5p ordinary | SWAP | Short | 200 | 41.0841 GBP | |||||
| 5p ordinary | SWAP | Short | 289 | 40.6910 GBP | |||||
| 5p ordinary | CFD | Short | 411 | 40.8262 GBP | |||||
| 5p ordinary | SWAP | Short | 528 | 40.8564 GBP | |||||
| 5p ordinary | CFD | Short | 564 | 40.9601 GBP | |||||
| 5p ordinary | SWAP | Short | 865 | 40.9353 GBP | |||||
| 5p ordinary | SWAP | Short | 1,760 | 40.6988 GBP | |||||
| 5p ordinary | SWAP | Short | 1,890 | 40.7866 GBP | |||||
| 5p ordinary | SWAP | Short | 4,080 | 41.0800 GBP | |||||
| 5p ordinary | CFD | Short | 5,320 | 40.8368 GBP | |||||
| 5p ordinary | CFD | Short | 6,118 | 40.6607 GBP | |||||
| 5p ordinary | CFD | Short | 9,815 | 40.8298 GBP | |||||
| 5p ordinary | CFD | Short | 11,988 | 40.7203 GBP | |||||
| 5p ordinary | SWAP | Short | 14,152 | 41.0740 GBP | |||||
| 5p ordinary | CFD | Short | 15,525 | 40.7764 GBP | |||||
| 5p ordinary | CFD | Short | 41,701 | 40.8079 GBP | |||||
| 5p ordinary | SWAP | Short | 42,020 | 40.8193 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 100 | 173 USD | American | 15 Jun 2018 | 0.4500 USD | ||||||||
| ADR | Call Options | Selling | 100 | 163 USD | American | 15 Jun 2018 | 4.3500 USD | ||||||||
| ADR | Put Options | Purchasing | 300 | 150 USD | American | 20 Jul 2018 | 1.4500 USD | ||||||||
| ADR | Put Options | Selling | 1,000 | 90 USD | American | 18 Jan 2019 | 0.4000 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 31 May 2018 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 100,000 | 4000.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 10,000 | 4200.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Purchased | -140,000 | 3500.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 20,700 | 175.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 2,100 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,700 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -22,500 | 170.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -44,000 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 1,600 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -100 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 22,700 | 155.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 11,700 | 170.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 3,600 | 185.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,900 | 95.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 165.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -100 | 120.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -400 | 173.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Written | -900 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,600 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,200 | 110.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 4,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 2,000 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 163.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -400 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -600 | 165.0000 | American | 1 Jun 2018 | |||||||
| ADR | Call Options | Written | -600 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,500 | 148.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 2,200 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 500 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 173.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 1 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -8,000 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -162,000 | 165.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 1,500 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -300 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -4,300 | 170.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -6,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,500 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 9,800 | 160.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 4,200 | 180.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 2,800 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 900 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,000 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 4,100 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 4,100 | 150.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 700 | 85.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 500 | 160.0000 | American | 1 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 185.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 200 | 70.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,400 | 75.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -2,600 | 175.0000 | American | 15 Jun 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180531005802/en/
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